EFTA01119233.pdf

Valuations 9/30/13 EFTA01119233  JEE and Related Entities Investment Summary 9/30/13 Cash 8 Equivilants Southern Financial Lit- (see note below) 14,983.469 J.Epstein 1.917.583 HAZE Trust 28,370 FT Real Estate Southern Trust Company 20,213,902 Jaspers 39,872,567 J.Eptlein V1 Foundation 4.483.265 Total Cash 8 Equivalents 81.499.156 Less' Cash in Operating Accounts (1,328,465) Cash In Foundations (4,483,265) (5,811,730) Total Avadablo Cash 8 Equivalents 75.687.426 JP Morgan Trading Account (cash, securities. Derivitires)- SFLLC See Note A 70,296,286 JP Morgan Trading Account (cash, securities. Derivitives)- MAZE 22,549401 JP Morgan Trading Account (cash, securest, Derivitnres)- SIC 5,615,273 L Cameron Trading Account (cash, securities, Deft/ eves). sic 4,353,428 Marketable Securities -(Inn) 13,285,567 Investment American Yacht Harbor (per JEE) 1,000,000 Settlements Receivable -DBZ 17,128,370 Partnership Investments 106,263,138 (see attached schedule) Total • 316 179 389 Value Above 316,179,389 Adjustments: Operating Cash 1,328,465 Loans Reoolyable 2,301,151 Total per attached valuation schedule 319,809,005 • I rrverdnient partnerships are subject to various restriction on withdrawals, and therefore, 319,809,005 the timing of availability of funds MI be so ended. NOTE A: The JPM trading account was funded with $75 Million. During ..tuty 2011 we withdrew $ $2,478,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16,535 Aced PhermacetAkale 8 2,095 Bkeen IDEC. on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35,000 shares of Facetoak. In August 2012 the account received $349,402 from the toles proceeds cad 17,500 sh of Faoebook On 9/12/12 the account was reduced by $10rnin for the transfer to Mod Inc. On 11/9/12 there was a transfer to JEE of $1,000,000 EFTA01119234  J. EPSTEIN S RELATED OTTER VALUATORS CASMLIABILITESINVESTIMINTS 9130/13 ismilisrafinanraWS 06/113 %nom 001/13 Y1D September ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 14,972.406 14.963,460 JP Morgan Trading Account 69,615,261 70,291286 J P Morgan. Securities 10,498,582 11,747,156 FIVESTMENTS TUDOR FUTURES 12,850106 13.123.495 12,578.999 4.33% 2.10% HIGHBRIOGE CAPITAL 19,393,10 19.430955 18.624,993 4.44% 020% BEAR STEARNS Asset Backe! Sectelties (7/3109 yak 331.882 331,02 1102100/00.4910109 J P MCRGAN. Cash 19,234005 20.127,970 JP Mayan Trading Account 5.402.548 5,615.273 Ober Bank Accounts 148,163 85,932 ACM Solutions (at cost) 025.000 625.000 JPM AccouM Managed by Laurie Cameron 5,200210 4,353928 Seib/mantis JEFFERS OB ZWRN SPECIAL OPPLRTUNITES FUND 76600.00 76,030000 see footnote las partial Witter raver payment receive:I (42,518.400) (58,871,630) Deutche Bank-Cash 25.018,964 30872,567 Treeing /wad 1,526,972 1,538,411 .0•ITM Esisteln &WEST RENT Amen:an Yacht Harbor 1.600.003 1,000000 FT Reel Eatate - Investment in ptshp M coat 0508033 1,506,833 CHECKING/SAVINGS ACCOUNTS 80991 1,242,533 LOANS CUE FROM NONIDUALS 1.90505 2,201,151 CORE CLUB NOTE 100,003 103,003 BROKERAGE ACCOUNTS JPM (Bear Senn) 666995 66708 J P MORGAN 56057 Mon Inc. Alpo= (at coat bats) 10030000 10,000000 (1,260,233 dares d common. 695,301 sham of Ser 5 PM, 285,714 oh et SNAPP) Butterfly Trust 8.044 8,044 HAfl Trust HIGHBRCGE CAPITAL 35,936,199 36,008,071 34.404.356 4.66% 0.20% KING STREET 25.108,360 25230902 23276.473 8.41% 0.50% JP Ragan - Cash 28066 26,370 P Mcegan-managed account 22,427,313 22,549,401 TOTAL 316,276,549 319800005 THESE AMOUNTS CO NOT INCLUDE HCUSES.AIRPLANE,FIXTURES 6 OTHER ASSETS EFTA01119235  JEE and Rotated Entibes Available Equity for Imeesbnents 9/33/13 Securities Long ig Fair Market Value Nitta* 9130/13 4/31113 DinDass) 70500 Ascena Rein $FLLC 1.404045 1.160460 254,505 20.000 Brimbarder SFLLC 93,203 90,614 2,386 21,753 ..P Morgan SFLLC 1,124,413 1,009,179 26234 263,157 ApOrlo Cain& Management SFLLC 7,436416 6,081.656 755.260 17,500 Facebook (purchased 5/27/12) SFLLC arepz 722.645 156,380 16435 Anad Pharmaceuticals SFLLC 304,244 307451 (3,307) 2095 BlogenIDEC SFLLC 504893 444.277 58,116 152,240 JPM Fk Rate Fund Jonors 5,328 1,536411 1,626,972 6.111 13.265567 11025454 1 254 05 investments No 9/30/13 at Fak Market Value SFLLC IUDDR FUTURES 13,123,495 SFLLC HIGHBRIDGE CAPITAL 19,431,956 SFL LC ABS Trust Oast whabon 7/31/09. FTC regains monthly dIsintutionS) 331,882 HAZE HIGIONEDGE CAPITAL 38.036.071 HAZE KING STREET 23.733.902 FT Real Estate 21 East 26th Street (at ant) 920,503 FT Real Estate Columbia HokIngs(at cost) 588,333 STC Awn solutions no 4:n51)41.142.857 sh of Sae A Pre® 4375 perch) 625.000 Mort Inc Alpe porn (cost bass) (1.260.333 sh common, 695.331 sn Sec 5 left 285.714 sh Ser A Fld ) 10,000000 TOS 243.13S INIZnalllemosat Tins Is based on the foaming assunK4mns the fund ea scorn a vAtharrni amount payable lo Jeepers totaling 570 hhihnh 70,000.080 Jaspers remind en Merest c4G Dutions Mhos Inmost valued at emu $38 neon with a 5,000.00) backstop payment km G Dubin equal to the excess of 55 minim p.m the agglegabI valued ell ristr bubo ns monad with respect to this invosbnent as of Sept 30. 2014.468pm will Mond Dubin the amount of any ciabibutions reamed by AnnerS after that de* until Dubin receives back any payments made to naps's. Mtn Dubin is made whole. Jensen MI have no akar' to repay Dube. JEE will pay SI million for Awns gayest m Corbin JEE wit coercion all drolneutlons up4o 52 million 1=.003 and the remaining dIsfnbutions ma be Owned 50/50 lastween JEE and 2vem This *grommet has not been Maltre4 76 000000 he val. • of JoopertleartruirShiD intwes1 from G1Lbn sonon 631 788 759 as of 8/31/13 and S1 789104 as of 7/31113) EFTA01119236  Reconciliation of large kerns Value 8131/13 318,276,549 Partnerships 506,529 see below JPM Trading account- SFLLC (FTC) 481,025 JPM Trading account- HAZE 122,0138 JPM Trading account- STC 152,727 L Cameron Managed Account (852,282) Securities 1,254,685 DividendsAnterest 11,081 Apollo Distribution Change in loan account 202.646 cash spent : JEE (1,186,317) STC (170,729) Steven Sinofsky Fee 1,000,000 cash received BSABS 11,003 miscellaneous total 319,809,005 Value 8/31/13 319,809,005 Partnerships SFLLC TUDOR FUTURES 270,329 SFLLC HIGHBRIDGE CAPITAL 38,786 Haze HIGHBRIDGE CAPITAL 71,872 Haze KING STREET 125.542 508529 EFTA01119237  aM Related Enters Cosh Sunny 930713 SFLLO JPM 14,983,469 14963,469 JEE Bank a unts 1,242,533 1,328,465 JPM (Bear Steams) 667.006 Bulterry Trust (Bear Stearns) 8,044 1,917583 LEPERS JP Morgan *872,567 872 587 HAZE TnS Deteche Bank 28.370 26 370 Southern Trust Company JPM 20 127 970 Bank accounts 85,932 20 213,902 Enhanced Education 4.483.265 4.463 265 TOW QM 81 499 156 81 499 1% to does nest include oath in JP Morgan Thing ac r4 EFTA01119238  ENHANCED EDUCATION 9/30/13 PARTNERSHIPS & TOTAL CASH SECURITIES JP Morgan (Formerly Bear Stearns) 4,297,719 4,297,719 BANK 165,546 185,546 TOTAL 4,483,265 A483,265 EFTA01119239  Southern financial LI.0 Anelyfis of Inmetrownts investment FYV unree bed 9/30113 Gair(bss) it_ Heitz 12/1505 5,100000 ofinbutions 8/11/06 R.160.021) distintertons 12/11/06 (560.0081 OstnbUtOnS 7/1807 2.440408) Ontnbutons 4/20/11 (1,297.352) 0,StnbutikonS 12/12112 (1.3080781 (2.007 2811 3 673 688 6,340 949 Mal chIntasta:0 BS PBS 11/29108 1000000 drdrtizions C3.937001) a032999 331 882 /5 701 1171 leighbndge Capital Cord 1/11/01 25.000.(00 dint. tons 22t06 000000) 19.431 035 19 431055 This nimbi the total of Kembridge Cereal Corp and >18 Fluiti-Stretestr takings Ltd Tudor 1/3001 5.003 000 1/14/13 ditrbAbn (4 193 300) 800700 13 123 495 12316 /PS DB brim 442802 resalesd 10000.000 8/3002 invested 10000030 12/202 Mined 33000030 6/203 evesteid 10000030 1/305 invwded 20.00).030 12/21/12 dstribiztion (3441,292) 4/12/13 desetutiOn (9411.938) 8/25113 (20165.16g) W23/13 deditution 08853 ni 21.128.370 amigos* nwetrable from Fortress 111 1 370 milentent Then based ont n me fund WI recognize a vetklraval amount getable b Jeanie. totaling 170 neon 70000.000 beliefs Sed en Merest of G Dutins otshp interest ward et sopox $3.8 mason wth • 5003000 bachilOP Preen' from G. Dubin equal to the excess al $5 mdion owe the aggregat ware a/ au ManbtalOall moanedwith respect to this Pant as of Sept 30. 2014 Jeerers will refund Cubn Me amount of any clistitutons mewl by Jeerers after that deb un Dubin receives tech any payments metro ha Jaeger. After Dunn IS mede Wm*. Jeerers xi have no obligation to rerey Dubin. JEE will pry SI minon for Zserris intenest InCorbin. JEE WI enres* ae distnbubons uplo 82 million 1,000.000 and the stye Ming dantubons will be divided 50i50 between JEE end bem This agreement has rot been finalized 16 OM 000 val40 of -Les, s (Marsh interelt al• G D Moo a 176914 or 8/31/i3 and 1 789 104 as of 7/3 3 EFTA01119240  Haze Trust Analysis of Investments Investmert FMV unrealized 903/13 Gain(loss) Highbndge Caprial 4/20'99 10,041,666 36,008,071 25966,405 This represents the total of Highbfidge Capital Corp. and HB Multi-Strategy Holdings Lid. King Street 11/1/99 10,000,003 7/28/10 50% redempbon (20.090.787) (10,090,787) 25,233,502 35,324,889 EFTA01119241 EFTA01119242 Wiltaolito ui itootiorpo iroil :i Wo WtpiO iwom toi twa t ootoodo.) mw«krytemu wumm ss faafeceisIO 90/601la nppron papee tfttY 4.0113$ On Ul COV000'01$ POEM( 214 itsonst tesectrt reif Me --et031t e655r trAtil [CKM :MCII Fee Sf[Trel want ten treten Welt tee 9011Vel 9010.21 ttA/5 ML= firtZCZI tein men zetien Weit triiert trenn ten 00'165.11 071651OEI 41/4/T teren warn Waltz beiheft leitet tern Mini trent rui4ot orust Ortatl Wie Siegen ileOet t[/in Of SIVIlt Cellel Lee 07tOtea ortont tin/9 uwal stopni WM 1221:921 Wara We WSI! Wate Mi , Sert fet Selen We t18011 Ullel We (Intel inna niuni !runi inletz Wint steten 9eIrSt ZeI/Ot MMIII Ltetr9I te/6 Ernest 611615I nah Storni Steer9I We Went Welt WM 9OELSS'Zi %Uff"' t ten ;CUM WISTU tee Otalte 0011r« Wilt LISINeet itgett We Lt f6LSZ MOESeSt I OMI nile Wasi telleet tee Ltlhtet LIOEteSE Oent Isnetz Winu ahnt [SUMM ZSUW« °Met UnIllrebt Welle« ot/s/s 11011072 'ele% 01/01/1 11.196.81 Wune OINI teuren woest conto entaz erntet oziolts tarni Winni nie ASOM tr9Zet 0/t/t Winni reuen ot/s/[ octan ortten ot/in orient ocresta pitni OTIUSt comen «eia centra cetan Wata Online orane V *PN 40/1,2/L 07OEKLS COeleS 4016e 021W99 owen ioiłoth Certila cenne ionlit maci erbtet 60/1>Z/Z Matt WWAL Kent 020aU fl et tercet ansgsl orne. term ontrzs orani onNot neon CCILVOtt WS[/6 005t1rOtt CCfinit teza aman anzeon Kath oniem entent W91/9 00WeLit COLOnIrt tein OtaCiain CCLOnti tOMA, Witene WSIOID bet/1 O4716rLle CeSCLIVI 110/6/I ZINS ONIMUIJIIA iin fe/ uyedinOs Jlł PONW•11 aKenWITKI ce1Pnarif PaPell Mw iineMS tose  ga;am_gdBad Bazt d ;$6 7 .Ed20 !!!!!!111:1:15221!!!!”11!;;!! San 22 M 355.54:A14,111:125:51131V! !iii ili ngs gee f;!ii!!!!!I!!!! kalkkiiiigis 221I5gIalijagg I Leer isf difiegill! ggg ifAgfiggf# addtld.o- it9 g5agglii!g!ggg Iii111;91;g:!! mimmim 1111 111--r1111 iii!„ ..‘ M 111„ 4 kkki k111101 1111 • • I iiiiiiiiiiiIII/ !II8:12Itqfls!II411411gIII/1§!!!! nig.Aggigtitl/g qle iiiiiiii!Ill 11011}111131ellirrIffill II S off ss Iff isAll 6 f 2e I Ifillittillit tl ifflimmIglig!!!!!:!!!!!!!ff g( gAl l!,!1! 0!!!!!!E yliffifttiss§;Iigeglellt1111;1[ 11111111111111 EFTA01119243 !Mil WW1 EFTA01119244  Global Investment Opportunities Group a Morro Secret U.C. r-em Account Position and MTM Summary (Open Positions) Prepared for Nam Trust as of September I) 201) 0.44•4 MA C_... t, robs USOMOI 13.0$0 XAUUSO 1)2111 GIROS!) 1.4115 MAAS USOWY 311260 5.3115 USOZAR 10.0311 USOCMF flAUSO 13524 US00111. 2.217 0.4044 USOCAO 1.0314 USOlitY 2.011 USDNOK 41043 VS Axed 61103•It• • IMr Pr • Iloombe ludo Dale Mao. 06 •ae •enoovil /,µet SAP Rating Nod Cad Daly (Cope. v. .rul Coll Medici Value 1°E4 Ink" Price CurtynttncO MIM Atoatel 10 May 11 017 •2016 1,20.000 Peabody Energy Corp BB /OA 7 US% 118.363.500) 51,352.448 $211417 2-(k1•12 15-may 2018 5(0,003 111163 111870 5200,365 114•1non1 Inc CCC• 5.71511015 107250% 2500, 12 01,;o5 2019 (2443,000) 1140,750 550,%5 189.00 56/ IS 1.000,000 Kadted Heahhcsre Inc 6/1/2914 (553.1855 4250% (S996.2301 17065.000 162.042 113May11 Prrpegol 3,00.00 Armor's/I Close 1. CO 399.6) 110610 11507 792 888 4.730,018 7.900% ($133),958) 171. 262.500 6546 i67 10-Mey 11 Perpetal 3.000.010 lank Of Americo Cary 1111.27 II 007S 5490.717 Be. 5,0172018 8115% 50,388610) 13,292500 $542,292 $11299 5109.75 $465.122 US fried lettoonytAIM 04.53).1101 S9.311.11111 51,492443 S 1.17).7)0 Mort and Aa t lodged • Moved P /Moe nInvertment ear: Tea& Daly Mow./ try Ortgenal lace total Pi eat •int SAP Raring tent (all dale (cuing, ritnratel Cad CS; Poloal • it volute fogey Currrnt Price / Ml IS; Metall 11.m..11 10 May712 25 Mar 2037 1.030.000 Chem 2007.A1 1243 1/250020 4659% 11721,57i 621 11.36,91)8 1241461 I0 -May 13 25 ;o5-2035 1,500000 4.47 200S-SF 81 78.50 77 03 153,376 8. 2225/2021 5762% (51213,326 11) 511;09431 631,511 97.764 6144 ISU 1.985) MOrtgage and Asset 1. 4544 MIAs 1$1.431,900) 11.586.81/3 3223.472 S 111114091 hignuol Funds and P• Merlon Trade Oate SyrrdWd 1.111.1% 0.013.1,41 V a • . 1 Ili Malty! wag...7141 fah y NAV Current NAV deN . .. '11 IS) fella Avg PAW 11.00.11 %moll 203.93453 Ipnorgan float Rate Inc-S81 Avg (2.057,60149) 100851 0 C3 OffYIX )26,170:73 liono•gan Nig4 Yidd7Sel USO (312.0910 42.7$36502) 31.617.64> Dose 62736 807 (166.5%1) EFTA01119245 (7; EFTA01119246  Ginb:11,tilmest awntOppor tante es (notify S. •••.....nadfis• Account Position and MINI Summary (Open Positions) Wirpoind fi n ~Ire en hp* nl Ppli~r 111. Opal II • Capps/0 rpm. t0 (MVO .O2Pin \le WOO* PPP!) MlA • re tit do wow lPiP/p1/ 41 o I 10 is ), 1 C4 • DIM ai PP rinir twain •Idie alt.') la ••• .••• ••• 104P ~PI ~LIM. u• • aim Ilan. JP On • ass Purrn• WISP% in • (Kumar:, IepW 01.400. Mel Inworn • Piro• wp P• ~eh» •••••e..0 <pep / C ~in PoPerPinn• illowne VW. PO IPA*. ••••pidelia Orpseil Wnie..i PPP .we II 07 l•••3017 00•4411 ~PO Pri ~pate I 29.1) SNIP Mn Ctp Is ,xvo it, WWI II v.na» • vim dot •••.•••• SID Itiallidi••••A• I. an ill pron., WIPIP MP APO 41.911•ICOILS IL pOiti •➢0 Mamie elm ~74 v1O CID • SO WM Ir 0. 4.01) MP. 1~ ma) 031M I 0 MO PPP i an 'AM Lea ilial OWW/I••••••• tune in 10.W n » wan.. 4,1~ CM sa. MOO* MO Wig ial• WO \OAP i• Win &Mtn a a. 111.00 Cara WAS Xenia , en sa Meng xi emu ~In In I (Men bane sen/0 el *a itA4 Cann. Winn Was MO in en (Wan Mai S.M.— MS Id» CM SS Kona 151 r% .0 nas IMAM IN che O• inn natal €€€€€€€€€€€€ iáblbigiiá ,k