EFTA01380185.pdf

From: Martin Zeman Sent: 4/19/2018 10: : To: 'Richard Kahn' lliillin CC: 'Paul Barrett' ; Liam Osullivan Xavier Avila ; Davide-A Sferrazza Stewart Oldfield 'Jeanne Brennan' ); 'Darren Indyke Subject: RE: Please fill out -> CRS + UK FATCA form [CI Richard, thanks — we corrected the DOB on our side. Can you please also confirm that the following is correct: Clarification of the Nature of Business o Private investment vehicle; allocates capital across various asset classes and trading strategies. Thank you Martin IL, Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management CIB Securities Inc 345 Park Avenue. 10154-0004 New York, NY, USA KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3). and who are capable of evaluating the strategies. characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products otiscussed herein. Trades and transactions are subject to relevant internal approvals of OBS/ or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters olscussed herein are provided for discussion purposes only, and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential andpersonal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of OBS/ or any of its affiliates. From: Richard Kahn [mailto Sent: Thursday, April 19, 2018 9:30 AM To: Martin Zeman < Cc: Paul Barrett ; Liam Osullivan < ; Xavier Avila Davide-A Sferrazza < >; Stewart Oldfield Jeanne Brennan Darren Indyke < Subject: Re: Please fill out -> CRS + UK FATCA form [C] Please correct DOB as follows: Darren Indyke Richard Kahn thank you CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0078421 CONFIDENTIAL SDNY_GM_00224605 EFTA01380185