EFTA01389919.pdf

Glendower Capital SOF IV, L Important Information (1/2) 'ilire confidentiat presentation (this tresentetion) 6 tieing CerrOint,n,C3Let` Loa limiter: number of sophisticated pectin (each. a "Recipieilti by Gerrit:cheer Cepilal LIP ("Otte/asset') (an appomtve representative or Mit:stet:a Adviser:ILI, which ill eethoi <ec arm tete:tat& by the thiir.eti Yineterni Financial Conduct Authority) fit the pnrpcse of prostate certain summary information about caftan eristing ant. future funds arc ar.r.ke.fitl that are managed or aevisec by Glensiower, iticketrig m cont rcie,e with 'you evaluation of a potential itiverinwei in tie fund to be lebusini m Cs' iteesiter Capital Secoreiary Cen.e.irienities Pure iv. LP (the tune') The enc.:4141h011 iell:lurittO in Oki Presentaticn Is beine mace available to P.ecipieres on a striim oink:tribal !Olt an; in*y not he disclosed discus:ea web are. person other than any Redpienes aftilites iY eirter:ioral acviyets wiso are bend by obligatient of conic entialey cri a need to know bast. Any past performance information herein b not neceserarily indicative of future rest ht and actual warm/lance may oder materially from any prory:the or forecasted nerforarame Tit Preset:13W° Is rot rilteriCed to !Orin the ba.so. of any irrSeclirreitt reclean 3nri neerfrinfirt (nett ri/t4 re, / Oft !hill Presentation 3,; pan of any assessment of whether to subscribe for interests in the Fund This Presentation may not be met! for anc roes not constitute an offer to se, Ol Nr.4l0ttlIF.ln of any oiler to sebscribe for QF pl4CliaSe ;sly :M.:rests ur to eee4asse in any other tcartsaulter The alinrrrAlal inrhrs Preseiitatroit inter4:ed to facilltateelscutulen and is not ner:ecearily meaningfulor complete without such supplemental disci;:sion. Each Recipient shfould ultis4R its Own attorney. business ac.iset ant. tan anviser a: to legal, bvircrx, ap 4ccoi.oting ars; 'dates. fr.rstlerr, ahncanirrg [he ink/twat:on cciitaeter; heidi, ant': ally Itrtvre tiler.r4 of SOF IV. Neither Girt:coy:et, lelitabrirer Arybeir LIP not any of their resserctist affiliates makes arty repreurniabon or warranty to any Recipient (sewing tne legality Cr art investnsent in lee Fund, true ir4:etre or GO COnSei;Ler".ei. eX the !eh:ability of an investnent for such Recipient. This Presentation is not intone': for bistritel.a.m. ant shall rot be cistribeted. in any jurisdiction where such distribution would violate applicable securities laws. 'ibis Pfts.otAton ma ' refer ter CeltrrIn *Venn: a< having Ottlifrilt and COr.urrientS as ba,kt been enter& into withes may nor hare occhaeti or been entered lino at the cote that ilia Presentation k niece laliaikAble Lt.I that Glatierawei expects will occur or be entered into thereafter nut Precenthlion IS not an offer to Sell, nor a siaticitatco of an offer to buy, any srrzurity, ere, may rot bet see or relict' upon in conr.ection with any offer or stalk:eatie; A private 011efirlij of interests in the rune will he Mace Only piirsuant to the offering ekes:menet for the ACCitiOrlal information anoot itive::trnetit Objective. leirm; ark`. COI.Citifartar of an itiefeemera it. the FuiV. :slid at', contain IAA information ant' tisk disclosures 0'04 are in.extatit my inveetnent decision reeweiiite ere Fund. leo utfrion he: teen authofired to make airy statement cceicetning the furze 'Aker than asset kith in the °Petit* cor_urnentS ant any such stalerrientS, it mace, new nor be feriae uron The offering &currents will be furrilotiec to ciusatiec Invesme on :a corilicenthal has,: al their relhert.The inlyroationcantaine:; in Usk: Presentetesr. will be sereirsedet bV,Brl.liltetirahneii in its entirety by reference to. such oftenng An itiveeenteit in the rune will it malice significant risk. inducing loss of the entire investment. The interests in the Furor Will be as there t no seconuari ;natant for letet este in ow n nO ;etc rive is serried& to clelaelOp. there will ter uesirictiore: transfenine interests in the rhritl hivestrnent tray be leveraged a& tray investment. performance may be volatile. Betel? 'le:tieing to if west in the fund, prospective investsfs sfee:lc read they:flee& niernorendurn a& pay c.artia.laf atientien te the Its far ter; &Maki& Pi the effering cocurnents Tne fear and tCpPnit3 thill14.11 in connectkil with en irriiistment ir, sex rend may be than the tees and e n tom.e.... of oi l er i4ykelyeent OfterMniVeS and May Oise( proles. Investois Mithild have the flnanural Ability rine *queens: ie., to accept the risk charxterntes of the Func's investments. Potential con!lkts of inter.," may afire from the relationshc between Crenit Suisse Asset kilaroge.rnem timiten arid its atril ez 4 - Credit Lierssel, &ids is :oak* as the rbful'ii placement agent Creed Solze nit acting and will rot act as a munkipal advbxe within the meaning of Section (175 te the 0rxel-frank Wall 'Street Reform arei Cons( rner Protection Art am the fir is end regulations prcretegatee them:rte.:et nkmal Advisor Rule"). Any renrices, material, or intim:eat:on inet Crime Falisse pre:ties to a municipal entity or raftatec person as Cetinec by the Municipal Adveor Rule reawered Party. ) are0we/re& on an ar 011F. tingle, 0ink; ant not as an acetic{ licuclary to the Covered Party Coverec Parties stioulc reeisult. with their own internal arc eery nal eerwors before raking:it:tier wit!: ret:pect to any .iarNicat; tr.:sic:flat or infreanation orovlei& to them try SI.JVAP. Cretin SA,l‘Ce alto Will P2)t SOI1Ce a Covered Patty for direct or indirect compensation on behalf of an unaffiliated ins:inerant aeveer for the purpent. of obtaining or retaining an eine:isomer,* for that iliW5l.inelit.ftiVirier by theCovered Perty fernier: inorritrerenr. atiVi:lraty boor on behalf of the Cover& Party. fib Presentation contains information that ha:: been or may have been twenty: by a renter of sources ar4 not been oncenenoeMlv verified Nothing containen herein shall constitute any tepresentation or warranty hit re) reSpOnSibility or fiabiion iS accepted by Glendower. its affiliates or MirabatIla ALIvklelt LIP as to the accuraty or completeness*: any infornianon supplier.: herein. Unless otheirwlsyr ::laten, the ink:routes° in this Presentation has not been riucited or verifier, by an incepencent party, and sheulo rot be seen fill any i'sfeSer-I,ADO.' of cetuiret IAA might be eiekived The inform:Won contained herein rmrt de kept strictly re:of:demi:al and may not be repro:ince!: or nye:sitter: any foment sietn(nt. tem acl.roval ot the NOtratttanding the tnregning. each ItrotStOr and prospective investor (arc eac.h repleSerltaInte.Ce other agent ';her erg; tray ele:lose to any alto all perstee, wete)tit kinItaton of any gibe, the tax treatment and tax stri ettre re' thdi rEno -via its gnieslineritz: aril all trtaterlait: of any hire hricliganp opinions or other tax enalyees) that are rirovicec to sr. ch owestor or prospective investor relating to such tar treatment and tax structure, pro:iced, however, that sk.r.l, 0isckise re ;ball not itit.k4.ie the name fir other kenti(ying infi.Ltniation not relevant to the tax structure it tax treatment) of any person and shall:FA include information for which noten:clasure Is reasonably necessary in orre; to comply with applicable securities laws Past performance is not necessarily mi:cat:ye of future feria: and there can be ro assurance :bat the Fine will achieve comparable reithet, that the return!: generate:; VI the Fiat,' will itotail or d'Arbeir those presentrn• herein or that tht FliFic will be able to lInplenerfirt its irfOrlAll'ent C.trOlettleS w el; hieVe its iriorarnerit obrectivre;. The Ferieu investment strategy anti applicable invertment , trictuo 'nay dIler nom tier:* he:tem:ally irrnfAciyer, and econornic cons'..itioto inay Offer maternity from the contfitions :incise which any other investment erne or account Inanai.ed Cr devised by Glendower has invested. All statenwens or opinion anc / or belief C.OrltrlirleC in this Presentation arc all views expu.sser ern all 0lCper.LCIfIS, or statements relatinf& to eererctations retie:Atte fetsire eventS or the turseible future I:A-froimbue of the Nine reoineteGifineewer'n (Wile aV:Ari:Inert*Ilt .nivnAlicii available to 4 as at the date of this Presentation. No representation is mace or assurance given that such statement', views, projections or forecasts ate correct. OVA the objectives of Ow fiat-; will he athievee Pr dial investors receive a Tee;rn if their capital 11 azeinan, rPo re:pon5ibibly or liability yr enty op cane is of will be aceepted by Glericerwer Of its resorts:wt.athist& adsisers, eirectore ernieoyees or ewes for of:rating thir Pferentation (Or any &Cinema information). collecting airy ineccui &ler in it or providing any atteitonal inlorniation to yut. Astereingly, to the fullest este& ;-:+setie subject to applicable layr, rice* d Cite:owe/ or Its affiliate:: arFS thAr respective shareholders, agsteit. agents, effecter:. Deicers, partners, ineinhers env empleirtes shell be liable (save in the case of fraud) for any ksst (whether elette. Incirect or conseeuential), damage, scat or erpense stiffeferi Qr ir:r.Urre7:r by any nefson e resift Of reliesor, arw steterrient in. or emesienfrm this presentation CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0094285 CONFIDENTIAL SDNY_GM_00240469 EFTA01389919