EFTA01518960.pdf

GHISLAINE MAXWELL -TAP DVS ACCT. For the Period 9/1/13 to 9/30/13 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selection Method Description Cost Amount Amount 9/4 Div Domest PIMCO EMERGING MARKETS CORPORATE BOND FUND 2.473.350 0.035 85.36 08/30/13 INCOME DIVIDEND 0.035 PER SHARE AS OF 08/30/13 (ID: 72201W85-7) 9/4 Div Domest RIDGEWORTH SEIX FLOATING-I 09/03/13 INCOME 6,502.655 0.03 193.78 DIVIDEND 0.030 PER SHARE AS OF 09/03/13 (ID. 766281-437-8) 9/4 Div Domest TRP INST FLOATING RATE-F 06/30/13 INCOME 5,394.060 0.038 206.28 DIVIDEND Q 0.038 PER SHARE AS OF 08/30/13 (ID: 779588-10-5) 9/18 STCapitalGaln DIM NUVEEN GLOBAL INFRASTRUCT-I 09/17/13 SHORT TERM 2,025.302 0.086 174.78 CAPITAL GAINS @ 0.066 PER SHARE AS OF 09/17/13 (ID: 670690-51-0) 9/18 Div Dourest NUVEEN GLOBAL INFRAS'TRUCT4 09/17/13 INCOME 2,025.302 0.014 27.75 a DIVIDEND 0.014 PER SHARE AS OF 09/17/13 (ID: 670690-51-0) 9/20 Div Domest MATTHEWS ASIA DIVIDEND-INS 09/19/13 INCOME 2,638.382 0.124 326.42 DIVIDEND @ 0.124 PER SHARE AS OF 09/19/13 (ID: 577130-75-0) 9/26 Div Domest GATEWAY FUND-Y 09/25/13 INCOME DIVIDEND 0 0.122 1,089.208 0.122 132.88 PER SHARE AS OF 0925/13 (ID: 367629-88-4) 9/30 Div Domest HARBOR HIGH YIELD BOND-INST 09/26/13 INCOME 4,547.242 0.144 654.89 DIVIDEND @ 0.144 PER SHARE AS OF 09/26/13 (ID: 411511-55-3) 9130 Div Domest HARBOR CONVERTIBLE SEC-INST 09/28/13 INCOME 2,833.314 0.043 120.50 DIVIDEND @ 0.043 PER SHARE AS OF 09/26/13 (ID: 411512-73-4) Total Inflows & Outflows $3,928.88 J.P.Morgan Account Page 14 of 15 Consolidated Statement Page 69 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046219 Chase CONFIDENTIAL SDNY_GM_00315417 EFTA01518960