EFTA01519571.pdf

CHISLAINE MAXWELL ACCT. For the Period 4/1/14 to 4/30/14 Notes: ' Transaction Market Value is representative of the prior trading days market value. This is for informational purposes only and is not to be used for any financial or tax purposes. The Transaction Market Value shown is in USD. Type Quantity Transaction Settle Date Selection Method Description Cost Markel Value' Securities Transferred Out 4/2 Free Delivery SCHLUMBERGER LTD TRANSFER TO UBS FINANCIAL (113.000) (11,069.48) SERVICES INC. TRADE DATE 04/01/14 9524.04 (ID: 806857-10.8) 4/2 Free Delivery TWITTER INC TRANSFER TO UBS FINANCIAL SERVICES (Z000.000) (93,960.00) INC. TRADE DATE 04/01/14 (ID: 90184L-10-2) 90,320.00 4/22 Free Delivery ETFS METAL SECURITIES LTD MIN JE00B1VS3770 (301.000) (38,059.95) SEDOL B1V5377 (ID: 13199491-5) 45,068.38 Total Securities Transferred Out ($1.886,024.18) COST ADJUSTMENTS Cost Basis Settle Date Type Description Quantity Adjustments 411 Amortizatkm MI ST MUNI BOND AUTH ST CLEAN WTR REVOLVING FD 50.000 000 (555.21) 5% OCT 01 2028 DTD 11/02,2006 HELD BY DTC BOOK ENTRY ONLY PAR CALL 10/01/2016 G 100 MUNICIPAL BOND PREMIUM AMORTIZATIO (ID: 59455T-PF-3) 4/2 Amoitzation BIRDVILLE TEXAS INDEPENDENT SCHOOL DIST PERM 100,000.030 (243.78) SCH GTO FUND UNLIMITED TAX 5% FEB 15 2029 DTD 01/15/2007 HELD BY DTC BOOK ENTRY ONLY PAR CALL 02/15,2017 G 100 MUNICIPAL BOND PREMIUM AMORTIZA11O (ID: 090374-FV-5) J.P.Morgan Account Page 10 of 14 Consolidated Statement Page 13 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046865 Chase CONFIDENTIAL SDNY_GM_00316063 EFTA01519571