EFTA01518855.pdf

CHISLAINE MAXWELL -TAP DVS ACCT. For the Period 8/1/13 to 8/31/13 INFLOWS & OUTFLOWS Type Quantity Per UM Settle Date Selection Method Description Cost Amount Amount 8/2 Div Domest DOUBLELINE TOTAL RET BEM 07/31/13 INCOME 12,498.155 0.046 572 18 DIVIDEND 0 0.046 PER SHARE AS OF 07/31/13 (ID: 268620-10-3) 8/2 Div Domest PIMCO EMERGING MARKETS CORPORATE BOND FUND 2,473.350 0.032 78.87 07/31/13 INCOME DIVIDEND fa 0.032 PER SHARE AS OF 07131/13 (ID: 72201W45.7) 812 Div Dottiest RIDGEWORTH SEIX FLOATING-I 08/01/13 INCOME 6,502.655 0.03 197 21 DIVIDEND Q 0.030 PER SHARE AS OF 08/01/13 (ID: 766281-674) 8/2 Dlv Domest TRP INST FLOATING RATE-F 07/31/13 INCOME 6,394.060 0.037 197 44 a DIVIDEND 0.037 PER SHARE AS OF 07/31/13 (ID: 77958B-10-5) Total Inflows & Outflows 82,608.83 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gain/Loss Settled Sales/Maturities/Redemptions 7/31 Sale PIMCO EMERGING LOCAL BOND-P (ID: 72201M-39-6) (1,737.374) 9.76 18,956.77 (19,180.60) (222313) 5* 8/1 High Cost 8/2 Sale PRUDENTIAL TOTAL RETURN BD-Z (ID: 74440B-40-5) (702.566) 14.03 9,857.00 (10,243.41) (386.41) S 8/5 High Cost Total Settled Sales/Maturities/Redemptions 326,813.77 ($29,424.01) (62,610.24) S J.P.Morgan Account Page 14 of 15 Consolidated Statement Page 73 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046109 Chase CONFIDENTIAL SDNY_GM_00315307 EFTA01518855