EFTA01452424.pdf

67411" ... : 77471,Thin ,i21,,:.1.11MOMOIRMIF -n- 03Feb 2014 SOUTHERN Paps 2 Of 2 r .. . e Dadochs !MACAO SOUTHERN FINANCIAL, LLC Itt;Oemes Settlement Not.Ccy Not.Ccy Trade ID Counterparty Trade Type Trade Date Maturity Date Date NotAmt 1 1 Not.Amt 2 2 Long/ Short Option Style Put/ Call Strike Price MTM(USD) 366364435E SOUTHERN FXOPTION 21-Nov.2013 20.10..7.2014 25-Nov-2014 (1.0:0 030 CV, USD 101.030.000 FY SHORT EUROPEAN CALL 101 0003 : 'xi 7(.67.:6) 710423459 FINANCIAL. LLC 366364435/ SOUTHERN FXOPTION 21-Nov-2013 20-Nov-2014 25-NIA-2014 (21.00000) USD 0 JPY LONG ELFtCPEAN 0.0000 16.237 20 710423461 FINANCIAL, LLC 36i6364438/ SOUTHERN FXOPTION 21.Nov.2013 20-Nov.2014 25-Nov.2014 121.0..X.I00; USD 0 JPY LONG EUROPEAN 0.0000 14,294 77 710423463 FINANCIAL. LLC 3667364436/ SOUTHER! FXOPTION 21-Nov-2013 20-Nov.2014 25-Nov.2014 (21.030 001 USD 0 JPY LONG EUROPEAN 0.0000 12.49148 710423465 FINANCIAL. LLC 3778178W SOUTHERN FXOPTION 17-Jan-2014 17-Apr-2014 21-Apr-2014 (10.01X000) USD 11.003.003.00 CAD SHORT ELRODEAN CALL 1,100D ;175 843 82i 737154817 FINANCIAL, LLC 377817895/ SOUTHERN FXOPTION 17-Jan-2014 17-44%2014 21-Apr.2014 110.003.03300J USD 11.300.00D00 CAD SHORT EUROPEAN CALL 1.1303 5392783 737154818 FINANCIAL, LLC 3813885414/ SOUTHER1 FXOPTION 31-Jan-2014 01.May-2014 07.May-2014 (10000036Q USD 1,025,000.000 JPY SHORT EURCPEAN CALL 102 5000 64.79081 745230011 FINANCIAL. LLC Subtotal: ,:;,,.. :IV :':.cf: Edith (50;807.59) Statement ID: 18229820140203_20140204_1 The valuation information set forth in this statement is provided subject to the terms and conditions set forth in the notes on the cover sheet CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0109424 CONFIDENTIAL SDNY_GM_00255608 EFTA01452424