EFTA01514753.pdf

JPMorgan Chase Bank, N.A. SOUTHERN TRUST COMPANY, INC ACCT. 270 Park As enue, New York, NY 10017-2014 For the Period 9/1/I3 to 9130/13 Derivatives Account J.P. Morgan Team Client News J.P. Morgan Securities LLC's (JPMS LLC) and VVIlliam Sheridan Banker J.P. Morgan Clearing Corp.'s (JPMCC) Net Capital Justin Nelson Banker and Net Capital Requirements Janet Young Client Service Team At June 30. 2013. JPMS LLC's net capital of $13.8 billion Gina Magliocco Client Service Team exceeded the minimum regulatory net capital Jason Grosse Client Service Team requirement of $1.8 billion by $12.0 billion. JPMCC's net Online access www.jpmorganonline.com capital of $6.7 billion was approximately 7.9% of aggregate debit items and exceeded the minimum regulatory net capital requirement of $1.7 billion by $5.0 No market value or activity to report during this period billion. Complete copies of the JPMS LLC's and JPMCC% Please see disclosures located at the end of this statement package for important information relating to each J.P.Morgan accourit(s). individual unaudited Statement of Financial Condition may be obtained, at no cost, by accessing: http://investor.shareholdercomipmorganchaserfinancial• condition.cfm Additionally, you may call 1.666.576.1300 to request a hard copy of the statement. J.P.Morgan 0026007020 150 1500301 SOUTHAF 20131002 Page 1 of 1 Confidential Treatment Requested by JPMorgan JPM-SDNY-00041332 Chase CONFIDENTIAL SDNY_GM_00310530 EFTA01514753