EFTA01518945.pdf

CHISLAINE MAXWELL - OAP IHD ACCT. For the Period 9/1/I3 to 9/30113 INFLOWS & OUTFLOWS Type Quantity Per Unit Settle Date Selealon Pee Method Description Cost Amount Amount 9'26 Foreign Dividend ROYAL DUTCH SHELL PLC ADR Q 0.90 PER SHARE 405.000 0.90 364.50 (ID: 780259-10-7) Total Inflows & Outflows $3,232.38 TRADE ACTIVITY Note: S indicates Short Term Realized Gain/Loss Trade Date Type Per Unit Realized Settle Date Selection Method Description Quantity Amount Proceeds Tax Cost Gam/Loss Settled Sales/Maturities/Redemptions 9/16 Sale MUENCHENER RUECKVERSICHERUNGS - GESELLSCHAFT (110.000) 19.389 2,130.63 (2,149.86) (19.24 S 9119 High Cost ADR a 19.3997 2,133.97 BROKERAGE 3.30 TAX EJOR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) 9/16 Sale TESCO PLC SPONS ADR 0 17.757 6,214.95 BROKERAGE (350.000) 17.727 6,204.34 (6,130.07) 74.27 S 9/19 High Cost 10.50 TAX 8/OR SEC .11 ESI SECURITIES COMPANY (ID: 861575-30-2) 9/16 Sale UNITED OVERSEAS BANK LTD SPONS ADR 033.5252 (200.000) 33.485 6,896.92 (6,698.48) (1.58) S 9/19 High Cost 6,705.04 BROKERAGE 8.00 TAX 8/OR SEC .12 ESI SECURITIES COMPANY (ID: 911271-30-2) 9116 Sale VODAFONE GROUP PLC SPONS ADR 0 33.8772 (535.000) 33.837 18.102.58 (15,939.90) 2,162.68 S 9/19 High Cost 18,124.30 BROKERAGE 21.40 TAX 8JOR SEC .32 ESI SECURITIES COMPANY (ID: 92857W-20-9) 9/17 Sale MUENCHENER RUECICVERSICHERUNGS - GESELLSCHAFT (115.000) 19.419 2,233.13 (2,247.58) (14.45) S 9/20 High Cost ADR 0 19.44892,236.62 BROKERAGE 3.45 TAX 8/OR SEC .04 ESI SECURITIES COMPANY (ID: 626188-10-6) 9/17 Sale TESCO PLC SPONS ADR 0 17.7355 6,298.10 (355.000) 17.705 6,285.34 (6,109.55) 175.79 S 9/20 HO Cost BROKERAGE 10.65 TAX 8/OR SEC .11 ESI SECURMES COMPANY (ID: 881575-30-2) J.P.Morgan Account Page 12 at 13 Consolidated Statement Page 54 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046203 Chase CONFIDENTIAL SDNY_GM_00315401 EFTA01518945