EFTA00166799.pdf

KYC Print Page 1 of 23 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case 0 : 01133624 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Marx II New PWM Relabcaship O Boating PWM Relationship Relationship to MYRI: If existing, please indicate since when the relationship exists, provide reason for new prone and attach ad profile: CI Client Referral g RM Prospect O Intermediary/KM • Cater Source (CIS, etc.) How Was the Cheap) Introduced' How long has the please provide details (e.g. name of referral source, ow many years RM personally has known client. etc.): Jeffrey Epstein is PM personally known the a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client (lent> of Paul's at JP Morgan. Paul and Jeffrey Epstein had mutual friend/colleague who introduced them while Paul was at JPIlorgan. Over the course dl a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a O Yes I2 No retrocession Cr unilar compensation to a thud party for the introduction of this (If Yes, describe/. relationship/ List all Rettig and new accounts involved In this relationship Legal Entity Account Name / Number Opening Date Ontended/actual) Account(s) 1 RI Hyperion Ak Inc 10/16/2013 2 El Hyperion Air Inc — Money Market 10/16/2013 3 2 Hyperion Ak LLC 10/16/2013 4 2 Hyperion Ak LLC -- Money Market 10/16/2013 5 2 JEGE Inc 10/16/2013 6 ig JEGE Inc — Money Market 10/16/2013 7 2 JEGE LLC 10/16/2013 a a JEGE LLC -- Money Market 10/16/2013 9 a Plan D, LLC 10/16/2013 10 2 Plan D, LLC — Money Market 10/16/2013 Who is the primacy contact person cc the RM/ (Note: Preferred method of fax contact This person needs to have Harry Beller (indicate phone no., no, signatory rights and/or e-mail address, etc ): information right for the accounts.): 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002573 EFTA_000 16047 EFTA00166799  KYC Print Page 2 of 23 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct Number (elavadtde) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, lonoterm invesbnent, payment/expense account)' Checking account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes Indicate from where the asset are expected to arrive' • DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account dela/5): Eil Other Institution (Indicate name & location): 1PPlorgan. New York O Physical Deposits (specify cash, securities, cheques, ••.): What is the expected site and frequency of regular Inflows and outflows fa the account (indicate estimated number and volume per month)': Roughly 10 Inflows and outflows per month ranging from $1,000 to $10,000 150000 I Currency What is the expected volume of assets and currency for the account approx. 90 days after opening' I USD 1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Asset Under Management (MN) within 08 under Eur. " 0 Yes 5 No Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1an be selected). • If none of the check boxes apply, describe the party's relation to the account In the "Other column. • Always describe the relationship between the parties in the last cilium. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egal7escripbon AccourOIC Sealer of Ukimate `Signatonlmitedignancial Significant -egal Grantor/SettlorroundincaOthe Entity of Source liskter Jwnellust / Benelkialsr Full POA IMermearySharetiolderRepresentatoe Donor (please of Wealth Pounder ctOwner POA (RH) (>-25%) descnbe required Foundation NonOIC other roles entity and/or Parties (indicate indicate related to 'meshes relationship this 1b) between 'account parties) 1 El El HYPerbri AP, Inc l 0 O O O O OU O O O Jeffrey Do 2 ElEd f a h mi Ed E DU 0 0 0 Many O O a 3 • • Belkr O • O O • O O 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002574 EFTA_00016048 EFTA00166800  KYC Print Page 3 of 23 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Aca Number Of avadatilei Account Manager: Paul Monty What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary foe the costs associated web ownIng/n.mnIng one of Jeffrey Epsteln's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account cleats): El Other Institution (Indicate name & location): Ohloroan. New York Physical Deposits (specify cash, securities, cheques, ...): Ill What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1.3 mflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days alter 1100000 'Currency 1 USD opening' What is the expected volume or assets and currency for the account approx. one year after 1200000 'Currency I USO opening' Does/will the client have Assets Under Management (AuM) within DB under Eur 3N1' OYes 5 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropnate box to describe the relabonship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties i the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signaler) limitedFinarxial ' nificant -egal GrantoriSettiorfoundingeOther Entity of Source Holder awneatust / Rene& obi Fun ROA ntermedla ateholderRepresentative Donor (please of Wealth Founder &Owner ?OA FIM) >,,s%) descnbe cowed . Foundation on-PIC other roles stay and/of Parties indicate indicate related to mership relabonship this • ) between account parties) 1 D 9 km" O Epstein OO 2 0 L, O O O O 2 g g HYPerion Inc n,0-01 O O O O O • O O O 3 O • HanY Beller D O n a a D MI D O ii Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002575 EFTA_00016049 EFTA00166801  KYC Print Page 4 of 23 2. Account Ownership Summary Account Name: Hypenon Air LLC Acct. Number ellavadatk): Account Manager: Paul Moms What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated wth ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): 10 Other Institution (Indicate name & location): Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per myth ranging from $1000 to $10,000 %000 ICurrency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening' I 1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (AM) within DB under Eur. 3/4? • Yes 2 No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signaton LmitedFmarxial Significant .egad GrantoriSettiorfounchntrOther Entity of Source molder awnearust / Rene& iator Fun ROA IntermedLe areholderRepresentative Donor (please of wealth Founder orOwner ?OA (Fill) >,•2944) descnbe cowed . Foundation on-PIC other roles entay and/or Parties Indicate indicate related to mership relationship this %) between account parties) I 9 9 nt, ttiPellW1 LLC 9 D O O O O O O O O O 9 Jeffrey O O 0 O O O O O Epstein "y." 12) 2 3 I II H Beller O O O le N O O D O II Imps 'on?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002576 EFTA_00016050 EFTA00166802  KYC Print Page 5 of 23 2. Account Ownership Summary Account Name: Hyperion Air LLC — Money Market Acct. Number Of evadable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term invesbnent, payment/expense account)' Money account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB Location and account cletais): El Other Institution (Indicate name & location): 1Pflorgan. New York • Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from ;1000 to $10,000 What Is the expected volume of assets and currency (or the account approx. 90 days after 1 100000 I Currency I USD opening' What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD Welling' Does/will the client have Assets Under Management (AuM) within DB under Eur 3M' O yes Kr] No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Nene drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signation UmitedFmandal (Significant -egal GrantoriSettiorfoundocrOther Entity of Source Holder Ovine (rust/ Benefkialor Fun POA intern edlarysharefloldervepresentative Donor (please of wealth Founder orOwner ?OA (Fill) (>•.2944) describe cowed . Foundation Non-PIC other roles entity and/or Parties (indicate indicate related to ownership relationship this le) between account parted) 1 9 9 "Ind Air, LLC 0 El O O O OO O O O Harry O 2 O O Bel ❑O O O 0 O O O O O 5 Jeffrey r, O O 3 I Epstein i—I 2 N O O D O ii Imps 'on?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002577 EFTA_00016051 EFTA00166803  KYC Print Page 6 of 23 2. Account Owners ip Summary Account Name: NW Inc Acct. Number (If evadable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with overlie/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): RI Other Institution (Indicate name & location): Wflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)/ Roughly 10 inflows and outflows per myth ranging from 91000 to 910000 150000 ICurrency I USD What is the expected volume of assets and currency for the account anima 90 days after openings 1100000 ICurrency I USD What is the expected volume of assets and currency for the account approx. one year after opening' Does/will the client have Assets Under Management (Aunt) within DB under Eur. / II Yes R)No Please list all parties related to the account. For each party: • Check W a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other' column. • Always describe the relationship between he part es n the last column. • Please drill down to the uflimatehanderlytng Beneficial Owner(s . ..egal Description AccountOK Settior of Jltimate Snsnatory_imtedrnancral Significant legal GrantonSettfor Founderg Other Entity of Source *rider Ownertrust / Beneficial dr Full ?OA Intermerlary Shareholder Representative Donor (please of wealth :launder of Owner POA ,FIM) .. - .25*) dtscnbe equired Poundals,' Jon-PIC other roles entity analo Parties 'indicate indicate related vnership relabonshi to this N) between account (padres) SEGE 1 D (2) Die • ei a o O O o O O L ksteffrey n . O z • El Epstein 1---, El El O O O O • rry O • n • O BH ealler O 2 • O E O El Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002578 EFTA_00016052 EFTA00166804  KYC Print Page 7 of 23 2. Account Ownership Summary Account Name: JEGE Inc — Money Market Acct Number Ofavadatiel Account Manager: Paul Mortis What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wed owning/running one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive' 0 DB Group: Same Bookaig Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account detais): 5 Other Institution (Indicate name & location): 1Pflorgan. New York 0 PhYskal Deposits (specify cash, securities, cheques..-): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflons per month ranging from $1000 to $10,000 1100000 ICurfency I USD What is the expected volume of assets and currency for the account appria 90 days after opening' What is the expected volume of assets and currency for the account approx. one year after 1200000 'Currency I USD opening' Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' ales INo Please list all parties related to the account For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> I can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _coal Description AccountOK Settior of Jltimate Signatory_imRedinancial Significant legal GrantooSettfor Founding Other Entity of Source Holder Ownertrust / Beneficialat Full ?OA intermeoary Shareholder Representative Donor (please of ivealth Pounder of Owner POA ,F1/1) .-?Sr) dtscnbe cowed Foundation on-PIC other roles entity andior Parties 'indicate indicate related pimership relationship to this N) between account ipartes) _ 1 ED Ea JEGE Inc • 2] a o o o o o L z • El k steffrey n Ep in 1---, . 0 El El 0 0 0 0 • rry 0 • n • 0 BHealler ❑ 0 2 • 0 E E El Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002579 EFTA_00016053 EFTA00166805  KYC Print Page 8 of 23 2. Account Ownership Summary Account Name: JEGE LLC Acct Number (favadable) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account ustody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstelifs airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): 2 Other Institution (Indicate name & location): 1Pflarger,. New York El Physical Deposits (specify cash, securities, cheques..-): What is the expected size and frequency of regular inflows and outflows fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I Currency I USD What is the expected volume of assets and currency for the account ataxia 90 days after opening' I 5°I))) 1100000 I Currency I USD What is the expected volume of assets and currency for Ihe account approx. one year after opening? Does/will the client have Assets Under Management (Anal) within DB under Eur. 314/ Oyes ri No Please list all parties related to the account. For each party: • Check If a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the uttimatefunderlying Beneficial Owner(s . .egal Description AccountOK Settior of Jltimate Sgnatory_imrtedinancial Significant legal GrantooSettior Founding Other Entity of Source Holder OwnertruSt / Beneficial,, Full ?OA Intermssary Shareholder Representative Donor (please of wealth sounder of Owner POA l'FIM) ..-.2Ss,) descnbe cowed Poundal's° on-PIC other roles entity and/or Parties 'indicate indicate related gime/ship relationship to this N) between account ipartes) 1 Bells El 2 O O E L O O "a " o ❑ a o 2 5 2 JEGE, LLC la • O O O O O O O • • O • 2 EJeffrey pstnn inI—J 2 2 • O O O O Imps D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002580 EFTA_00016054 EFTA00166806  KYC Print Page 9 of 23 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number (a'avadra ): Account Manager: Paul Marls What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wth ownkig/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive' li DB Group: Same Boolthg Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account Otte/5): El Other Institution (Indicate name & location): 1Pflorgara New York • Physical Deposits (specify cash, securities, cheques....): What is the expected site and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)': Roughly 1-3 inflows and outflows per myth ranging from ;1000 to $10000 What is the expected volume of assets and currency for the account appna 90 days after opening, ' 1°°00° I Currency IWO What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening' Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' Ores El No Please list all parties related to the account For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the check boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/underlytng Beneficial Owner(s . _coal Description AccountIC Settior of Jitimate Sgnatory_imrtedinancial Significant legal GrantooSettfor Founding Other Entity of Source Holder °wheel-rust / Beneficialair Full ?OA Intermelary Shareholder Representative Donor (please of Wealth "launder of Owner POA 'PIM) '-?Sec,) dtscnbe equired Poundals,' Ion-PIC other roles entity anchor Parties 'indicate indicate related mnetship relationship to this s) between account (parties) i El E?) GE. _ LLC H El 0 O 0 0 0 0 E L 2 • E.) wi • O Epstemtty 1in --. El El 0 0 0 O • rry O • n • 0 BHealler ❑ 0 2 • D E O El littps://dbforcepb.my. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002581 EFTA_00016055 EFTA00166807  KYC Print Page 10 of 23 2. Account Ownership Summary Account Name: Plan D, LLC Acct Nunter °Ian"(ak) Account Manage: Paul Morris What is the purpose of the account (e.g. pxdoho management advisory account custody services, long-term investment payment/expense account)/ Checkkig account to hold the funds necessary fee the costs associated with ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): RI Other Institution (Indicate name & location): 1Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and out fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 150000 What is the expected volume of assets and currency for the account ewer. 90 days after opening/ I CurnaCY I USD 1100000 I Currency 'USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have A