EFTA00095591.pdf

From: Chris Dilorio To: Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Sat, 09 Jan 2021 20:15:29 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf Dan, The same reason why AQR,NETE, ACIES etc etc etc are up and running today are the same reasons NITE is up and running today: SEC Corruption. The last overt action of this massive conspiracy has not yet occurred. EFTA00095591 In furtherance of the conspiracy Let's catch up Chris From: Chris Dilorio ‹ > Sent: Thursday, January 7, 2021 7:39 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Honorable SONY judges, I again offer to be thoroughly interrogated by the best and brightest the SEC,FBI,Dol has to offer. Not only is SEC IG Hoecker guilty of criminal obstruction of Congress, he is derrilict in his duty to "prosecute those OBSTRUCTING the mission of the SEC": ME. But, the grossly corrupt Hoecker knows interviewing me as is mandated in Rules of Investigations he himself wrote will further verify my extremely serious allegations. Yes, the SEC has committed/is committing multiple frauds on the SONY Courts. Yes, the SEC/Dal "Do not investigate list" is very real and VERY long. Another example: Ken Griffin/Citadel. Shortly after UBSS finally exited the OTCM trading business Citadel stepped in and quickly rose to the #2 spot behind NITE. The decision of Mr Griffin to enter this arena is a very curious one for sure. But, as I have irrefutably proven with NITE: abusive naked shorting publicly traded shells to facilitate money laundering is VERY profitable. Virtually riskless in fact. As evidenced by Griffin's $240 mil condo purchase in NY. For his part, Griffin was present at the "Chyna Trade Deal" bizarre press conference Trump had at the White House. Along with Schwarzman and many other EFTA00095592 criminals. Anyone like Tarantino films? Let's start with the 2012 Final Rule 613: Consolidated Audit Trail: CAT Consolidated Audit Trail (sec.gov) SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 RIN 3235- AK51 AGENCY: ACTION: SUMMARY - SEC.gov SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 242 [Release No. 34-67457; File No. S7-11-10] RIN 3235-AK51 Consolidated Audit Trail AGENCY: Securities and Exchange Commission ACTION: Final rule. SUMMARY: The Securities and Exchange Commission ("Commission") is adopting Rule 613 under the Securities Exchange Act of 1934 ("Exchange Act" or "Act") to require national www.sec.gov STILL not up and running. WHO benefits from the SEC lack of compliance with Congressional mandates? Just criminals. Everyone familiar with 2003 implementation of the CIP? Enhanced in 2016 by FINCEN? And again in the 2021 NDAA Trump vetoed and overridden by Congress? In the absence of implementing the Congressionally mandated CAT, where does the data used to enforce Securities law violations and potential AML violations come from? Ready? Blue Sheets. That's right. In 2021, because the grossly corrupt SEC has willfully ignored the clear mandate of Congress: Blue F'n Sheets In December 2018, the SEC brought a "Books and records" complaint against Citadel for "innaccurate" Blue Sheet data. Citadel Securities LLC Citadel Securities LLC - SEC.gov I HOME 4 Violations of the Federal Securities Laws 9. Section 17(a)(1) of the Exchange Act requires, among other things, that broker-dealers make and keep for prescribed periods such records, furnish such copies thereof, and VONVJ. sec .c) ov In 80 MILLION instances. That's right EIGHTY MILLION instances CDEL submitted inaccurate TIME STAMP info to Blue Sheets. Looks like ANOTHER "glitch". The implications of 80 MILLION inaccurate time stamps for executions is remarkable. Running ahead/trading against would be a logical explanation. Kenny (Pasternak) would be proud! Kenneth D. Pasternak and John P. Leighton: Lit. Rel. No. 19329 / August 8, 2005 (sec.gov) Kenneth D. Pasternak and John P Leighton: Lit. Rel. No. 19329 / August 8, 2005 - SEC u.s. securities and exchange commission litigation release no. 19329 / august 8, 2005 securities and exchange commission v. kenneth d. pasternak and john p. leighton, no. 05-3905 (jap) (d.nj.) sec files EFTA00095593  fraud charges against knight securities' former ceo and institutional sales desk manager www.sec.gov So, how does Griffin/CDEL get a "books and records" violation slap on the wrist for something as egregious as 80 MILLION inaccurate time stamps on executions? Same way UBSS gets a "sloppy record keeping" complaint for egregious Reg SHO violations etc etc etc SEC Corruption pure and simple Ex-SEC official Luparello joining Citadel Securities I Reuters Ex-SEC official Luparello joining Citadel Securities I Reuters Stephen Luparello, a former top official at the U.S. Securities and Exchange Commission, will join Citadel Securities as general counsel in May, the firm said on Tuesday. www.reuters.com Citadel taps top SEC enforcer for chief compliance officer role I eFinancialCareers Citadel taps top SEC enforcer for chief compliance officer role I eFinancialCareers Glockner has led the Chicago operation of the SEC since December 2013, which is its second largest office, and left in early November. He played an instrumental role in the creation of a new cyber-security unit at the SEC, announced in September, that targets hackers, electronic trading market manipulation and www.efinancialcareers.co.uk Knight/KCG/VIRT: McCarthy SECNY: Madoff: running ahead also: David Urban,Vinny Viola,Cifu,Hutchins,Greifeld. AKA "penny stock trading fairies" Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Wednesday, January 6, 20218:56 AM EFTA00095594 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Well, this IS disturbing. The FBI was "investigating" NSO in 2017 according to this story Exclusive: FBI probes use of Israeli firm's spyware in personal and government hacks - sources I Reuters Exclusive: FBI probes use of Israeli firm's spyware in personal and government hacks - sources I Reuters The FBI is investigating the role of Israeli spyware vendor NSO Group Technologies in possible hacks on American residents and companies as well as suspected intelligence gathering on governments ... www.reuters.com AND the FBI/Dal didn't stop the Dick Handlernefferies/Credit Suisse/Milken orchestrated management buyout of NSO from Francisco Partners WHO profited along with Management? A rare almost unanimous complaint against NSO joining Face Book Draft Amicus Brief 12.20.2020 - FINAL (microsoft.com) EFTA00095595 General Flynn has some SERIOUS splainin to do Cheers! Christopher Dilorio Whistleblower Extraordinaire From: Chris Dilorio ‹ > Sent: Monday, January 4, 2021 8:37 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix If you want to know who owns Trump and the SEC just look at the General Flynn employment contract with the Israeli spy company NSO. No doubt Mr Hurgin et al know it well. Recall the connection I pointed out between Milken family office: Silver Rock and the Genius quant AQR blank check money laundering shell Hunter Maritime. Recall Mr Banerjee? AQR was Ability/Cambridge home cooked fraud on the public and the SONY Courts: TREASON in fact. NSO: bought by Francisco Partners with Blackstone connections. EFTA00095596 The Secretive Billion-Dollar Company Helping Governments Hack Our Phon (fastcompany.com) The Secretive Billion-Dollar Company Helping Governments Hack Our Phon Last August Ahmed Mansoor, a human-rights defender based in the United Arab Emirates, received a text message from an unknown phone number. The SMS promised "new secrets about the torture of ... www.fastcomp iy.com Blackstone was in advanced talks to buy NSO from Francisco when massive protests and some VERY bad news came out about NSO spying. Being the "good corporate citizen" Schwarzman is, BX punted to Verint. Blackstone ends talks for NSO Group stake that prompted protest: sources I Reuters 1;2, Blackstone ends talks for NSO Group stake that prompted protest: sources I Reuters Blackstone Group <BX.N> has pulled out of discussions to buy part of Israeli mobile surveillance software maker NSO Group, according to people familiar with the talks that had been criticized by ... www.reuters.com Verint wouldn't even touch it Verint merger talks with Israel's NSO Group terminated: source I Reuters Verint merger talks with Israel's NSO Group terminated: source I Reuters Talks for U.S. software company Verint Systems to merge its security division with Israeli cyber surveillance firm NSO Group for about S1 billion have ended without a deal being reached, a source ... www.reuters.com So, once AGAIN Blackstone turned to the criminal financier of choice to bail out NSO: The criminal IB with deep ties to the SEC and other criminals. One that bailed out the criminal enterprise at the center of my claims: NITE. Handler: Milken/Drexel. Handler/JEF bailed out NITE TWICE. Once with Schwarzman/Blackstone et al. Twice with JP Morgan and Goldman Sachs. EFTA00095597 Handler/ Jefferies had a partner in the NSO management buyout: the criminal Bank Credit Suisse. Client of Debevoise/ MJW/Ceresney. Penny stock money laundering/naked shorting/tax evasion: MY INFORMATION. The founders of NSO raised $ 500 million to acquire control of the company —Jewish Business News The founders of NSO raised $ 500 million to acquire control of the company — Jewish Business News The founders of the Israeli company NSO raised $500 million to finance the company's acquisition of controlling shareholder from Francisco Partners, according to Moody's. The funds were raised ... jewishbusinessnews.com Anyone follow that spying scandal at CS? Crazy stuff, eh? Almost like certain phones were hacked/bugged. Special adviser to CS CEO Thiam: Mindy Silverstein who ran the Milken Institute. for his part Thiam also attended the Milken Conference regularly Who's Left of Tidjane Thiam's «Shadow Cabinet»? (finews.com) Who's Left of Tidjane Thiam's oShadow CabinetD? During his years at the top of Credit Suisse, Tidjane Thiam relied upon a close circle of staff that worked alongside the executive committee of the bank - a «shadow cabinet» as it were. Who are they and who is now left at the bank? www.finews.com would remind the good and honorable judges of the SDNY that these CS/Jefferies et al transactions to bail out NSO/Flynn/Trump were finalized in 2019. Then came Mr Milken and Mr Flynn pardons. Mr Banerjee: WHO do you think orchestrated the NSO management buyout? Your honors: The criminal, corrupt SEC relationship with Jefferies/Handler,Milken et al is very much ONGOING. Like Mr Kamensky, I am the victim of this massive and ongoing conspiracy. The last overt action of this massive conspiracy has not yet occurred. In furtherance of the conspiracy 2021 will be a fantastic year. Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00095598 From: Chris Dilorio Sent: Monday, December 7, 2020 11:18 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More IG fraud this time the "independent" DFC IG: "investigating" Kushner roommate Boehler $765 mil loan to almost insolvent KODK/Blackstone: Jason New. The DFC IG was hired on Sep 8 2020 and praised by Boehler who would be investigated by him Anthony Zakel Named DFC's First Inspector General I DFC Anthony Zakel Named DFC's First Inspector General l DFC Zakel will lead the independent oversight of all agency programs and operations WASHINGTON — U.S. International Development Finance Corporation (DFC) is pleased to welcome Anthony Zakel to serve as the agency's first dedicated Inspector General. In this role, Zakel will lead the independent oversight of DFC to support the effectiveness and efficiency of www.dfc.gov The KODK "Investigation" was announced on Sep 14 Report: Inspector General for federal agency to review proposed Kodak loan i WXXI News EFTA00095599  Report: Inspector General for federal agency to review proposed Kodak loan I WXXI News The inspector general of the federal agency that helped put together a planned $765 million dollar loan for Eastman Kodak is reviewing that deal. That's www.wxxinews.org Like the grossly corrupt SEC IG Hoecker "investigations" of massive SEC corruption and criminal activity, the Kushner/Bohler/Blackstone/ DFC "investigation" was also a forgone conclusion No wrongdoing found in Kodak COVID-19 drug production deal: report i TheHill No doubt the SEC and Dal will want to look at this BILLION dollartaxpayer funded Trump/Kushner hydroxychloroquine Grift But then again: Blackstone/New/Schwarzman are very high up on the SEC/Dal "do not investigate list" See below Cheers! Christopher Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Wednesday, October 14, 2020 10:17 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Different version/additional information From: Chris Dilorio Sent: Wednesday, September 23, 2020 7:18 PM EFTA00095600 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Nathan, If there was ANY question as to the veracity of my extremely serious allegations, the SEC put it to rest today with its "clarification" and new rules governing the Whistleblower program: My preliminary denial in June for the Opco Award application which was 5 years in the waiting: "SEC staff never saw Mr Dilorio's information" I refer you to the ONLY new rule in the "clarifications" in the interest of "transparency" https://www.sec.gov/rules/final/2020/34-89963.pdf SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 240 and 249 RIN 3235-AM11 ACTION SUMMARY SECURITIES AND EXCHANGE COMMISSION . 17 CFR Parts 240 and 249 [Release No. 34-89963; File No. S7- 16-18] RIN 3235-AM11 . Whistleblower Program Rules www. sec .g ov New Rule 240.21F-18 Summary Disposition (3) The information you submitted was never provided to or used by the staff handling the covered action or the underlying investigation (or examination), and the staff members otherwise had no contact with you. AKA the Christopher J Dilorio Rule. Created to deny awards of rightful compensation. Per my appeal: a whistleblower CAN NOT know who at the SEC he/she should contact as investigations are done in strict confidentiality. Further, the OWB itself is the CENTRAL contact for whistleblowers. It is the EXPLCIT and EXCLUSIVE responsibility of the OWB to distribute whistleblower information within the SEC. This "rule" is FURTHER overwhelming evidence of SEC corruption and obstruction. Judges Cave and Nathan: ALL information presented to your Courts must be treated with extreme skepticism if not outright disdain. IF the SEC is willing to commit massive fraud on whistleblowers who expose their corruption and criminal activity just imagine the evidence it is willing to fabricate to bring a case like they are in Kamensky. An immediate STAY in Kamensky is warranted until an independent thorough investigation of my claims can be executed. ALL evidence presented to your courts by the SEC must be questioned in light of the overwhelming evidence I have provided. Again: this corruption goes straight to Jay Clayton himself. His former colleague Jared Fishman has played a key role in this massive fraud. Clayton NEVER disclosed these conflicts. In addition, your Honors are in possession of other Clayton/Sull Crom/AQR/Girsky facilitated fraud: Nikola. This is what it has come to when you blow the whistle on the grossly corrupt SEC: They create a completely arbitrary and fraudulent rule to silence you. Rule 204-21F summary disposition aka Screw the whistleblowers exposing SEC corruption Rule OR The Christopher J Dilorio Rule Regards, Christopher J Dilorio Whistleblower EFTA00095601 FR0M:Chris Dilorio < Sent: Wednesday, September 23, 2020 5:27 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judges Cave and Nathan, My allegations are chock full of members of the SEC "Do Not investigate Club". Per my TCR: Key to the Aug 2012 "glitch/Bailout: Blackstone/Schwarzman. Blackstone had done extensive Due Diligence on Knight prior to the "glitch" and had considered buying them north of $14/sh. Somehow/some way Blackstone decided not to go ahead with buying Knight not too long before the "glitch" which took the stock to $3. The ultimate bailout deal was NOT collateral based. Rather a convert with a %50 discount to $3: $1.50/share. "WHEW". Per my TCR: ALL 2012 "glitch" bailout participants including Blackstone knew EXACTLY the fraud on the Knight balance sheet. Because of SEC corruption/criminal obstruction, NITE is insolvent TODAY. Absolutely nothing has changed. A massive ongoing fraud on the public. As a direct result of the SEC "Do not investigate Club", The KODK/Blackstone fraud on US Taxpayers (see below) was perpetrated on the public. Steve Schwarzman/Blackstone are near the top of the SEC "Do not investigate List". Obviously, Mr Kamensky is not in the Club. As you can clearly see from my appeal to the OWB: The SEC intended to run out the clock. 5 years in the waiting in their Preliminary Determination Opco Award Denial for " Investigators never saw my information". Yet, SEC actions based on my information include: Hanover/Magna, JMJ/Keener, Fife, Southridge/Hicks, Opco, and UBSS. Missing somehow: NITE, Handler/Jefferies, Blackstone/Schwarzman etc etc. The last overt act of this massive conspiracy has not yet occurred. Mr Kamensky and I are BOTH victims of a longstanding and corrupt relationship between the SEC and Handler/Jefferies et al. Also victim of this corruption: the investing public the SEC is mandated to protect and the US Taxpayer. Regards, Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesda Se •tember 16 2020 6:25 AM EFTA00095602 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Schwarzman must be pretty close to the top of the SEC's "do not investigate" list. The latest Schwarzman/Blackstone orchestrated fraud and cover up: KODK Today, the KODK Board Member Jason New: Blackstone "independent" outside inquiry by the law firm Akin Gump is in https://www.kodak.com/content/products-brochures/Company/Report-to-the-Special-Committee- 09.15.2020.pdf "gaps" indeed The flowery New/BX cover up is chock FULL of gaps. "Introduction to Phlow" Phlow: the VA consortium receiving $350 mil in Government Covid funding to provide Trump pushed Covid Cure: hydroxychloroquine https://www.prnewswire.com/news-releases/phlow-corporation-awarded-354-million-hhsasprbarda-contract- to-manufacture-essential-medicines-in-shortage-301061648.html Phlow Corporation Awarded $354 Million HHS/ASPR/BARDA Contract to Manufacture Essential Medicines in Shortage - PR Newswire RICHMOND, Va., May 19, 2020 /PRNewswire/ Phlow, a U.S.-based, public benefit drug manufacturing corporation, has received federal government funding of $354 million for advanced manufacturing ... www.prnewswire.com Phlow already has/had a long standing relationship with Ampac Fine Chemicals https://www.phlow-usa.com/about-us/ About Us I Phlow Corporation Robert Mooney is a tireless champion of creativity and business acumen. As an entrepreneur and co-founder of New Richmond Ventures (NRV), Bob counseled startups and early stage companies on accounting and financial reporting, capital strategies, equity raising, project financing, milestones, business www.phlow-usa.com In May 2020, Phlow was re starting/building a mfg facility/warehouse with partner Ampac (AFC) to fulfill its Government contract EFTA00095603 https://richmondbizsense.com/2020/05/20/new-richmond-based-pharma-startup-with-350m-in-funding-eyes- facility-in-petersburgL New Richmond-based pharma startup with $350M in funding eyes facility in Petersburg - Richmond BizSense Earlier this month BizSense first reported Phlow's initial government contract for $6 million, but details on the company's plans remained unclear at the time.. Gupton said in an interview Tuesday the company's plans have been in the works for about 18 months, well before COVID-19 hit. richmondbizsense.com Per the KODK/New/BX/Akin Gump cover up: pg 20 "On June 15 2020,Kodak signed a Letter of Intent with Phlow in furtherance of its application to the DFC to show it had a CUSTOMER for its future API's" Most definitely "DEFINITIVE AND MATERIAL" So, where is the SEC reviewed/required 8k for this agreement? https://www.sec.gov/cgi-bin/browse-edgar?ClK=31235 Meaning: the DFC application was a FRAUD. Fraud on the government. Fraud on American taxpayers. Further: WHY would the DFC consider "loaning" $765 million to KODK with NO EXISTING API capability when it already granted LESS money to Phlow/Ampac with proven capabilities? Answer: KODK liquidity issues are SEVERE Like Milken: Insider trading is NOT the real issue here. The latest BX orchestrated "glitch": KODK. I know this information may be more than the SEC/DoJ are capable of comprehending. Call me and I'll walk you through it SLOWLY. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, September 1, 2020 7:40 AM EFTA00095604 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, MORE on the Blackstone/Trump/Kushner KODK P&D grift. Again, BX helped orchestrate the Knight "glitch" and bailout. No doubt, the "luckiest" f'ers on the Street. VERY high on the SEC do not investigate list. So, they can continue to facilitate criminal activity. See below: Jason New: KODK BoD: BX. In charge of the KODK "internal investigation". Now we read where D E Shaw has taken a 5% stake in KODK. guess who DE Shaw largest investor is: Blackstone. Corruption cover up. For the record Janey https://www.thetrustedinsight.com/investment-news/de-shaw-blackstone-20190325420/ Cheers! Christopher Dilorio Whistleblower From: Chris Dilorio Sent: Thursday, August 20, 2020 12:04 PM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Mr Best, Congratulations on your new position as Director of SECNY. EFTA00095605 No doubt you have earned the promotion. For those of you who don't know Dick Best from his FINRA days, this masterpiece is what got him his job at the SEC Atlanta office https://www.finra.org/media-center/news-releases/2014/finra-fines-brown-brothers-harriman-record-8- million-substantial-anti The BBH AML complaint. Truly, fantastic work. ALL of the entities in the complaint are un named. WHY? This is my information. Swiss Banks, FFI's, and of course: penny stock trading fairies aka executing BD's/MM's that made it all possible. Per Dick's complaint: BBH delivered 80%+ of the trades to executing BD's/MM's. Did Dick Best criminally obstruct an investigation into my claims? Per my extensive correspondence with Robin Traxler at FINRA AND the fact that the SEC had my Knight Capital TCR in its possession for almost a year when Dick brought his BBH complaint. So, did Dick's complaint implicate entities in my TCR and that's why ALL of the entities in Dick's complaint are un named? Most certainly YES. Recall, this scheme generated $850 MILLION in proceeds. Dick's $8 mil fine was not a deterrent. Intentionally SO. So Congrats Dick on your new position as Director at SECNY. Janey, Hoecker, Dick, the record is extensive of my correspondence including Dick Best at the Atlanta Office. No doubt he will be recusing himself related to matters involving the un named entities in his FINRA BBH complaint. OR will he do what is expected at the SEC: Criminally obstruct investigations while screwing whistleblowers like me? Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Wednesday, August 19, 2020 6:53 AM EFTA00095606 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Further: Janey, Hoecker, Jay, Mehraban et al Let me help narrow down the SEC facilitated, ongoing accounting fraud at NITE as I know none of you have ever spent a day on a trading desk: IF the avg holding period for VIRT HFT is a matter of seconds AND VIRT goes home flat every night, then what is the receivable/fails related to? With the core Virtu HFT business eliminated, what that does that leave? The CASH OTCM business maybe? Should I draw a picture in crayon for you Ms Mehraban? NITE: 3 different CFO's in the last year. Ms Mehraban, How much is your former Paul Weiss colleague/boss Dougie Cifu paying you to criminally obstruct an investigation of my allegations? Janey, Hoecker, Mehraban et al: When it comes to trading fraud/accounting fraud cover ups, SEC attorneys are CLEARLY not qualified. The record there is ALSO IRREFUTABLE. Here glitchy glitchy. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Tuesday, August 18, 2020 6:37 PM EFTA00095607 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Janey, Hoecker, Mehraban, Jay et al, The massive SEC facilitated fraud on the public known as Knight/KCG/VIRT: NITE is reaching epic proportions in August 2020. For the new "accounting" hires at the SEC: In 1Q2020, the receivable at NITE was up 90% or $1.2 BILLION from Dec 2019 to 52.562,721 billion Per the extensive record Janey: fails: because of self clearing are booked as a receivable. FRAUD. no intention of delivering. More accurately a liability. AND per my 2013 TCR: a large portion: structural liability as a result of an open naked short fail position WHEN not if a reverse split is approved by the grossly corrupt SEC/FINRA. There are some new "buckets" Malusso,loffe, Dougie large have created within the Receivable as well. Creative. The accounting shell game: moving fraud (abusive naked shorts) from bucket to bucket. The 1Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000006/virtufinancial03- 31x20.htm Inline XBRL Viewer - SEC The Inline XBRL Viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. pg 23. Buckets total $2.562,721 BILLION the 2Q2020 10O https://www.sec.gov/ix?doc./Archives/edgar/data/1592386/000159238620000009/virt-20200630.htm pg 24 Buckets total 52.441,283 BILLION The FRAUD (please see the record Janey). ALL of the receivable items are related to SETTLEMENT. Certain items within the receivable: buckets: would zero out within days IF VIRT was in compliance with the Securities LAWS: Close out requirements of Rule 204. So, isn't it beyond amazing THAT: although there was some change in certain buckets AND that the amounts were zeroed out within days of March 31, 2020 ONLY to end the quarter June 30, 2020 a mere $121.438 MILLION difference from the March 31, 2020 ending balancernm That is absolutely f'n amazing: $2.562,721 BILLION zeroed out from March 30, 2020 THEN a $2.441.283 balance at June 30,2020. Well, the SEC does believe in "penny stock trading fairies" too. Nope. Not penny stock trading fairies. AND VIRT didn't zero out :FAILED to SETTLE BILLIONS $5 in transactions. This massive fraud is due to NEVER closing/covering as is mandated by LAW. SEC, ongoing, massive fraud on the public. Classic bucket shell game. Ala FCM and Reverse mortgages. EFTA00095608 NOTHING has changed thanks to SEC corruption and obstruction while screwing whistleblowers like me. The massive NITE accounting fraud facilitated by the SEC that facilitates the ongoing fraud on the public the SEC is mandated to protect. CLEARLY, IRREFUTABLY: NITE is and always has been a criminal entity. ILLEGAL NAKED SHORTING drives trading profits at NITE. ALWAYS has. Janey, please post Jay Clayton AND Ms Mehraban NITE conflict disclosures. No doubt, Dougie large will see this e mail the same way the grossly corrupt SEC has disclosed my information to NITE for the last 10 years. NITE is GROSSLY insolvent TODAY August 18,2020. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Tuesday, August 11, 2020 6:53 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix Janey, Hoecker et al SEC criminal obstruction virtually real time. https://www.sec.gov/news/press-release/2020-178 SEC.gov I SEC Charges Interactive Brokers With Repeatedly Failing to File Suspicious Activity Reports The Securities and Exchange Commission today announced that Interactive Brokers LLC will pay an $11.5 million penalty to settle charges it repeatedly failed to file Suspicious Activity Reports (SARs) for U.S. EFTA00095609  microcap securities trades it executed on behalf of its customers. SECNY: Lara Shalov Mehraban. Ms Mehraban, I've asked this before: Was Dougie "Large" Cifu your boss at Paul Weiss? The IBKR "complaint" is getting very close to your former boss/colleague isn't it? Questions Ms Mehraban doesn't want the public to see: Her former boss/colleague Dougie "Large" Cifu hired Alex loffe as VIRT CFO in 2019. From 2003-2019 loffe was CFO at IBKR. INCLUDING the period covered in Ms Mehraban's complaint. Not filing SAR's, Microcap securities, AML red flags. No kidding. WHY are the securities un named? WHO was ultimate executing BD/MM? As self clearing Ms Mehraban, isn't Knight/KCG/VIRT (Cifu): NITE the LARGEST clearing agent of microcap securities? How many SAR's coming out of your former boss executing BD/MM? Per my TCR: NONE. ZILCH. NADA. How do I know that? When would the criminal enterprise NITE which is run by Ms Mehraban's former Paul Weiss boss/colleague Cifu file a SAR: BEFORE or AFTER trading billions of shares? Did NITE Compliance rely on IBKR/Ioffe compliance? That would be a violation wouldn't it? Ms Mehraban is the poster child of SEC corruption and criminal obstruction while screwing whistleblowers like me. Virtually real time in August 2020. Very much an ONGOING and massive fraud on the investing public. Ms Mehraban, please pass along my warmest regards to your former Paul Weiss boss/colleague Dougie "Large". No doubt you "chat" often. The record is overwhelming AND irrefutable. Cheers! Christopher.' Dilorio Whistleblower From: Chris Dilorio < > Sent: Monda , Au ust 10, 2020 8:32 AM EFTA00095610 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight TCR & Appendix Janey, Hoecker et al speaking of NO 8K, recall the extensive record for the criminal/insolvent/fraud on the public Knight/KCG/VIRT:NITE The record Janey: Clayton/Sull Crom/Fishman "sale" of FCM business to other criminal firm Wedbush with NO 8K 3Q2014 10O https://www.sec.gov/Archives/edgar/data/1569391/000156939114000013/kcg2014093010-q.htm KCG then CFO Bisgay resigned with 2 weeks left in the quarter and didn't certify the financials. WHO certified along with Coleman? Sean P GALVIN. Cifu, Viola, Urban, Hutchins et al getting the fraud band back together https://finance.yahoo.com/news/virtu-financial-announces-changes-finance-105100941.html WHY would "Cutting edge technology firm" VIRT want to go with a guy who knows how to run the books at low as low tech gets OTCM cash trading firm Knight/KCG? The core business at Knight/KCG/VIRT: NITE is and always has been: abusive naked shorting OTCM (and other) publicly traded shells to facilitate money laundering Here glitchy glitchy Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Friday, August 7, 2020 6:20 AM EFTA00095611 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix The SEC facilitated fraud on the public continues unabated. MORE irrefutable evidence of SEC criminal obstruction while screwing whistleblowers like me. A direct result of this ongoing massive fraud on the public. After NITE reported its 1Q2020 results I again again, again, like the last 10 years, alerted the grossly corrupt SEC to the massive accounting fraud at NITE as a direct result of abusive naked shorting. Per my 2013 TCR Laney, Hoecker, Jay et al: NITE is in a constant state of insolvency as a result of illegal, criminal, abusive naked shorting OTCM money laundering shells. This illegal activity drives trading revenue at NITE. This illegal activity is and ALWAYS has been the core business at NITE. This very profitable albeit illegal activity is WHY Sull Crom client KCG was bought by Virtu. This illegal activity is WHY NITE has been repeatedly bailed out by GS,BX,JEF, JPM and the SEC The receivable is where NITE books naked short fails as a result of self clearing. NITE has no intention of closing/ can't close these naked short positions. NOT a legit asset. Further, the receivable isn't a legit asset NITE can convert to cash for its own use. There are prior commitments on these "assets": SETTLEMENT In 1Q2020, the NITE receivable grew to $2.5 BILLION. UP 90% from December 2019 https://www.sec.gov/Archivesiedgar/data/1592386/000110465920057660/tm2018404d1 ex99-1.htm SEC.gov I HOME Exhibit 99.1 . Virtu Announces First Quarter 2020 Results . NEW YORK, NY, May 7, 2020 - Virtu Financial, Inc. (NASDAQ: VIRT), a leading provider of financial services and products that leverages cutting edge technology to deliver innovative, transparent trading solutions to its clients and liquidity to the global markets, today reported results for the first quarter ended March 31, 2020. www.sec.gov Per the SEC reviewed 8k filing this am Aug 7, 2020 NITE reported 2Q2020 earnings. showing the receivable roughly flat with 1Q2020 at 2.44 BILLION https://www.sec.gov/Archivesiedgar/data/1592386/000110465920091707/tm2026789d1 ex99-1.htm These are NOT "assets". More accurately, these are LIABILITIES. Massive accounting fraud. After moving these fraud "assets" to the appropriate liability classification, NITE tangible book value is GROSSLY insolvent. The SEC has obstructed my allegations for several years while allowing NITE to write down this structural liability on more than 1 occasion. Further, sell side analists at the guidance of Cifu et al never question these EGREGIOUS balance sheet issues. AND, with the grossly corrupt SEC blessing, Cifu et al never disclose insolvency in any SEC filing OR investor presentation. After dismal April/May REPORTED OTCM volumes on the FINRA now controlled website, June saw a dramatic spike in share volumes. The Top 25 OTCM money laundering shells by share volume in June 2020 and share price PLYZ .00015 PVDG .0008 EFTA00095612 RTON .00015 GRST .001 RNVA .76 (rev split) OZSC .0049 EWLL .0002 VSYM .0012 OPTI .14755 AFOM .0001 SIML .00025 IGEN .0084 XMET .0002 GTEH .0001 ABCE .0003 TSOI .007 NTRR .0014 GFTX .0005 LVXI .0003 SGMD .0024 INQD .002765 RBNW .0005 TLSS .0238 TPTW .07215 HYSR .0328 Combined price approximately $1 How do stocks trade to trip zeroes? More buyers than sellers? Covering/closing out naked short fails shouldn't be an issue. ONLY explanation: abusive naked shorting: MANIPULATION. NOT Bona Fide market making. As a direct result of this massive, ongoing SEC facilitated fraud on the public, ABSOLUTELY NOTHING HAS CHANGED. The record is irrefutable: SEC criminal obstruction while screwing whistleblowers like me to facilitae a MASSIVE,ongoing fraud on the public. Key facilitator: Jay Clayton/Jared Fishman: Sull Crom Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio < Sent: Thursday, July 30, 2020 9:31 AM EFTA00095613 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix MORE SEC corruption/obstruction/screwing whistleblowers like me. Per my 2013 TCR attached Janey, we know that Schwarzman/Blackstone has played a key role in perpetuating the criminal entity Knight,KCG,VIRT:NITEthe Sull Crom client. We also know Trump and Schwarzy are BFF's. Schwarzy is also connected to Kushner and Epstein. Schwarzy is most definitely on the SEC's "Do not investigate List" A stroll down the record Janey: Around the same time as the SEC/BX/JEF/GS et al August 1 2012 NITE "trading glitch", Schwarzy/BX were key advisers to bondholders of Eastman Kodak and to the company also. Jason New: Blackstone was re elected to the KODK BoD in May 2020. https://www.sec.gov/Archives/edgar/data/31235/000156459020027039/kodk-8k 20200520.htm Then the Pumper/Grifter in Chief Trump goes out wide and far with this absolutely incredible news: The camera/film company Eastman Kodak is now going to be the US savior in pharma ingredients supply chain. This is a page out of the penny stock grifter playbook. This is what happens when we have a WH full of money laundering shell grifters. So, what has been the result of this incredible pump/transformation? KODK has gone from 2 to 90 back to 40. As is typical Trump/grifters/ and his criminal Clayton led SEC: the public hasn't seen a 8K filed by KODK to detail this incredible "transformation". The SEC has given its blessing to yet ANOTHER Trump/Grifter/Bag Men P&D. in KODK, FBO Trump BFF and Sull Crom client: Knight "savior" Schwarzy/BX. Had the grossly corrupt SEC investigated my claims instead of obstructing them and screwing me, MAYBE Schwarzy/BX would have thought twice about their latest grift: KODK. We know that Schwarzy is also a prolific GOP donor. F'n criminals Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio Sent: Thursday, July 30, 2020 6:33 AM EFTA00095614 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight TCR & Appendix Still MORE IRREFUTABLE evidence of SEC criminal obstruction and corruption while screwing whistleblowers like me. Per the record Janey: Trump PA campaign Mgr David Urban on the BoD of #1 money laundering shell trader and Clayton/Sull Crom client NITE. Urban also on the BoD of money laundering shell: Pakastani/Canadian pot company w/ 200k in revenue FSD Pharma:HUGE. Today HUGE is up more than 100% on "news" it will pivot away from growing pot in Canada to "developing" a pot based cure for Covid. A money laundering shell. Of course, the grossly corrupt SEC has approved a $20 million public offering for Urban/Trump: HUGE SEC facilitated P&D to facilitate money laundering https://www.sec.gov/Archives/edgar/data/1771885/000106299320003258/formsuppl.htm AGAIN, the SEC is a criminal organization facilitating criminal activity and protecting criminals at the expense of the public it is MANDATED to protect while screwing whistleblowers like me. The record is extensive. Cheers! Christopher J Dilorio Whistleblower From: Chris Dilorio < > Sent: Tuesday, July 28, 2020 7:48 AM EFTA00095615 Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix STILL MORE OVERWHELMING evidence to support my extremely serious allegations that the SEC is a criminal organization, run by criminals, to support cfriminal activity while screwing whistleblowers like me. Farkas: Michael: is a prolific Bag Man well known to the SEC. Farkas chose a Jaclin money laundering shell INTENTIONALLY. Blink Charging (BLNK) is ANOTHER SEC facilitated fraud on the public the SEC is MANDATED to protect. Other Farkas money laundering shell: i Incubator https://www.sec.gov/cgi-bin/browse-edgar?ClK=1044693 As is SOP for the grossly corrupt SEC: Revoked AFTER this massive fraud on the public was complete https://www.sec.gov/litigation/admin/2009/34-60013.pdf ALSO SOP for the corrupt SEC: No mention of Farkas and his controlling i Incubator entities in the complaint https://www.sec.gov/Archives/edgar/data/1044693/000104653200000261/0001046532-00-000261-index.htm https://www.sec.gov/Archives/edgar/data/1044693/000104653200000265/0001046532-00-000265-index.htm https://www.sec.gov/Archives/edgar/data/1044693/000104653200000263/0001046532-00-000263-index.htm ALSO missing from the i Incubator complaint: Executing BD/MM of the worthless Farkas certs dumped on the public while the grossly corrupt SEC watched. Those damn "penny stock trading fairies" AGAIN! NOPE. BLNK never should have happened. Farkas, his NETE CFO, Keener, Nordlicht, etc etc should have been shut down LONG AGO Cheers! Christopher J Dilorio Whistleblower EFTA00095616 From: Chris Dilorio Sent: Thursday, July 23, 2020 5:59 AM Subject: Fw: Formal appeal for preliminary denial covered action 2015-016/ Knight Capital TCR & Appendix The grossly corrupt SEC response to whistleblower OVERWHELMING evidence of money laundering ,manipulation, and fraud: MY INFORMATION has been remarkably consistent over the last 9 years++: Obstruct, cover up, facilitate illegal activity at the expense of the investing public it is sworn to protect while screwing whistleblowers like me. BLNK: A KNOWN Jaclin money laundering shell. Rev merger with a KNOWN Bag Man: Michael Farkas who was the largest shareholder of ANOTHER money laundering shell: SkyWay but somehow escaped the SEC investigation. With Board members like Engel: Drexel, Scigliano: Acies: NETE a CFO:New from NETE. A known to the SEC Bag Man: Keener who the SEC has kept up and running for YEARS since being BARRED (Not Exactly) by Industry SRO FINRA. In addition to that name Farkas: ANDREW/Jonathan Farkas. Trump fundraiser and Epstein: Jeffrey: business partner, this fraud has an added element. So, after receiving my overwhelming evidence with AML red flags too numerous to count, what was the par for the course SEC response: Approved BLNK public offering just several days ago AND with my overwhelming evidence in hand. But, that's not where the corrupt SEC active facilitation of this massive fraud on the public ends. Yesterday, 7/22, BLNK put out a PR linking it to a few hundred charging stations in VA,MD,DC. This pr drove the stock up almost 30% at 1 point and closed 15% higher on almost 8x avg volume. A most certainly "MATERIAL" event. AND an event that required an SEC 8k filing if "DEFINITIVE" as well. No such 8K was filed by BLNK for this pr. This pr therefore must be complete FRAUD intended ONLY to facilitate a massive Pump and Dump on the public. It accomplished its intended fraudulent outcome. But, back to BLNK fka New Image Concepts: the company Between Blink and New Image Concepts, BLNK was known as Car Charging Inc https://www.sec.gov/Archives/edgar/data/1429764/000114420414059745/v390669 defl4c.htm This 2014 SEC approved offering also had several red flags of its own. WHOPPERS in fact. Guess who ELSE was involved in this years in the operating money laundering shell? Platinum Funds/Nordlicht. With links to Kushner(s) and Trump lawyer Giuliani. Other NY entities, a Columbus OH entity, a Chicago entity, and a Belize entity. Still counting the AML red flags? The icing on the top of this massive SEC facilitated fraud: ex NM Governor Bill Richardson. EFTA00095617 Who, is also linked to Jeff Epstein and his NM Zorro Ranch. BLNK: money laundering fraud on the public ACTIVELY facilitated by the SEC in July 2020 despite overwhelming whistleblower (me) information. Linked to Milken,Russia, Trump, and Epstein. Of course