EFTA01363750.pdf

Material herein regarding IWP products, investment ideas and solutions is for discussion purposes only. While brokerage services offered through the IWP Americas desk may include investment recommendations and brokerage advice, IWP does not provide investment management or investment advisory services, and private market opportunities and other products and services available through IWP are offered only on a non-advisory basis. This communication is confidential and personal to you, solely for your information and for discussion purposes only, and does not create any legally binding obligation. Reproduction or distribution of any material herein without our written consent is strictly forbidden. From: Ian Salters Sent: Monday, February 25, 2019 4:00 PM To: Brian Serino < ; Kareen Johnson Cc: Bill King ; Davide-A Sferrazza c ; Nina Tona < >; Ian Salters Subject: KYC remediation Classification: For Internal use only Brian/Kareen - As previously discussed, the priority list is less than I thought, please see attached clients that need to be onboarded with CIB as a priority: Bill - can you please take the lead on the ISG clients (this ties into the 32 clients you previously advised of): Nina / Davide — can you please work together on the IWP clients (understand that Southern Financial is going away): A) Wealth Management Has the Omni becn wee toroesii RM througT the CIRO,: PRIOnitv WM Aria W1AC if nt Nan* GM(IIea1Nam. ' ,eclat/41 orb-owdire" poxec.'1 FS1 NO rt 110 531 a a .1 [Werner NumbeC ISG 140-154'W 72 Realty LLC :40-154 Vi 72 AE411Y TLC :deny* Jensen • ES ISG 196402 Elizabeth 2reet Lk: 193432 & 2C4.21.0 ETIIARE14 STREET :LC ;0111Int.1411303 No YES 156 239-243447 W 51Restly LLC 239-243-247 W 23 REALTY LLC 1oenne Jensen NO yes ISG 250 E63 REALTY ac 250E 63 REALTY LLC mind* Anse" NO YES ISG E401;1 4011C Odder° LLC Susan Moffat NO YES ISG DAVID TO-3051MNS DAVID 1000 Sleet NS dnan Convey No YES KG Byte+ of Inskell Lit Eines Of Bricked LLC carnet snaelkie NO YES ISG Granke 1717slotel LLC GRANITE 1717 den:. LLC dose en Satorgh NO YES 156 Internet rt•I*Jfeet Vanagernent, Inc 'Mire Resources Management, Inc GAT NO YES ISO log2 Holden,' LLC 54C2 HcklIngs LLC Freckly Menlo/sr NO YES ISO STEVEN/0.5SM & EPA( S FRANCO JOI5 STEVEN 1KA551N & ISAAC S FRANCO JOINTLY & SE Rosemary Weal< NO YES ISO Sunset are Oceseny Property, LLC SUNSET &COHEN? PROPERTY o.0 Deirdre Jvage NO vEs B) IWP Iles Die them nevi 1a521 11 21 PM htO/ twee. tie of,re.: 1212A Area WlA t ient Manx" ,11Client Name I ipdated roll tab Drier end Sozanne CoMn Daniel and Suborn Conen Jose's, Corder/Dan Gre NO NOP YES INV? Wore Investments 9eifOrd irvestments MaurKs3 Prete-II NO YES IWP Euro•Pattnert Fund Eute-Panners Cths Wooten NO YES 1WD GUY WYSER PRATE GUY WYSER PRATTE Maxmln NO YES IWP SOUTHERN FINANCIAL ;LC SOUTHERN FINANCIAL TLC Stewart Oldrield NO YES IWP me Lama ventures Corpormon The Lama Ventures Corporation ele.Incia >mien NO YES IWP Vrguardte invent:me, 545 Ventierche hyersiones SAS Deans Olerienslevardo NO YES CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0053982 CONFIDENTIAL SDNY_GM_00200166 EFTA01363750