EFTA01375857.pdf

KYC Print Page 8 of 34 2. Account Ownership Summary LA:ct. Number Of Account Name: Plan D LLC - Deposits allable): Account Manager: stewart oldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number) Li DB Group: Other Booking Center (indicate DB location and account detai s : Li Other Institution - (Indicate name & location): ..: Physical Deposits (specify cash, securities, cheques, ...): Mat is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0-5 inflows/outflows between $10k and SIS0k on a monthly basis Mat is the expected volume of assets and currency for the 229030.42 I Currency I usd account approx. 90 days after opening? What is the expected volume of assets and currency for the 160650.00 I Currency I usd account app -ox. one year after opening? Does/will the client have Assets Under Management (AiiM) within 1.:1 Yes 2 No DB under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Onner(s). _egal Description AccounPIC Settlor of .fitimate Signatory_imitedfinancial Significant Entityof Source Holder OwnerTrust / Beneficial or Full POA IntennediaryShareholderOther (please of Wealth Founder of Owner POA (FIM) (> =25%) describe other required Foundation Non-PIC roles and/or entity ndlcate (indicate relationship ) arties related ownership between o this account 90) larties) 1 2 2 Plan D, LLC .2 E ii 0 _I 0 ❑ ffrey E. 2 0 0 0 2 2 E .1 0❑ Ep Jestein 3 El fl Darren Indyke 0 0 E El 2 El El 4 0 0 Harry Beller 0 E ❑ 0 2 0 III https://dbforcepb.my.salesforce.com/servlet/senflet.Integration?lid=01N30000000D9Di... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071496 CONFIDENTIAL SDNY_GM_00217680 EFTA01375857