EFTA01377615.pdf

From: Vijay-A Sawan Sent: 9/21/2018 10: To: Richard larossi CC: Stewart Oldfield Mayur Rathod Subject: RE: 2018 Periodic Review of Accts Southern Financial LLC & LSJE, LLC under the SOUTHERN FINANCIAL RELATIONSHIP Hi Importance: High Hi Rich, Following are the pending items in above accounts - • One of the account for Southern Financial LLC (a is Structured Transactions account with account ID on DB Force customer page as We believe it's a dummy account number, as we couldn't fetch any details on DB Insight. We'll need Purpose of this account, expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. • "Purpose of the account" required for all the below accounts. atAISYSISCRILLIfall alltrallt../111*Xt PSVIingt:0 9,>:;“;;; $411•SITI:4 VvICI) I letttz. GCIS oe, " L Upr - I uttsu t!-„-ti% I GCIS DB Insight is not showing the below account. We'll need expected size and frequency of regular inflows and outflows & what is the expected volume of assets and currency for the account approx. 90 days after opening. I Miro 011ketwor. Arced./ n (aeon an _,a r.. .r. Mr Nonni Aew• fornsf.M CI Regards, Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management Bt, DB Centre Mumbat Nirlon Knowledge Park, Western Express Highway Go 3, India Tel From: Vijay-A Sawant Sent: Friday, August 24, 2018 5:28 PM To: Richard laros Cc: Bradley Gillin ; Stewart Oldfiel Subject: FW: 2018 Periodic Review of Accts Southern Financial LLC & LSJE, LLC nder the SOUTHERN FINANCIAL RELATIONSHIP (I) Importance: High CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074765 CONFIDENTIAL SDNY_GM_00220949 EFTA01377615