EFTA01360429.pdf

Case: 01195100 — salesforce.com - Unlimited Edition Page 3 of 12 F. Has the client or related party ever been involved in any past or threatened litigation against Deutsche Bank AG or any of its subsidiaries? F. No G. To the best of your knowledge, does the customer have any financial association/interaction, e.g. maintain homes or companies, etc., within the countries and regions, or is the customer associated with the regimes or organizations that.. G. No H. Does the client or related party have any financial or other associations/interactions within countries that pose a risk of money laundering? H. No I. Entity Documentation Attached I. Yes J. Intermediary form approved by AML compliance? (intermediaries only) J. Not Applicable K. If any documentation is not in English, please provide an English summary or translation Summary Approvals Primary Officer/RM Paul Morris Primary Officer/RM 2724/2014 Approver Approval Date AM Approver (Intl AM Approval Date Only) (Intl Only) Office Dir./Bus. Brian M. Biggar Office Dir./Bus. 2724/2014 Head./GMTHISMTH Head1GMTHISMTH Approver Date Regional Office Regional Office Director Approver Director Approved Date AML & Business Risk AML & Business Risk Approver Approved Date AML & Business Risk AMt. & Business Risk Approver II Approved Date II Compliance Gwen Hill Compliance 3/28/2014 Approver Approved Date Compliance Janice Franklin Compliance 328/2014 Approver II Approved Date II REMINDER—You must check the active assignment box below to route to the office drector Disregard the below fields Contact Name Jeffrey Epstein Priority High Subject Description https://dbforcepb .my.salesforce.com/5006000000XGHtl/p?retURL=/5006000000XGHtIA... 8/28/2015 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0048760 CONFIDENTIAL SDNY_GM_00194944 EFTA01360429