EFTA01519450.pdf

CHISLAINE MAXWELL -OAP AHD ACCT. For the Period 2/1/14 to 2/28/14 Notes: • Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Market Value • Securities Transferred Out 2'26 Free Delivery ASTRAZENECA PLC SPONS ADR TRANSFER TO UBS (365.000) (24,743.35) FINANCIAL SERVICES INC. TRADE DATE 02125)14 18,351.75 (ID: 048353-10-8) 2/26 Free Delivery ME SYSTEMS PLC SPONS ADR TRANSFER TO UBS (1,000.000) (27,570.00) FINANCIAL SERVICES INC. TRADE DATE 02/25/14 22,160.00 (ID: 05523R-10-7) 2126 Free Delivery BNP PARIBAS ADR TRANSFER TO UBS FINANCIAL (1,195.000) (48,708.20) SERVICES INC. TRADE DATE 02/25/14 47,674.46 (ID: 05565A-20-2) 2/26 Free Delivery BAYER A G SPONS ADR TRANSFER TO UBS FINANCIAL (245.000) (34,015.80) SERVICES INC. TRADE DATE 02/25/14 24,491.20 (ID: 072730-30-2) 2/26 Free Delivery BHP LTD SPONS ADR TRANSFER TO UBS FINANCIAL (435.000) C30.258.60) SERVICES INC. TRADE DATE 02/25/14 32,227.88 (ID: 088606-10-8) 2/26 Free Delivery BOC HONG KONG HOLDINGS LTD SPONS ADR TRANSFER (556.000) (34271.25) TO UBS FINANCIAL SERVICES INC. TRADE DATE 36,821.52 02/25/14 (ID: 096813-20-9) 2126 Free Delivery BRITISH AMERICAN TOBACCO PLC SPONS ADR TRANSFER (590.000) (62,304.00) TO UBS FINANCIAL SERVICES INC. TRADE DATE 82,046.30 02125/14 (ID: 110448-10-7) 2/26 Free Delivery DEUTSCHE TELEKOM AG SPONS ADR TRANSFER TO UBS (4,270.000) (73,593.45) FINANCIAL SERVICES INC. TRADE DATE 02125/14 58,928.15 (ID: 251566-10-5) J.P.Morgan Account Page 9 of 15 Consolidated Statement Page 43 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046736 Chase CONFIDENTIAL SDNY_GM_00315934 EFTA01519450