EFTA01400693.pdf

Subject: RE: Case #01353080 :Gratitude America [I] From: Gaurav Bhargava ‹ > Date: Tue, 03 Mar 2015 13:31:27 -0500 To: Amanda Kirby Cc: PWM AOG Classification: For internal use only Hi Amanda, Please provide a comments in KYC. Thank you. Kind regards, Gaurav Bhargava fcid:image017.png@OlD0560E.586E9F401 Gaurav Bhargava Process Supervisor I PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jai ur, India Tel. Fax Mobile Email fcid:image018.png@OlD0560E.586E9F401 EFTA01400693 From: Amanda Kirby Sent: Wednesday, March 04, 2015 12:00 AM To: Gaurav Bhargava Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Am I able to make a case comment? Or must it be someone from KYC? From: Gaurav Bhargava Sent: Tuesday, March 03, 2015 1:28 PM To: Amanda Kirby; Yoonsun Chung Cc: PWM AOG Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Amanda, Still awaiting for the case comments. Thank you. Kind regards, Gaurav Bhargava {cid:image001.png@01D0560D.E1253520} Gaurav Bhargava Process Supervisor I PWM US Operations EFTA01400694 DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email {cid:image004.png@OlD0560D.E1253520} From: Amanda Kirby Sent: Tuesday, March 03, 2015 9:22 PM To: Yoonsun Chung Cc: PWM AOG; Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Yoonsun, Yes. It seems that a case comment is needed. From: Gaurav Bhargava Sent: Tuesday, March 03, 2015 10:47 AM To: Amanda Kirby Cc: PWM AOG Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Amanda, EFTA01400695 Yes, will require the case comments, As from the below email chain, the title is still not clear. Thank you. Kind regards, Gaurav Bhargava {cid:image002.png@OlD055F7.56CFB3C0} Gaurav Bhargava Process Supervisor I PWM US Operations DBOI Global Services Private Limited Global Business Services A-1 & A-2, Evolve - Mahindra Technology Park, Inside Mahindra World City SEZ, 302029 Jaipur, India Tel. Fax Mobile Email {cid:image003.png@OlD055F7.56CFB3C0} From: Amanda Kirby Sent: Tuesday, March 03, 2015 9:14 PM To: Gaurav Bhargava Subject: FW: Case #01353080 :Gratitude America [I] EFTA01400696 Classification: For internal use only Hi Gaurav, Yoonsun thought it had been cleared. Do you still need a case comment? From: Yoonsun Chung Sent: Tuesday, March 03, 2015 10:42 AM To: Amanda Kirby Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only I thought they said they cleared that issue. See email below. {cid:image001.gif@OlD0559E.A370D960} Yoonsun Chung Vice President I AML Compliance Deutsche Bank Trust Company Americas Legal, Risk & Capital 60 Wall Street, 10005-2836 New York, NY, USA Tel. Fax Email {cid:image005.png@OlD0559E.A4C9B2A0} From: Amanda Kirby Sent: Tuesday, March 03, 2015 10:39 AM To: Yoonsun Chung; PWM AOG Subject: FW: Case #01353080 :Gratitude America [I] EFTA01400697 Classification: For internal use only Hi Yoonsun, Gaurav just called and told me that there needs to be a case comment from KYC to confirm that the account title should be Gratitude America, Ltd and not just Gratitude America. Would you be able to do that? Let me know. Thank you From: Pema Sherpa Sent: Monday, March 02, 2015 3:02 PM To: PWM AOG; Amanda Kirby; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi PWM AOG, When you are preparing the manual EDF to upload in dbTops, you are taking the information from the account opening application and not from the KYC. Hi Yoonsun, Should a comment on the KYC reflecting the correct address suffice here or does the KYC have to be updated with the address? Kind regards, Pema Sherpa EFTA01400698 {cid:image016.png@OlD054F9.C68E2A60} Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax Mobile Email fcid:image017.png@OlD054F9.C68E2A601 From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:44 PM To: Pema Sherpa Cc: Amanda Kirby; G. Hill o; PWM AOG; Yoonsun Chung Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Pema, We are clearing on Point 2 & 3 however on point 1, Legal address which is given W-9 is not matching With KYC# address. We need to put the legal address while Prepairing EDF in MD3 for post ABR Approval. Can we move further with the same? Thanks, Navin PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Pema Sherpa---03/02/2015 02:07:51 PM--- Classification: For internal use only Hi Prashant,}Pema Sherpa---03/02/2015 02:07:51 PM---Classification: For internal use only Hi Prashant, EFTA01400699 {cid:image018.png@OlD054F9.C68E2A60} From: {cid:image019.png@OlD054F9.C68E2A60} Perna Sherpa/II/dbcom@DBCOEX {cid:image018.png@OlD054F9.C68E2A60} To: {cid:image019.png@OlD054F9.C68E2A60} PWM AOG/II/dbcom@DBAMERICAS, "G. Hill o" <G.. Yoonsun Chung/- II/dbcom, {cid:image018.png@OlD054F9.C68E2A60} Cc: {cid:image019.png@OlD054F9.C68E2A60} Amanda Kirby/II/dbcom, Navin-Kumar Pankaj/II/dbcom {cid:image018.png@OlD054F9.C68E2A60} Date: {cid:image019.png@OlD054F9.C68E2A60} 03/02/2015 02:07 PM {cid:image018.png@OlD054F9.C68E2A60} Subject: {cid:image019.png@OlD054F9.C68E2A60} RE: Case #01353080 :Gratitude America [I] EFTA01400700 Classification: For internal use only Hi Prashant, What advise are you requesting from ABR? Kind regards, Pema Sherpa {cid:image001.png@OlD054F2.41CF5530} Pema Sherpa Deutsche Bank Trust Company Americas 60 Wall Street, New York, NY 10005-2836, USA Tel. Fax Mobile Email {cid:image002.png@OlD054F2.41CF5530} From: Prashant Mahendru On Behalf Of PWM AOG Sent: Monday, March 02, 2015 2:00 PM To: G. Hill o; Pema Sherpa; PWM AOG; Yoonsun Chung Cc: Amanda Kirby; Navin-Kumar Pankaj Subject: RE: Case #01353080 :Gratitude America [I] Classification: For internal use only Dear ABR Team, Appreciate if you can advise on the below issue. Thanks, Prashant Mahendru EFTA01400701 PWM AOG DBOI Global Services Private Limited Email : {Inactive hide details for Amanda Kirby---02/03/2015 13:35:41--- Classification: For internal use only I apologize for the confus}Amanda Kirby---02/03/2015 13:35:41---Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the in {cid:image004.png@OlD054F2.41CF5530} From: {cid:image005.png@OlD054F2.41CF5530} Amanda Kirby/II/dbcom@DBCOEX fcid:image004.png@OlD054F2.41CF55301 To: {cid:im22e005.png@OlD054F2.41CF5530} PWM AOG/II/dbcom@DBAMERICAS, {cid:image004.png@OlD054F2.41CF5530} Cc: {cid:image005.png@OlD054F2.41CF5530} Navin -Kumar Pankaj/II/dbcom, Yoonsun Chung/II/dbcom, Hill o" <G... >, Pema Sherpa/II/dbcom {cid:image004.png@OlD054F2.41CF5530} Date: {cid:image005.png@OlD054F2.41CF5530} 02/03/2015 13:35 {cid:image004.png@OlD054F2.41CF5530} Subject: {cid:image005.png@OlD054F2.41CF5530} RE: Case #01353080 :Gratitude America [I] EFTA01400702 Classification: For internal use only I apologize for the confusion with the docs and the KYC. I submitted the KYC with the information they had sent me via email. I was only made aware of the official name "Gratitude America, Ltd." and that the legal and mailing address were not the same when they sent me the filled and signed account opening docs. Please let me know how I can go about updating the KYC. Thank you, Amanda From: Navin-Kumar Pankaj On Behalf Of PWM AOG Sent: Monday, March 02, 2015 1:13 PM To: Amanda Kirby Cc: Navin-Kumar Pankaj; Yoonsun Chung; G. Hill o; PWM AOG; Pema Sherpa Subject: Case #01353080 :Gratitude America [I] Classification: For internal use only Hi Amanda, While reviewing the docs we have below issues. 1.As per account opening docs,Tax form and online form legal address is EFTA01400703 give as 9100 Port of sale Mall, Ste 15, St Thomas,USVI 00802 however in KYC# it is given as 6100 Red Hook Quarter, B3 St. Thomas 00802 USVI. Please confirm us correct legal address and Provide us updated doc(Account opening form,tax form,Online form)/KYC# accordingly. 2.As per docs(signature card,account opening form,tax form,online form,non- Profit organisation resolution) Account Title is given as Gratitude America Ltd. however in KYC# entity name and Account holder is givan as Gratitude America Entity Name {cid:image001.gif@OlD054ED.C3040F80} Account Holder fcid:image002.gif@OlD054ED.C3040F801 3.0n W-9Tax form box other is blank under federal tax classification grid {cid:image003.gif@OlD054ED.C3040F80} Please provide usabove updated docs or make correction in KYC# accordingly. Thanks, PWM AOG DBOI Global Services Private Limited Email : EFTA01400704