EFTA01375549.pdf
dataset_10 PDF 114.7 KB • Feb 4, 2026 • 1 pages
Adviser Select
Spectrum Asset Management / Principal
Portfolio Date 331:2016 Portfolio Date: 3i31/2016 Portfolio Date 3'312016
.AA 3.0 = Industrials 5.5 +0-1 561
A 2.5 'Financials 868 1-2 17.9
BBB 55.8 •Telecom Services 6.4 2-3 14.7
BB 27.2 --Utilities 1.3 3-4 11.3
B 4.4 Total 100.0 0.0
Not Rated 7.0 •5-6 0.0
Total 100.0 6-7 0.0
•7-8 0.0
8-9 0.0
11.12 0.0
Total 100.0
Name: Mark Lleb Portfolio Date: 3/3112016
Title: Executive DireclonChrel Financial Officer
Joined Firm: 1987
Education: MBA, UnNersay of Hartford •1-3 Yr 12.3
Prior Experience: Founder- 081. Preferred Management 3-5 Yr 0.0
Name: Phillip Jacoby 5.7 Yr 32.5
Title: Managing DteclorrSenix Portfolio Manager/CIO 7-10 Yr 29.2
Joined Firm: 1995
Education: BA. Boston College 10.15 Yr 14.6
Prior Experience: Senior VP- USL Centel Corporation 15-20 Yr 0.0
• 20-30 Yr 11.3
30• Yr 0.0
Total 100.0
Performance *shown tom gross and net of tees Net of fee returns retied de:archon of the maximum I 1% annual fee Data frequency is monmly and all performance eta and analysts is for the penod ending as of current quarter end unless otherwise nchcated
Deutsche Bark Wealth Management These docurnents are for use in one-cnone nem presentations Page 3 cI 5
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071061
CONFIDENTIAL SDNY_GM_00217245
EFTA01375549
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