EFTA01368412.pdf
dataset_10 PDF 172.7 KB • Feb 4, 2026 • 1 pages
3. PART B
SWAP TRADING ADDENDUM
If you are a US person, please complete this Swap Trading Addendum and the attached Anna and
return signed, completed copies of both to your DB representative.
This Swap Trading Addendum (the "Addendum") modifies and supplements the contract or contracts
used by Client and DB to document their swaps (the "Agreement"). If Client and DB arc not currently
documenting their swaps under a form of standard master swap agreement published by the International
Swaps and Derivatives Association, Inc. ("ISDA") or another industry group that has been manually
signed by the parties, then by delivery of the Addendum to DB, Client is agreeing that (I) as and from the
date that DB signs this Addendum, the parties shall be deemed to have entered into an ISDA 2002 Master
Agreement, without any Schedule thereto, except the election that such agreement shall be governed by
New York law (the "Deemed ISDA Master Agreement"), and (2) all swaps entered into by the parties
after such date shall be subject to that Deemed ISDA Master Agreement. If, after the date of entry into
this Addendum, Client and DB manually execute a form of standard master agreement published by
ISDA or another industry group, this Addendum shall supplement and form part of that master agreement
(as supplemented by the Addendum, the "Subsequent Agreement") and all swaps previously governed
by the terms of the Deemed ISDA Master Agreement shall thereinafter be governed by the terms of the
Subsequent Agreement.
Capitalized terms not otherwise defined herein have the meanings ascribed to them in the Glossary which
constitutes Part 8 of the Dodd-Frank ProtocoL
1. CLIENT VERIFICATION.
Client represents (which representations arc deemed repeated as of the time of each Swap Transaction
Event) and warrants to DB that:
1.1 Client Information. Client has duly completed the Client Information Form in the Swap
Addendum Annex and the information contained therein is true and correct.
1.2 Not Regulated Swan Entity. Client is not a Swap Dealer, Security-Based Swap Dealer, Major
Swap Participant or a Major Security-Based Swap Participant.
1.3 Eligible Contract Participant. Client is an Eligible Contract Participant ("ECP"). Client has duly
completed the ECP Questionnaire in the Swap Addendum Annex and the information contained
therein is true and correct. If the obligations of Client in its swaps with DB are guaranteed by
another person or persons (each, a "Guarantor"), Client will cause each Guarantor to complete
the ECP Questionnaire for Guarantors provided as Part 5 of this Protocol confirming it is an ECP
to DB as a condition precedent to discussing additional swaps and/or swap trading strategies with
DB.
If Client has indicated in the Eligible Contract Participant Questionnaire that it is either a
"Hedging Entity ECP" or a "Hedging Individual ECP", Client further represents to DB that, for
so long as Client remains either a Hedging Entity ECP or a Hedging Individual ECP, each swap
entered into by Client under this Agreement will be entered into in connection with the conduct of
Client's business or to manage the risk associated with an asset or liability owned or incurred, or
reasonably likely to be owned or incurred, by Client in the conduct of Client's business.
6)9591$ PART B — PAGE I
6395998
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0060145
CONFIDENTIAL SDNY_GM_00206329
EFTA01368412
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- 571d08db-fe96-494f-9e56-b7cffa038010
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- Created
- Feb 4, 2026