EFTA01393073.pdf

Deutsche Bank Wealth Management Account Agreement nog. Butterfly Trust Acf.:Irggg 6100 Red Hook Quarter B3 City 71n,r:alg Accti; r..nt f nfl . the hovel: St. Thomas, USVI 00802 ... Account Number(s) Important: Please sign and return this account agreement This is the account agreement (Account Agreement) between Client and Deutsche Bank Securities Inc. (referred to herein as "DBSI"). It includes the terms and conditions and is the contract that controls each brokerage account in which Client has an interest (each an "Account"). Client agrees to read this Account Agreement and the Appendix to this Account Agreement: Disclosures and Definitions ("Appendix") carefully. It Client is not willing to be bound by these terms and conditions, Client should not sign this Account Agreement. Client's signature confirms that Client has read and agrees to the terms of this Account Agreement and the Appendix annexed hereto. This Account Agreement does not create an investment advisory relationship between DBSI and Client under the Investment Advisers Act of 1940, as amended. I. Client representations Client certifies that all of the information provided by Client in this Account Agreement is accurate and complete and that each of the following statements is accurate as to Client and Client's Account: A. Where Client is a natural person, Client is of legal age; B. For all accounts: (i) no one except the person(s) named on the Account(s), or, if signed in a representative capacity, then no one except the beneficial owner(s), has any interest in the Account(s), (i) Client is and will remain compliant with at Applicable Laws, (iii) Client is financially capable of satisfying any obligations undertaken through Client's Account(s), (iv) Client aclutowledges that the purchase and sale of securities entails substantial economic risk, and represents knowingly and willingly that Client can assume such risk and (v) Client has read and understands the terms set forth in this Account Agreement and those agreements or supplements incorporated by reference and understands that Client is bound by such terms; C. Client agrees to notify us in writing it (i) Client is or becomes an employee, member or immediate family member of any securities exchange (or corporation of which any exchange owns a majority of the capital stock), Financial Industry Regulatory Authority, Inc. (FINRA) or of any broker-dealer, or (6) Client is or becomes a senior officer or immediate fami€y member of such a person of any bank, savings and loan institution, insurance company, investment company, investment advisory firm or institution that purchases securities, or other employer whose consent is required to open and maintain this Account by regulation or otherwise, unless such consent has been provided to DBSI. Client will promptly notify DBSI in writing if any of the above circumstances change. II. Terms and conditions that apply to client's account(s) The following terms and conditions govern Clients Account(s): 2 1. Rights of DBSI. All rights granted to 0B51 under this Account Agreement are granted with the understanding that it shall be within the sole discretion of DBSI whether, and in what manner, to exercise such rights. The failure of DBSI 0 to exercise any right granted under this Account Agreement shall not be deemed a waiver of such right or any other ===m right granted hereunder. DBSI retains the right to delegate to its agent, including its clearing agent. Pershing LLC (Pershing), one or more of DBSI's rights or obligations under this Agreement without notice to Client. 0 2. Cash Account DBSI will classify each Account as a cash brokerage account. DBSI must separately approve the opening of a margin account (Margin Account) and Client must separately sign the Margin Agreement. WM189778 015684.080218 Page 3 of I a CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0098448 CONFIDENTIAL SDNY_GM_00244632 EFTA01393073