EFTA01493427.pdf

FINANCIAL TRUST COMPANY INC ACCT. W23560001 For the Period 9/1/12 to 9/3WI2 TRADE ACTIVITY Note. L indicates Long Term Realized Gain/Loss S indicates Short Term Realized GairVLoss 0 indicates Ordinary Income Realized Gain Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gaintoss Settled Sales/Maturities/Redemptions 9/5 Redemption CIT GROUP INC 144A 7% MAY 02 2017 DID (959,777220) 100.00 959.777 22 (885,394.49) 74,382.73 L 9/5 Pro Rate 06/15)2011 ENTIRE ISSUE CALLED 0100.00 (ID: 125581-GA-0) 9/5 Principal Payment CIT GROUP INC 1W 7% MAY 02 2016 JUN 15 2011 (2,886,675.080) 100.00 2,888,675.08 (2,727,907.95) 96,62491 L 9/5 Pro Rate PAYMENT NC PRINCIPAL (ID: 125581-FZ-6) 62,142.22 0 9/5 Sale OCT INDUSTRIAL TRUST INC (e 6.34 57,060.00 (9,000.000) 6.30 56,698.72 (55,800.00) 898.72 S 9/10 FIFO BROKERAGE 360.00 TAX 8/OR SEC 1.28 J.P. MORGAN SECURITIES LLC (ID: 233153-10-5) 9/5 Sale NUSTAR ENERGY LP 0 48.74925 194,997.00 (4,000.000) 48.706 194,832.63 (195,760.00) (927.37) S 9/10 FIFO BROKERAGE 160.00 TAX 810R SEC 4.37 J.P. MORGAN SECURITIES LLC (ID: 67058H-10-2) 9/5 Sale BANC OF AMERICA FUNDING CORPORATION SER 20064 (2,378,735.400) 73.00 1,738,476.84 (1,546,178.02) 190,298.82 S 9/10 FIFO CL 2A5 FLOATING RATE JUL 20 2036 DTD 07/31/2006 Q 73.00 JP MORGAN SECURITIES LLC (BIDL) FACE VALUE 6,000,000.00 (ID: 05950M-AF-7) 9/5 Sale TEEKAY LNG PARTNERS LP Ca 3795 75,900.00 (2,000.000) 37.899 75,798.29 (76,860.00) (1,061.71) S 9/11 FIFO BROKERAGE 100.00 TAX 8/OR SEC 1.71 J.P. MORGAN SECURITIES LLC (ID: Y8564M-10-5) 9/6 Sale JPMORGAN CHASE Si CO PFD 5.500% 0 24.97059 (45,000.000) 24.93 1,121,851.37 (1,125,000.00) (3,148.63) S 9/11 FIFO 1,123,676.55 BROKERAGE 1,800.00 TAX 8/OR SEC 25.18 J.P. MORGAN SECURITIES LLC (ID: 48126E-75-0) 9/6 Sale Mil HOMES INC COM 0 18.31916 73,278.84 (4,000.000) 18.279 73,114.99 (70,520.00) 2,594.99 S 9/11 FIFO BROKERAGE 160.00 TAX 8i/OR SEC 1.65 J.P. MORGAN SECURITIES LLC (ID: 55305B-10-1) JP Morgan Account W23560001 Page 24 of 36 Consolidated Statement Page 28 Confidential Treatment Requested by JPMorgan JPM-SDNY-000 16285 Chase CONFIDENTIAL SDNY_GM_00285483 EFTA01493427