EFTA01425572.pdf

Subject: Re: Enhanced Education From: Richard Kahn < Date: Fri, 11 Jan 2019 09:58:04 -0500 To: Liam Osullivan Cc: Davide-A Sferrazz Jeanne Brennan < Darren Indyke < Martin Zeman Stewart Oldfie thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 fax cell cel > On Jan 11, 2019, at 9:31 AM, Liam Osullivan • > wrote: • > Classification: Confidential • > Richard / Darren, > You sold 2,400 BMY at 47.50 from the Foundation account. > Thank you, •> Liam • > Liam O'Sullivan > A1,10 I Key Client Partners - US • > DB Securities Inc > Deutsche Bank Wealth Management > 345 Park Avenue, 10154-0004 New York, NY, USA > Tel. > Email • > Prepared on 01/11/2018 Source: Pershing NetX 360 > Unofficial trade confirmations use information from sources that the firm believes to be reliable, but Deutsche Bank Securities Inc. cannot guarantee the accuracy of this information, or the reliabi lity of these sources. Please refer to your official account statements and confirmations for all tr ade information. • > KCP products and services are intended for and available only to sophisticated, experienced invest ors who qualify as "institutional accounts" under FINRA Rule 4512(c)(3), and are capable of evaluati ng the investment benefits and risks of, and exercising independent judgment in evaluating and deter mining whether to enter into, sophisticated trading strategies and financial transactions. Transact ions are subject to relevant internal approvals of Deutsche Bank or its affiliates prior to executio n, and no transaction, idea or opportunity discussed herein may be executed unless you are a client of Deutsche Bank and of the Key Client Partners group (KCP). > Material herein regarding KCP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the KCP Americas desk may include investment recommen dations and brokerage advice, KCP does not provide investment management or investment advisory sery ices, and private market opportunities and other products and services available through KCP are off ered only on a non-advisory basis. > This communication is confidential and personal to you, solely for your information and for discus sion purposes only, and does not create any legally binding obligation. Reproduction or distributio > of any material herein without our written consent is strictly forbidden. Original Message • > From: Richard Kahn (mailto: EFTA01425572 > Sent: Friday, January 11 2019 9:19 AM > To: Davide-A Sferrazza ; Liam Osullivan < > Ce: Jeanne Brennan < ; Darren In yke < >; Liam Osullivan < > Subject: Enhanced Education > Please sell 2400 shares of BMY at the market thank you and please call darren to confirm • > Richard Kahn > HBRK Associates Inc. > 575 Lexington Avenue 4th Floor > New > tel > fax > cel > This communication may contain confidential and/or privileged information. If you are not the inte nded recipient (or have received this communication in error) please notify the sender immediately a nd destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. > Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. • > Deutsche Bank does not render legal or tax advice, and the information contained in this communica tion should not be regarded as such. EFTA01425573