EFTA01520798.pdf

CHISLAINE MAXWELL ACCT. For the Period 9/1/1I to 9/30/11 Portfolio Activity Summary - U S Dollar Current Year-To-Date Cost Adjustments Period Value Value' Cost Adjustments 450,466.62 889 679 04 Total Cost Adjustments 5450,466.62 5889,679.04 • Year to date information is calculated on a calendar year basis. Portfolio Activity Detail - U S Dollar INFLOWS & OUTFLOWS DueIttly si Per Unk PRINCIPAL INCOME Settle Date S T election Method Description Amount Amount Amount 9/1 Interest Income DEPOSIT SWEEP INTEREST FOR AUG. Q .03% RATE ON 9.79 NET AVG COLLECTED BALANCE OF $384,403.13 AS OF 09/01/11 9/1 Div Domest GENERAL MOTORS CO CV PFD B .0.59375 PER SHARE 1,000.030 0.594 593.75 (ID: 37045V-20-9) 9/12 Receipt of Assets BANK OF AMERICA CORP MEDIUM TERM NOTE 3.6% NOV 150,000.000 15 2016 DTD 11/04/2010 MERRILL LYNCH PIERCE 0.00 FENNER & SMIT TRADE DATE 09/12/11 (ID: 03050W-DW-2) 9/12 Receipt of Assets STATE OF NEW YORK DORMITORY AUTH REVS NON ST 100,000.000 SUPPORTED DEBT MEM SLOAN KETTERING 4% SUBSER A2 0.00 JUL 01 2018 DTD 05/13/2008 HELD BY DTC BOOK ENTRY ONLY MERRILL LYNCH PIERCE FENNER & SMIT TRADE DATE 09/12/11 (ID: 649903-B4-2) J.P.Morgan Page 15 of 29 Confidential Treatment Requested by JPMorgan JPM-SDNY-00048136 Chase CONFIDENTIAL SDNY_GM_00317334 EFTA01520798