EFTA00014685.pdf

09 JPMorgan Chase Bank 2002 New York. NY 10154-1002 Account Number • JEFFREY EPSTEIN JPMorgan Private Bank Confidential Page 1 of 9 Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist RILEYIHORNBECKER 000000 0000 00 0000000000000020 COX00 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN ST THOMAS VI 00802 GOVERNMENT EXHIBIT 504 52 20 Cr. 330 (MN) Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00005505 EFTA00014685 09 JPMorgan Chase Bank 2002 New York, NY 10154-1002 Account Number. JEFFREY EPSTEIN Portfolio Summary Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Obkg•bovg of Of gvaiar4000 by JANCO of (my o( on bank av trwer offhtwes ((mins OVIgnuu9e md.:0W) Sven SOCurgain and otnrommtments ro sotra k, "remmen; na&ameiude)9 Pass«. bas c( inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JPMSP EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Account Portfolio September 01, 2002 • September 30, 2002 fl JPMorgan Private Bank Page 2 of 9 Overview Cash & Short Term renke( Vera 1.1S0 54030 6,838,687.24 lirker Valpe US() Aur3f 14,816,643.79 Total 6,838,687.24 14,816,643.79 Accrued Income 11,992 75 22,043 45 Total Portfolio Value 6,850,679.99 14,838,687.24 Tex COM USO 6,838,687.24 6,838,687.24 Enlmetee Annua( incom• (,30 109,416.12 109,416.12 Asset Allocation 100% Cash and Short Term Income Summary Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA00014686 09 2002 Account Number. JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank New York, NY 10154-1002 JPMorgan Private Bank Asset Account Portfolio Page 3 of 9 Cash and Short Term Summary by Maturity Current Starner Value Estimated Annual Income USO USO Cash 957.08 12.44 Less Than 3 Months 6,837,730.16 109,403.68 Total 6,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Oescription CusipSeanatoody's Rating dummy Quantify Warded( nid Original Marker Price Tax Cost nd Original CUMIN Marker Wks USD Estimated Unrearae4 Annual ON/14.055 USO Income USD Current YMIM VIM % ACCILIOCI MIMS( USO Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TAX FREE MONEY MARKET USD 6,837,730.16 1.00 1.00 6,837,730.16 6,837,730.16 109,403.68 1.60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Da Annualized Yield: 1.52% Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA00014687 09 Account Number JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank 2002 New York, NY 10154-1002 °JPMorgan Private Bank Asset Account Portfolio Page 4 of 9 Cash and Short Term by Type continued Desorption CusipS&P Moody's Rating Unir Cost Tax Coat Covent Estimated Current Ststso' Mania Atiped Margot Value USO Unrealized Annual Weld' Currency Ouantiry Original Price Original Accrued Interest USO Galatoss USO Income USO WM Total Cash and Short Term important Information ~U. Pricing and Valuations Ripen some or went are graded by prang Serr, Ce3 a OW« SWOP, rh e deem meet% we not gueranteed b ~Pea aas terazahle valuer 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA00014688 09 JPMorgan Chase Bank 2002 New York, NY 10154-1002 Account Number. JEFFREY EPSTEIN Trade Activity Asset Account Portfolio September 01, 2002 - September 30, 2002 JPMorgan Private Bank Page 5 of 9 Realized Gain/Loss Summary Short Term Gain/Loss Long Term Gain/Loss Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Amount USD 0.00 0.00 Trade Activity by Type Trade Semement Care Clare Type OeungifIon Currency Quantify P/1OVUM Name CostoProcels Realized Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA00014689 09 2002 Account Number. JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 JPMorgan Chase Bank New York. NY 10154-1002 JPMorgan Private Bank Asset Account Portfolio Page Got 9 Account Transactions Cash Activity Summary Amount1MS Penod USD Amount Year to Date USD' Beginning Balance Credits .00 Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement are Type Quantity Descnplton Amount USD Sep 3 Dividend Sep 3 Interest JP MORGAN TAX FREE MONEY MARKET PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) INTEREST FOR AUG. @ 1.4% ON NET AVERAGE COLLECTED BALANCE $798,956.29 AS OF 09/01/02 7.09 949.99 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA00014690 09 Account Number. JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 JP111organ Chum: Bank 2002 New York, NY 10154-1002 q1PMorgan Private Bank Asset Account Portfolio Page 7 of 9 Activity by Date Sealentenz One TYPe continued Gummy DeSCOMM Amount VW Sep 3 Sep 3 Dividend Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) J P MORGAN TAX FREE MONEY MARKET FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a $1.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 21,086 37 - 21,086.37 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA00014691 09 Account Number. JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 JPMorgan Chas: Bank 2002 New York, NY 10154-1002 q1PMorgan Private Bank Asset Account Portfolio