EFTA01363014.pdf

To: Zack Bunimovich ; Rita Shteynberg < ; Jitan Patel Cc: Xavier Avila Liam Osullivan ; Mathew Negus ; Alastair Mackinlay < ; i avide-A Sferrazza < Anthony Lentini Subject: Southern Financial LLC - KYC an cr enva Ives convertible bonds onboarding [CI Importance: High Classification: Confidential Zack, See attached for what Nina Tona sent in the last email in this chain and I am adding the Formation Document. This should complete everything you asked for in your email from March 13. We have a pending trade with the client in credit derivatives next week. Can you please put this as a priority? Source of Wealth: The source of wealth is Jeffrey Epstein as the sole shareholder. Jeffery Epstein began his financial career in 1976 as an options trader at Bear Stearns and became a partner in 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., managing the assets of clients with more than a billion in net worth. In 1996, Epstein changed the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands, which merged into Southern Financial LLC. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has come from his days at Bear Stearns and his financial management firms. Client Contact: Richard Kahn Formation Document: Attached LLC Documents include the Articles of Organization, Thanks, Martin From: Nina Tona Sent: Tuesday, March 13, 2018 11:41 AM T • " >; Martin Zeman >; Xavier Avila Cc: Rita Shteynberg >; Mathew Negus Jitan Patel Alastair Mackinlay < ; Davide-A Sferrazza aSubject: RE: SF [I] [C] ; Anthony Lentini Classification: Confidential Zack. I believe some of the below was already provided back in f eb. Please review below and attached to make sure they are sufficient and we'll get back on the additonal. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052819 CONFIDENTIAL SDNY_GM_00199003 EFTA01363014