EFTA01295292.pdf

NAME SEARCHED: Plan D, LLC PWM BIS-RESEARCH performed due diligence research in accordance with the standards set by AML Compliance for your business. We completed thorough searches on your subject name(s) in the required databases and have attached the search results under the correct heading below. Significant negative media results may require escalation to senior business, Legal and Compliance management. Also, all accounts involving PEPs must be escalated. Search: Result: Click here for results: Reviewer Comments (as necessary): C4 No I lit O Not Required RDC I. RDC Results No RDC alert (Please sec attached) O I hi r. No I lit • Not Required PCR II. PCR Results No PCR alert (Please see attached) El lin El Yes 0 No III. Negative Media There was no information found HIS O Not Required IV. Non-Negative Media There was no information found V. Other Language Media There was no information found Results? D Yes 0 No vi. D8:3 D&B There was no information found O Not Rectum' Smarilinx Results? 0 Yes • No Result Found(please see attached) O Not Required VII. Smanlinx ID Review by Legal May There was no information found Court Casts be Required Ig: No Results VIII. Court Cases El Search not required Prepared by: Prachi Pawa Da c:10/10/2013 Research Analyst Instructions: 1. Review and confirm that all results arc returned for your client. 2. Please note that you arc still required to perform any Martindale-Hubbell search (if applicable) on each search subject. We have attached the web link below for your convenience:Martindale-Hubhellhttp://www.martindale.comhp/Martindalethome.xml 3. As needed, provide comment for any negative results. 4. If applicable, please obtain clearance from Compliance for all alerts. 5. Save any changes you make to this document and attach file to your KYC. Please note: Submission of a signed KYC is your confirmation that you have fully reviewed the research documents. For internal use only SDNY_GM_00054094 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0016918 EFTA_00164664 EFTA01295292  OFAC RESULTS RDC: 11527490 No Match Found 6894993 Plan D, LLC Country:Virgin Islands, U.s. PCR: C20131019180348 Plan D, LLC 6894993 NCA customised Auto-Closed No-Hit 10/10/2013 BIS RESULTS Negative Media: There was no information found Non-Negative Media: There was no information found Other Language Media: There was no information found Public Records: 1 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address ne Pho County/FIPS PLAN C LLC 688 W 1ST ST STE 18 TEMPE. AZ 85281-2683 Name Variations/DBAs # Name Variations 1. PLAN C, LLC 2 PLAN D. LLC Phone Summary - 1 records found # Tele hone Number For internal use only SDNY_GM_00054095 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016919 EFTA_00I 64665 EFTA01295293  Page 2 Addresses - 2 records found # Address Dates County MSA 1. 688 W 1ST ST 1B 9/2005 - MARICOPA Phoenix-Mesa, TEMPE. AZ 85281 AZ - 6200 7/3/2007 2. 688W 1ST ST 9/9/2005 - TEMPE. AZ 85281 9/9/2005 Profile Information - 5 records found 1: PLAN C, LLC Company Name: PLAN C. LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 2: PLAN C, LLC Company Name: PLAN C, LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 3: PLAN C, LLC Company Name: PLAN C, LLC Date Of Incorporation: 9/9/2005 State Of Incorporation: AZ Charter Number: L12276166 Duration: PERPETUAL Status Of Incorporation: ACTIVE 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 7/25/2006 State Of Incorporation: AZ Charter Number: L13003227 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC L.L.C. 5: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 7/25/2006 State Of Incorporation: AZ Charter Number: L13003227 Duration: PERPETUAL Status Of Incorporation: ACTIVE Corporation Structure: DOMESTIC L.L.C. Executives - 3 records found # Name Titles 1. HELLMANTEL, CHARLES MEMBER 2. VOLLMER, STEVEN E MEMBER 3. VOLLMER LIVING TRUST, STEVEN E MEMBER For internal use only SDNY_GM_00054096 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016920 EFTA 00164666 EFTA01295294  Page 3 Registered Agents - 2 records found # Name Address 1. RITA L SPEARS 522 W 1ST ST STE 107 TEMPE, AZ 85281-2723 2. RITA L SPEARS 502 S COLLEGE AVE STE 314 TEMPE. AZ 85281- 3749 Company ID Numbers - 2 records found Company ID Numbers Sec. of State Charter No(s): AZ, L12276166 AZ, L13003227 Real Property - 9 records found 1: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE, AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $23363 Market Land Value: $96500 Market Improvement $23306 Value: Total Market Value: $119806 2: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE, AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $23363 For internal use only SDNY_GM_00054097 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016921 EFTA 00164667 EFTA01295295  Page 4 Market Land Value: $96500 Market Improvement $23306 Value: Total Market Value: $119806 3: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 18 TEMPE, AZ 85281.2683 County/FIPS: MARICOPA Property Information Address: 501 w 1ST ST TEMPE. AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $26965 Market Land Value: $106000 Market Improvement $28822 Value: Total Market Value: $134827 4: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE. AZ 85281-2705 County/FIPS: MARICOPA Data Source: 8 Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $26965 Market Land Value: $106000 Market Improvement $28827 Value: Total Market Value: $134827 5: Assessment Record for MARICOPA County, AZ Owner Information For internal use only SDNY_GM_00054098 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016922 EFTA_00164668 EFTA01295296  Page 5 Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE, AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $50400 Market Land Value: $223000 Market Improvement $29000 Value: Total Market Value: $252000 6: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE. AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessors Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $55551 Market Land Value: $223000 Market Improvement $41527 Value: Total Market Value: $264527 7: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE, AZ 85281-2705 County/FIPS: MARICOPA Data Source: B For internal use only SDNY_GM_00054099 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016923 EFTA_00I 64669 EFTA01295297  Page 6 Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $58196 Market Land Value: $223000 Market Improvement $41527 Value: Total Market Value: $264527 8: Assessment Record for MARICOPA County, AZ Owner Information Name: PLAN C LLC Address: 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 County/FIPS: MARICOPA Property Information Address: 501 W 1ST ST TEMPE. AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessor's Parcel 124-32-042C Number: Recording Date: 09/29/2005 Assessment Information Assessed Value: $60799 Market Land Value: $223000 Market Improvement $35720 Value: Total Market Value: $258720 9: Deed Record for MARICOPA County Buyer Information Name: PLAN C LLC Address: 688 W 1ST ST STE 18 TEMPE. AZ 85281-2683 County/FIPS: MARICOPA Seller Information Name: CHRISAGIS, JOHN N Name: BOWEN, GARY L Name: BOWEN. MARY C Property Information Address: 501 W 1ST ST TEMPE, AZ 85281-2705 County/FIPS: MARICOPA Data Source: B Legal Information Assessors Parcel 124-32-042C Number: For internal use only SDNY_GM_00054100 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016924 EFTA_00164670 EFTA01295298  Page 7 Contract Date: 09/28/2005 Recording Date: 09/29/2005 Document Number: 2005-1448455 Document Type: SPECIAL WARRANTY DEED Sale Information Sale Price: $325000 Mortgage Information Loan Type: CASH Title Company: CHICAGO TITLE INSURANCE CO Business Associates - 21 records found # Name Address 1. 1W, L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 2. 7TH & FARMER, LLC TEMPE, AZ 3. BRANTOME HOLDINGS L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 4. BRANTOME HOLDINGS. L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 5. FARMER ARTS DISTRICT. INC. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 6. FARMER ARTS LOT 3 LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 7. FARMER ARTS. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281.2683 8. FARMER PROPERTY OWNERS ASSOCIATION 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 9. MARSHALL URBAN DEVELOPMENT COMPANY 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 10. MESA HOUSING ASSOCIATES. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 11. MHA WEST LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 12. MONTEROSA URBAN STUDIOS LLC 688 W 1ST ST STE 18 TEMPE, AZ 85281-2683 13. PACIFICAP HOLDINGS XLVI. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 14. PACIFICAP PROPERTIES GROUP, LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 15. PLAN C LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 16. RESTORATION PLACE L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 17. TERO HOLDINGS L L C 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 18. TERO HOLDINGS, L.L.C. 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 19. URBAN DEVELOPMENT PARTNERS, LLC 688 W 1ST ST STE 1B TEMPE. AZ 85281-2683 20. URBAN HOUSING PARTNERS II. LLC 688 W 1ST ST STE 1B TEMPE, AZ 85281-2683 21 URBAN MONTEROSA STUDIOS LLC TEMPE. AZ Person Associates - 4 records found # Name Address 1. HELLMANTEL, CHARLES PO BOX 1833 TEMPE, AZ 85280-1833 2. SPEARS, RITA L 688 W 1ST ST STE 1B For internai use only SDNY_GM_00054101 CONFIDENTIAL - PURSUANT TO FED. R.QPN(F IDENTIAL DB-SDNY-0016925 EFTA_00164671 EFTA01295299  Page 8 # Name Address TEMPE, AZ 85281-2683 3. VOLLMER. STEVEN E 2050 N 11TH AVE PHOENIX, AZ 85007-1509 4. VOLLMER LIVING TRUST. STEVEN E 2050 N 11TH AVE PHOENIX. AZ 85007-1509 Sources - 22 records found All Sources 22 Source Document(s) Business Contacts 5 Source Document(s) Business Finder 7 Source Document(s) Corporate Filings 2 Source Document(s) Property 8 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright?) 2013 LexisNexis, a division of Reed Elsevier Inc, All nghts reserved. 2 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D. LLC 401 W CENTER AVE None Listed SEARCY, AR 72143.5229 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address Dates County MSA 1 401 W CENTER AVE 5/1/2006 - WHITE SEARCY, AR 72143 5/2/2006 Profile Information - 6 records found 1: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: REVOKED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 2: PLAN D, LLC For internal use only SDNY_GM_00054102 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016926 EFTA_00164672 EFTA01295300  Page 9 2: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: NOT CURRENT Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 3: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: GOOD STANDING Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: GOOD STANDING Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 5: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: REVOKED Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY 6: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 5/2/2006 State Of Incorporation: AR Charter Number: 800083773 Status Of Incorporation: NOT CURRENT Corporation Structure: DOMESTIC LIMITED LIABILITY COMPANY Executives - 1 records found # Name Titles 1. ROWELL, ROSS MEMBER Registered Agents -1 records found # Name Address 1. MIKE MILLAR 401 W CENTER AVE SEARCY, AR 72143-5229 Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): AR, 800083773 Business Associates - 50 records found # Name Address 1. ALBION GROCERY 8. FEED INC SEARCY. AR 2. ALL-RIGHT TOWING INC 401 W CENTER AVE SEARCY. AR 72143-5229 3. ASH PROPERTIES. LLC 401 W CENTER AVE For internal use only SDNY_GM_00054103 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016927 EFTA_00164673 EFTA01295301  Page 10 # Name Address SEARCY, AR 72143-5229 4. BEEBE RETIREMENT CENTER INC 401 W CENTER AVE SEARCY, AR 72143-5229 5. BLUE HAIR MONEY LLC 401 W CENTER AVE SEARCY, AR 72143-5229 6. BROTHERS & SISTERS HOLDING CO., INC. 401 W CENTER AVE SEARCY. AR 72143-5229 7. BUSHWHACKER WEED AND BRUSH CONTROL. 401 W CENTER AVE LLC SEARCY. AR 72143-5229 8. CACHE RIVER FLYWAY LLC 401 W CENTER AVE SEARCY, AR 72143-5229 9. CLEAR CREEK RETREAT CENTER LLC 401 W CENTER AVE SEARCY. AR 72143-5229 10. CLEVELAND COUNTY NURSING HOME INC 401 W CENTER AVE SEARCY, AR 72143-5229 11. CONSOLIDATED FLEET SERVICES, INC. 401 W CENTER AVE SEARCY. AR 72143-5229 12. CRAIN CHEVROLET-OLDSMOBILE LLC 401 W CENTER AVE SEARCY, AR 72143-5229 13. CRAIN FORD LLC 401 W CENTER AVE SEARCY, AR 72143-5229 14. CRAIN IMPORTS LLC 401 W CENTER AVE SEARCY. AR 72143-5229 15. CRAIN IMPORTS OF WEST LITTLE ROCK. LLC 401 W CENTER AVE SEARCY. AR 72143-5229 16. CRAIN MEDIA GROUP, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 17. CRAIN TEAM PRE-OWNED LLC 401 W CENTER AVE SEARCY. AR 72143-5229 18. DAVIS EXCAVATING INC 401 W CENTER AVE SEARCY, AR 72143-5229 19. DECOR SHOWROOM LLC 401 W CENTER AVE SEARCY, AR 72143-5229 20. DELK DEVELOPMENT, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 21. DOUBLE B ENTERPRISES, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 22. DOUBLE B STABLES, LLC 401 W CENTER AVE SEARCY, AR 72143-5229 23. FINS & FEATHERS OUTFITTERS LLC 401 W CENTER AVE SEARCY, AR 72143-5229 24 FIRST SECURITY INSURANCE LLC 401 W CENTER AVE SEARCY. AR 72143-5229 25. FLYNT MOUNTAIN LAND CO., LLC 401 W CENTER AVE SEARCY. AR 72143-5229 26. GIBSON BUCK C ATTY 401 W CENTER AVE SEARCY. AR 72143-5229 27. GNC OF STAR CITY INC 401 W CENTER AVE SEARCY, AR 72143-5229 28. GRIFFIN SPRINGS TYCOONS LLC 401 W CENTER AVE SEARCY, AR 72143-5229 29. HDH INVESTMENTS LW 401 W CENTER AVE SEARCY, AR 72143-5229 30. HOT SPRINGS VENTURE NO. 1, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 31. HYATT TRUCKING INC 401 W CENTER AVE SEARCY, AR 72143-5229 32. KARPRO AUTO PARTS OF MOUNTAIN HOME LLC 401 W CENTER AVE SEARCY, AR 72143-5229 33. LAKESIDE NURSING AND REHABILITATION 401 W CENTER AVE For internal use only SDNY_GM_00054104 CONFIDENTIAL — PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016928 EFTA_00164674 EFTA01295302  Page 11 Name Address CENTER INC SEARCY, AR 72143-5229 34 LOVELEE INC 401 W CENTER AVE SEARCY, AR 72143-5229 35 LTC-SYSTEMS/RX, LLC 401 W CENTER AVE SEARCY, AR 72143-5229 36 MEMORIAL HEALTH AND REHAB INC 401 W CENTER AVE SEARCY. AR 72143-5229 37 MILLAR - GIBSON A PROFESSIONAL 401 W CENTER AVE ASSOCIATION SEARCY. AR 72143-5229 38 MILLAR G MICHAEL AM 401 W CENTER AVE SEARCY, AR 72143-5229 39 MMB LLC 401 W CENTER AVE SEARCY. AR 72143-5229 40 PLAN D. LLC 401 W CENTER AVE SEARCY, AR 72143-5229 41 POOL ESSENTIALS LLC 401 W CENTER AVE SEARCY. AR 72143-5229 42 PYRO SKATEBOARDING INC 401 W CENTER AVE SEARCY, AR 72143-5229 43 RELIANCE AIR LLC 401 W CENTER AVE SEARCY, AR 72143-5229 44 RIDOUT RENTALS INC 401 W CENTER AVE SEARCY. AR 72143-5229 45 SEARCY EQUIPMENT CO INC 401 W CENTER AVE SEARCY. AR 72143-5229 46 SPAZM SKATEBOARDING INC 401 W CENTER AVE SEARCY. AR 72143-5229 47 SWANEE, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 48 THREE D CONSTRUCTION LLC 401 W CENTER AVE SEARCY, AR 72143-5229 49 UNION AIR. LLC 401 W CENTER AVE SEARCY. AR 72143-5229 50 WRIGHT AIR, LLC 401 W CENTER AVE SEARCY. AR 72143-5229 Person Associates - 2 records found # Name Address 1. MILLAR, MIKE 401 W CENTER AVE SEARCY. AR 72143-5229 2. ROWELL, ROSS Sources - 9 records found All Sources 9 Source Document(s) Business Contacts 5 Source Document(s) Business Finder 3 Source Document(s) Corporate Filings 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly. processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your 0PPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright® 2013 LexisNexis. a division of Reed Elsevier Inc All rights reserved. 3 OF 10 RECORD(S) For internal use only SDNY_GM_00054105 CONFIDENTIAL — PURSUANT TO FED. R.QQN(F IDENTIAL DB-SONY-0016929 EFTA 00164675 EFTA01295303  Page 12 FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC 2225 HAVANA AVE None Listed FORT MYERS. FL 33905-4826 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address Dates County MSA 1. 2225 HAVANA AVE 3/1/2007 - LEE Fort Myers-Cape FORT MYERS, FL 33905 Coral. FL - 2700 7/24/2013 Profile Information - 4 records found 1: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 3/6/2007 State Of Incorporation: FL Charter Number: L07000025014 Status Of Incorporation: INACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY 2: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 3/6/2007 State Of Incorporation: FL Charter Number: L07000025014 Status Of Incorporation: INACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY 3: PLAN D, LLC Company Name: PLAN D. LLC Date Of Incorporation: 3/6/2007 State Of Incorporation: FL Charter Number: L07000025014 Status Of Incorporation: INACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY 4: PLAN D, LLC Company Name: PLAN D, LLC Date Of Incorporation: 3/6/2007 State Of Incorporation: FL Charter Number: L07000025014 Status Of Incorporation: INACTIVE Corporation Structure: FLORIDA LIMITED LIABILITY Executives - 1 records found # Name Titles 1 DOCHERTY, NANCY MEMBER MANAGER, MANAGER For internal use only SDNY_GM_00054106 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SONY-0016930 EFTA_00164676 EFTA01295304  Page 13 Registered Agents -1 records found # Name Address 1. JANEIRO JEFFREY M 5621 STRAND BLVD NAPLES, FL 34110-7301 Company ID Numbers - 1 records found Company ID Numbers Sec. of State Charter No(s): FL, L07000025014 Person Associates -1 records found # Name Address 1. DOCHERTY, NANCY 2225 HAVANA AVE FORT MYERS, FL 33905-4826 Sources - 6 records found All Sources 6 Source Document(s) Business Contacts 3 Source Document(s) Business Finder 2 Source Document(s) Corporate Filings 1 Source Document(s) Important: The Public Records and commercially available data sources used on reports have errors. Data is sometimes entered poorly, processed incorrectly and is generally not free from defect. This system should not be relied upon as definitively accurate. Before relying on any data this system supplies, it should be independently verified. For Secretary of State documents, the following data is for information purposes only and is not an official record. Certified copies may be obtained from that individual state's Department of State. Your DPPA Permissible Use is: Debt Recovery/Fraud Your GLBA Permissible Use is: Legal Compliance Copyright. 2013 LexisNexis, a division of Reed Elsevier Inc. All rights reserved. 4 OF 10 RECORD(S) FOR INFORMATIONAL PURPOSES ONLY Copyright 2013 LexisNexis a division of Reed Elsevier Inc. All Rights Reserved. Subject Summary Name Address Phone County/FIPS PLAN D, LLC 17713 DEER HILL RD None Listed HIDDEN VALLEY LAKE, CA 95467-8125 Name Variations/DBAs # Name Variations 1. PLAN D. LLC Addresses -1 records found # Address Dates County MSA 1. 17713 DEER HILL RD 5/2006 - LAKE HIDDEN VALLEY LAKE, CA 95467 2007 Real Property - 5 records found 1: Assessment Record for WHITE County, AR For internal use only SDNY_GM_00054107 CONFIDENTIAL - PURSUANT TO FED. R.CON(F IDENTIAL DB-SDNY-0016931 EFTA_00I 64677 EFTA01295305  Page 14 Owner Information Name: PLAN D, LLC Address: 17713