EFTA01582937.pdf

GCS Red Dot Has this been identified as Red Dot KYC? iNo Negative Information Found IYes Banker Attestation Details As the client sponsor, I understand that I am primarily responsible for protecting the firm's Yes reputation from inappropriate business relationships, as well as from fraud and money laundering. By approving this KYC, I am sponsoring this client as to their character and reputation and from a legaVregulatory standpoint. Please state your rationale for conducting business with this client Long.larm dienteopening up additional accounts. Please respond to any issue(s) identified in the GUI grid that either needs further review. reviewed or red dot which Is not already covered Ina Business Case within this KYC C0MMILMS Primary Information Client Type Non Individual Front Office Restricted? Normal Client Status ClicnI .Active Indicator Confidential Name? No Legal Business Name POT AND KETTLE Insider Code (Reg. O) Country of Primary Domicile Primary Country of Assets Country of Organization UNITED STATES UNITED STATES UNITED STATES Primary Minded* State WebSite Organization State I Delaware }Delavnue Industry Code (NAIC) AmyTtr\IIERIEPAPRORUCT AND Secondary Industry Code (NAIC) Client Legal Entity Type L • imited Liability Company Client Category - IProlit 1 Date of Incorporation/Situs (Date of Trust) 12/2112039 _Documentary Evidence LLC - Stale Cerldicate What is the nature/purpose of this entity? The client owns a patent for a hand cleaning Is the entity a Personal mowing Company No product'davict The client is looking to buy a (PHC) or Personal investment Company company that holds patents for anll microbial (PC) located in an offshore jurisdiction? technology. High Risk Jurisdiction No AddressIes) Type Notes Address ;City. State. ICountry Tools I Entered by !Date of Update t Preferred [Legal UNITED STATES Map it BATCH 0819/2011 Yes Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062522 EFTA01582937