EFTA01455682.pdf

a e an 25 Sep 2014 SOUTHERN FINAN Page 2 0(2 Request 182298 h. As of 25 Sep 14 ate. Deulths Bat AO SOUTHERN FINANCIAL, LLC PS • Oplbss Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 3663644361 SOUTHERN FxEurcepl 21-No/-2013 20410%42014 25-Nov-2014 ( LOCO CO3 C01 USD 101,000.000 RV SHORT EUROPEAN CALL 1010000 : .!8K, in 710423459 FINANCIAL. LLC 3663644M/ SOUTHERN FXOneBanDneT 21-Nat-2013 20-Nov-2014 25-Nov-2014 (21.OOO.00) USD 0 FY LONG EUICPEAN 0.0000 28590 710423461 FINANCIAL. LLC ouch0p1 366364436/ SOUTHERN FXOne8arOneT 21-Nw-2013 2041ov.2014 25-Nov-2014 (21,MO DOI USD 0 FY LONG EUROPEAN 0.0000 176.79 710423463 FINANCIAL LC ouchOpt 366364436/ SOUTHERN FXOnef3anOneT 21-Nov-2013 20-Nov-2014 25-Nov-2014 121.000 061 USD 0 FY LONG EtPCPEAN 0.0000 109.47 710423465 FINANCIAL.U.0 ouchOpt 418822243/ SOUTHERN FxEuroOpl 12-Mg-2014 12-Aug-2015 14-Aug-2015 75.00000000 USD (462000.000 00) C144 SHORT EIPCPEAN PUT 6.1600 •,' 79 eaS 48i 8344623% FINANCIAL. LLC Subtotal: (2245.;1"/5 6,5: Baal: (249.969.65) Statement ID : 18229829140925_201409261 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114586 CONFIDENTIAL SDNY_GM_00260770 EFTA01455682