EFTA01519263.pdf

GHISLAINE MAXWELL - TAP DYS ACCT For the Period 12/1/13 to 12/31/13 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 12120 Div Domest RIDGEWORTH SEIX FLOATING-I 12/19/13 INCOME 6,502.655 0.18 DIVIDEND AS OF 12/19/13 (ID: 766287-67-8) 12/23 Div Domest JPM INTREPID EUROPEAN FD - INSTL FUND 1300 Q 875.253 0.086 74.91 0.08558 PER SHARE (ID: 4812A0-68-0) 12/23 STCapItalGaln DIM BLACKROCK HIGH YIELD BOND 12/20/13 SHORT TERM 7,292.312 0.009 62.93 CAPITAL GAINS Q 0.009 PER SHARE AS OF 1220/13 (ID: 091929-63-8) 12/23 Div Owlet AVENUE MUT FDS TR CRED STRA INST 12/23/13 2,734.963 0.10 273.50 INCOME DIVIDEND @ 0.100 PER SHARE (II:r 05358F-30-1) 12/24 STCapkalGaln Dist HSBC FDS TOTAL RETURN 112/24/13 SHORT TERM 3,858.567 0.042 162_33 CAPITAL GAINS Q 0.042 PER SHARE (ID: 40428X-15-6) 12/24 Dlv Domest HSBC FDS TOTAL RETURN 112/24/13 INCOME 3,858.567 0.118 455.76 DMDEND O 0.118 PER SHARE (ID: 40428X-15.6) 12/30 Div Domest CLEARBRIDGE EQUITY INC FD-I CAP 8 INCOME I 1,179.249 0.058 68.13 12/28/13 INCOME DIVIDEND @ 0.068 PER SHARE AS OF 12J26/13 (ID: 52469H-59-4) 12/31 STCapItalGaln Dist TORTOISE MLP 8 PIPELINE-INS 12/27/13 SHORT TERM 2,298.774 0.048 110.29 CAPITAL GAINS O 0.048 PER SHARE AS OF 12/27113 (ID: 56166Y-40-4) 12/31 Div Domest TORTOISE MLP 8 PIPELINE-INS 12/27/13 INCOME 2,296.774 0.16 367.47 DIVIDEND @ 0.160 PER SHARE AS OF 12/27/13 (ID: 56166Y-40-4) Total Inflows & Outflows $7,039.71 J.P.Morgan Accour iPage 17 of 19 Consolidated Statement Page 69 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046544 Chase CONFIDENTIAL SDNY_GM_00315742 EFTA01519263