EFTA01455903.pdf

a e an 230:t 2014 SOUTHERN FINAN Pape 2 Of 2 Request 182298 h. As of 23 Oct 14 AIMS Deulths Bat AO SOUTHERN FINANCIAL, LLC OS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USO) 366364435, SOUTHERN FxEurcepl 21-Noo.2013 20.Nov.2014 25-Nov-2014 (1.000 COD CV, USD 101,000.000 RV SHORT EUROPEAN CALL 1010000 x596, 441 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBatOneT 21-Nov-2013 20-Nov-2014 25-Nov.2014 (21.OOO.CO) USD 0 FY LONG EUROPEAN 0.0000 94.73 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOneBarOneT 21-Nov-2013 2011ev.2014 25-Nov-2014 (21,M0 COI USD 0 FY LONG EUROPEAN 0,000D 51.93 710423463 FINANCIAL. LLC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov.2014 25.Nov.2014 1.21.000 061 USD 0 FY LONG EtPCPEAN 0.0000 28.34 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpt 12-Aug-2014 12-Aug-2015 14-A g-2015 75.000.03000 USD (462.000.003 00) cmi SHORT EIPCPEAN PUT 6.1603 ;257 /47 Gra 8344623% FINANCIAL. LLC Subtotal: (323040 4t., Baal: (323,040.46) Statement ID: 18229820141023_201410241 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114916 CONFIDENTIAL SDNY_GM_00261100 EFTA01455903