EFTA01344122.pdf

Epstein Meeting 10/22/13 Agenda I. Entity Transfer and Position Update - (Paul/Tazia] a. Remaining Transfer b. Position Update at DB c. Investment Objectives Discussion (return objective, risk appetite, liquidity needs) i. SFLLC ii. STINC iii. Haze iv. Jeepers v. Foundation vi. Personal II. Key Client Partners - (Caroline) a. KCP Global Value Proposition b. KCP Non-Advisory Letter Coverage —Stylistic Clarifications - [Tazia] a. Trading Communication and Position Updates i. Frequency/incremental moves ii. Preferred medium iii. When unreachable b. Position Review - referred report format and frequency IV. Investment/Trade Ideas - [Tazia] a. European Recovery i. Credit-Linked Note on Eurozone Periphery (Portugal, Spain, Italy & Ireland) ii. EUR 2yl0y Curve Steepener Note (4.75% x n/N, paid semi-annually) iii. European Equity Basket (compare with current holdings) b. Municipals i. Puerto Rico Cofina Bonds c. Technology i. DB Global Markets Basket: QCOM, AAPL, EMC, APH, GOOG, ACN, CTSH, IBM, WU, BRCM, INTC, VNTV, WNS, FCS, ONNN V. Other Investment Opportunities — [Tazia] a. RREEF (Real Estate Debt Investment Fund and Retrofit Partners) b. Japanese Real Estate — Mezzanine Debt (direct investment) c. CLOs (direct investment) d. Private Markets (direct investments) Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0029301 CONFIDENTIAL SDNY_GM_00175485 EFTA01344122