EFTA01368256.pdf

From: lain Macara Sent: Thursday, March 01, 2018 11:48 AM To: Xavier Avila >; Rita Shteynberg < litan Patel >; Mathew Negus >; GM ACO Cc: Nina Tona >; Al rn>; Martin Zeman ; Davide-A Sferrazza < Subject: RE: SF Ill Gm ACO — can you liaise with central merc and establish the CIB colour on the rhp below? thx From: Xavier Avila Sent: 01 March 2018 16:08 To: lain Macara <i >; Rita Shteynberg cr;t^ ekta“nharpikelk Jitan Patel >; Mathew Negus Cc: Nina Tona Alastair Mac cin a i>; Martin Zeman - Sferrazza Subject: SF Ian, thanks for the call. So Rita who is the Case Manager seems to suggest that she sees Southern Financial Red and therefore we cannot extend it to Credit Derivatives, while we think we should see this Green from a KCP perspective. Bu you explain to me that the Red might be only when it comes to your ICG world. Can you pls clarify if this client is Red for everyone including KCP and if so how do we turn it Green, as discussed this is an example of a KCP Americas account that is ACOed by us, in this case myself. Thanks Xavi From: Nina Tona Sent: Thursday, March 01, 2018 11:00 AM To: Xavier Avila Subject: SF <image003.png> Kind regards, <imageOO4.gif> Nina Tona Associate Business Control Manager, Key Client Partners —Americas Deutsche Bank Wealth Management 13 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059945 CONFIDENTIAL SDNY_GM_00206129 EFTA01368256