EFTA01523185.pdf

GHISLAINE MAXWELL-HY ACCT. For the Period 7/1/13 to 7/31/13 TRADE ACTIVITY Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized GaiNLoss 0 indicates Ordinary Income Realized Gain • Settled transaction was initiated in prior statement period and settled in current statement period Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost GaiNLoss Settled Sales/Maturities/Redemptions 7/2 Redemption CDW LLC/CDW FINANCE 8% DEC 15 2018 DTD (2.000.000) 108.00 2.160.00 (2,237.50) (77.50) S 7/2 Pro Rata 06/15/2011 STEP CPN PARTIAL ISSUE CALLED 108.00 (ID: 125136-AIN-9) 7/8 Sale ARCELORMITTAL 9.85% JUN 01 2019 DTD 05/20/2009 (6,000.000) 118.813 7,128.78 (8,922.50) 206.28 S 7/11 High Cost ej 118.813 FIRST UNION CAPITAL MARKETS (ID: 03938L-AM-8) 7/8 Sale SPRINT NEXTEL CORP 6% DEC 1 2016 DTD 11/20/2006 (20,000.000) 104.75 20,950.00 (17,385.00) 2,683.57 L 7/11 High Cost la 104.75 UBS SECURITIES LLC (ID: 852061-AD-2) 881.43 0 7/8 Sale PINNACLE ENTERTAINMENT 85/8% AUG 01 2017 DTD (10,000.000) 104.25 10,425.00 (10,850.00) (425.00) L 7/11 High Cost 02/01/2010 al) 104.25 MLPFS INC/FIXED INCOME (ID: 723458-AK-5) 7/8 Sale CCO HLDGS LLC CAP CORP 71/4% OCT 30 2017 WM (9,000.000) 106.00 9,540.00 (9,495.00) 45.00 L 7/11 High Cost 09272010 la 106.00 FIRST UNION CAPITAL MARKETS (ID: 1248EP-A0-6) 7/8 Sale ZAYO GROUP LLC/ZAYO CAP 8.125% JAN 01 2020 DTD (4.000.000) 108.00 4,320.00 (4.500.00) (180.00) S 7/11 High Cost 06/17/2012 G 108.00 FIRST UNION CAPITAL MARKETS (ID: 989194-AG-0) 7/8 Sale ALLIANT TECHSYSTEMS INC 6 7/8% SEP 15 2020 DTD (5.000.000) 105.75 5,287.50 (5,545.50) (258.00) S 7/11 High Cost 09/13/2010 CD 105.75 DEUTSCHE BANK ALEX BROWN (ID: 018804-AP-9) 7/8 Sale CHESAPEAKE MIDSTREAM PT 6.125% JUL 15 2022 DID (4.000.000) 101.00 4,040.00 (3.930.00) 110.00 L 7/11 High Cost 01/11/2012 a 101.00 DEUTSCHE BANK ALEX BROWN (ID: 16524R-AE-3) J.P.Morgan Page 15 of 26 Confidential Treatment Requested by JPMorgan JPM-SDNY-00050796 Chase CONFIDENTIAL SDNY_GM_00319994 EFTA01523185