EFTA01373956.pdf

From: Darlene Zong Sent: 10/18/2016 10:41:54 AM To: Richard Kahn CC: Stewart Oldfield ; Daniel Sabba Subject: RE: IC) Classification: Confidential Just about to give you an update — Southern Financial LIC sold S3mm face FTR 8.5 2020 @ 106.65, ytw 6.34% Nothing on BAC pfd yet, still working at 102.75 ob From: Richard Kahn [mailto Sent: Tuesday, October 18, 2016 10:33 AM To: Darlene Zong Cc: Stewart Oldfield; Daniel Sabba Subject: Re: [C] please refresh on any partial fills and current bid asks i see FIR trading 107+ thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel fa call On Oct IS, 2016, at 9:47 AM, Darlene Zong < > wrote: Classification: Confidential As discussed and confirmed with Darren, we are working to sell $3mm face value BAC 8.125 pfd @ 102.75 or better in the Haze Trust, and sell $3mm face FTR 8.5 2020 @ 106.50 or better in Southern Financial LLC. We have the order till the end of the today. Best, Darlene From: Darlene Zong Sent: Tuesday, October 18, 2016 8:50 AM To: 'Richard Kahn' Cc: Stewart Oldfield; Daniel Sabba Subject: RE: [C] Classification: Confidential We should be able to work within yesterday's context. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0068414 CONFIDENTIAL SDNY_GM_00214598 EFTA01373956