EFTA01372168.pdf

From: Stewart Oldfield Sent: 10/11/2018 10:35:16 AM To: Ian Salters Subject: FW: Southern Financial - AUM example [I] fyi From: Bradley Gillin Sent: Thursday, October 11, 2018 10:19 AM To: Stewart Oldfield Subject: Southern Financial - AUM example III Classification: For Internal use only Both N4G023804 and N4G026161 account balances have been removed from our GMIS reports. GMIS: SOUTHERN 183900100000483882 Classic 183942952771 1,128 FINANaALLLC Advisory 183900100000483882 1839N4G023804 0 183900100000483882 1839N4G026161 183900100000483882 1839STRUPDT0118001 Classic Advisory SOUTHERN FINANCIAL LLC Account Balances: Customer Name: Southern FMancial LLC(6 records) S136.O24,62O.23, N46025080 N4G025080 - SOUTHERN FINANCIAL LLC Brokerage Advisory $0.00 N4G026161 N4G026161- SOUTHERN FINANCIAL LLC Brokerage Advisory 4i$21,636,001.00 42952771 42952771 - SOUTHERN FINANCIAL LLC Deposit Transactions $1,187,706.86 N4G023804 N4G023804 - SOUTHERN FINANCIAL LLC Brokerage Advisory 4i $111,664,173.00 77000957 77000957- SOUTHERN FINANCIAL U.0 DB AG NY Preferred Deposit $1,536,739.37 STRUPDT01 STRUPDT0118001 - SOUTHERN FINANCIAL LLC Structured Transactions Regards. Brad Bradley Gitlin Vice President Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl New York. NY 10154 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065790 CONFIDENTIAL SDNY_GM_00211974 EFTA01372168