EFTA01463140.pdf

Subject: RE: Account opening information From: Paul Morris Date: Thu, 21 Mar 2013 11:40:28 -0400 To: Cc: Harr Classification: Public Jeanne, thank you, sorry for delay, it will take a little while to go through the process and i have a call into Jeffrey. Best Paul Morris Managing Director Deutsche Bank Asset & Wealth Management 345 Park Avenue, 27th Floor New York, NY 10154 Office: Cell: From: "Jeanne Brennan" To: Paul Morris/db/- dbcom@DBAMERICAS, Cc: "'Harry Beller'" Date: 03/20/2013 11:28 AM Subject: RE: Account opening information Paul, Can you update us to where you are in the account opening process. Thanks Jeanne From: Jeanne Brennan [mailto: Sent: Thursday, March 14, 2013 11:04 AM To: 'Paul Morris' Cc: 'Harry Beller' Subject: RE: Account opening information Paul, Attached please find the initial required information on account openings at - DB. Any questions let us know. Jeanne EFTA01463140 -Name Southern Financial LLC - Address 6100 Red Hook Quarter B3 St. Thomas USVI 00802 - Date of Incorporation 2/25/2013 - TIN 66-0799192 - Nature of Business Formed to own certain assets - Source of wealth/funds - Name Southern Trust Company, Inc. - Address 6100 Red Hook Quarter B3 St. Thomas USVI 00802 - Date of Incorporation 11/18/2011 - TIN 66-0779861 - Nature of Business Consulting Services relying on Financial and Biomedical algorithms - Source of wealth/funds Signatory will be Jeffrey E. Epstein on all accounts Inquiry capacity : Jeanne Brennan, Harry Beller, Richard Kahn From: Amanda Kirby [mailto: Sent: Monday, March 11, 2013 5:43 PM To: Cc: Paul Morris Subject: Account opening information Classification: Public Hi Jeanne, Paul asked me to compile a list of necessary items to open an account for an entity. Please note that the below is an initial list of what we would need. Compliance sometimes comes back to us with additional items. Please let me know if you have any questions. Here's a list of items needed for different types of entities: Please note that for any type of entity we will need the following information if the entity is the account holder: - Name - Address - Date of Incorporation - TIN - Nature of Business - Source of wealth/funds Corporation: - Certificate of good standing dated within 1 year - Articles of Incorporation - Bylaws - Certified Share registry EFTA01463141 - Proof of signing authority (board resolution authorizing account signers) LLC - Certificate of good standing dated within 1 year - Operating Agreement - Proof of ownership (usually attached to Operating Agreement) - Proof of signing authority Partnership, LP, or LLP - Partnership Agreement - Partner share listing - Proof of signing authority (in Partnership Agreement or written authorizations for account signers) For Any Entity or Person Owning 5%-25% of an above mentioned company: - Name - Address - Occupation - Nature of business For Any Entity or Person Owning 25% or more of an above mentioned company: - Name - Address - Date of Birth or Incorporation - SSN/TIN - Photo ID - Occupation, employee name and address - Nature of business - Source of wealth Kind regards, Amanda Kirby Amanda Kirby Relationship Coordinator Deutsche Bank Trust Company Americas 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Email This communication may contain confidential and/or privileged information. EFTA01463142 If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01463143