EFTA01430490.pdf

Final Selected List of Preferred Equity Securities VOLUME_AVG_30D CPN PX_ASK YLD_PFD_STR_ASK YLD_ YTC_ASK All data as of June 15, 2016 Source: Bloomberg Financial, LP and Deutsche Wealth Management Common Equity Information Preferred Equity Information Issuer Name Common Equity Symbol Common Eq. Bloomberg Cons. Rating (5 = Buy, 1 = Sell) Common Eq. DB Global Markets Rating Preferred Equity Symbol Cusip Aver age Daily Volume - 30 Day Period Dividend Moody's Rating S&P Rating Ask Yiel d Call Date Yield-to-Call Industry Issue Date Issue Size QDI DRD DIV-RIGHTS AEGON NV AEG 4 Buy AEH Pfd 007924301 64501 6.375 Baal BBB 26.2 5 6.088885793594731 7/11/2016 -54.71938775510199 Insurance 6/1/2005 40MM Yes No NON-CUMULATIVE AEGON NV AEG 4 Buy AED Pfd 007924400 20315.633333333335 6.50 Baal BBB 26.09 6.24681319092023 9/15/2016 -10.721192376040962 Insurance 11/2 3/2005 20MM Yes No NON-CUMULATIVE AEGON NV AEG 4 Buy aek pfd 007924608 39011.76666666667 8 Baal BBB 28.04 7.201152184349496 8/15/2017 -1.769692901139879 Insurance 1/31 /2012 21MM No No NON-CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all a Pfd 020002408 12894.333333 333334 5.625 Baa3 BBB- 27.19 5.229791215112934 6/15/2018 1.6533329740774971 Insurance 6/12/2013 11.5MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all f Pfd 020002853 14421.10 6.25 Baa3 BBB- 27.95 5.657993172688238 10/15/2019 2.867840478496244 Insu ranee 6/12/2014 10MM Yes Yes 8N/A N Ap ALLSTATE CORP ALL 4.153846263885498 Buy all d Pfd 020002804 7218.20 6.62 5 Baa3 BBB- 27.96 5.999656623425954 4/15/2019 2.691697185091323 Insu rance 12/23/2013 5.4MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all e Pfd 020002879 43252.033333 33333 6.625 Baa3 BBB- 28.06 5.978001705673024 4/15/2019 2 .5524756255802523 Insurance 3/3/2014 29.9MM Yes Yes NON-CUMULATIVE ALLSTATE CORP ALL 4.153846263885498 Buy all c Pfd 020002606 22617.566666 666666 6.75 Baa3 BBB- 28.24 6.052929505789515 10/15/2018 1.584032304038131 Insurance 9/30/2013 15.4MM Yes Yes NON-CUMULATIVE BAC CAPITAL TRUST VIII N/A Not Rated Not Rated BAC Z Pfd 05518T209 2475 4.866666666665 6 Bal BB+ 25.82 5.832982274214978 6/24/2016 -93.99690162 664602 Banks 8/25/2005 21.2MM No No CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC a Pfd 060505260 441034.73333333334 6 Ba2 BB+ 25.73 5.877359106641415 4/25/2021 5.525480300254394 Bank 4/25/2016 36MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC c Pfd 060505286 164636.86666666667 6.20 Ba2 BB+ 26.13 6.006102975604244 1/29/2021 5.303450004360207 Bank s 1/29/2016 44MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC D Pfd 060505831 32385.433333333334 6.204 Ba2 BB+ 25.75 6.042509894723582 9/14/2016 -6.029126213592211 Bank s 9/14/2006 33MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy bml I pfd 060505617 28263.366666666665 6.375 Ba2 BB+ 25.84 6.203901564761839 7/11/2016 -35.70917182662537 Bank 11/17/2005 32.4MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC y Pfd 060505310 109117.23333333334 6.50 Ba2 BB+ 26.75 6.15263261684086 1/27/2020 4.667258882165855 Bank s 1/27/2015 44MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC I Pfd 060505740 25105.50 6.62 5 Ba2 BB+ 26.80 6.182159867802871 10/1/2017 0.8087147973191089 Bank s 9/26/2007 22MM Yes Yes NON-CUMULATIVE BANK OF AMERICA CORP BAC 4.50 Buy BAC w Pfd 060505344 86450.43333333333 6.625 Ba2 BB+ 26.83 6.209328572414179 9/9/2019 4.247574702514301 Bank s 9/9/2014 44MM Yes Yes NON-CUMULATIVE BANK OF NEW YORK MELLON BK 3.86956524848938 Buy bk c pfd 064058209 4588 1.40 5.20 Baal BBB 25.96 5.017475395072582 9/20/2017 2.079913114294489 Banks 9/19/2012 23.3MM Yes Yes NON-CUMULATIVE BARCLAYS BANK PLC BCS 4.333333492279053 Hold bcs pfd 06739F390 48383.566666 666666 6.625 Ba2 BB 25.58 6.4958144893431875 9/15/2016 -2.747435956399744 Banks 4/25/2006 30MM Yes No NON-CUMULATIVE BARCLAYS BANK PLC BCS 4.333333492279053 Hold BCS A Pfd 06739H776 6612 8.66666666667 7.10 Ba2 Not Rated 25.64 6.946822562496942 9/15/2016 -3.2 41717904010265 Banks 9/13/2007 55MM Yes No NON-CUMULATIVE BARCLAYS BANK PLC BCS 4.333333492279053 Hold bcs c pfd 06739H511 1667 23.56666666668 7.75 Ba2 BB 25 7.780148073785921 6/15/2016 8N/A N/A Banks 12/7/2007 46MM Yes No NON-CUMULATIVE BARCLAYS BANK PLC BCS 4.333333492279053 Hold BCS D PFD 06739H362 1860 34 8.125 Ba2 BB 25.77 7.913415064707387 9/15/2016 -4.309046086420603 Banks 4/11/2008 106MM Yes No NON-CUMULATIVE BB&T CORPORATION BBT 3.9166667461395264 Buy bbt f Pfd 054937602 2173 9.70 5.20 Baal BBB- 25.37 5.149081307074486 11/1/2017 4.285508847973367 Banks 10/31/2012 18MM Yes Yes NON-CUMULATIVE BB&T CORPORATION BBT 3.9166667461395264 Buy bbt g Pfd 054937800 2777 6.666666666668 5.20 Baal BBB- 25.52 5.118670020780925 6/1/2018 4.2285536695 EFTA01430490 663355 Banks 5/1/2013 20MM Yes Yes NON-CUMULATIVE BB&T CORPORATION BBT 3.9166667461395264 Buy bbt a pfd 054937404 7056 5.50 5.625 Baal BBB- 25.71 5.498063459870245 8/1/2017 3.290672895468316 Banks 7/31/2012 46MM Yes Yes NON-CUMULATIVE BB&T CORPORATION BBT 3.9166667461395264 Buy bbt h pfd 054937875 1215 28.73333333334 5.625 Baal BBB- 25.82 5.474519154734242 6/1/2021 4.9412805394 360655 Banks 3/9/2016 18.6MM Yes Yes NON-CUMULATIVE BB&T CORPORATION BBT 3.9166667461395264 Buy bbt d pfd 054937206 2580 6.966666666667 5.85 Baal BBB- 26.49 5.549889713730048 5/1/2017 -0.667420322 5789336 Banks 5/1/2012 23MM Yes Yes NON-CUMULATIVE CAPITAL ONE FINANCIAL CO COF 3.903225898742676 Hold cof p pfd 1404011402 48508.333333333336 6 Baa3 BB 26.12 5.772190867111338 9/1/2017 2.45 97202919690577 Banks 8/20/2012 35MM Yes Yes NON-CUMULATIVE CAPITAL ONE FINANCIAL CO COF 3.903225898742676 Hold cof f pfd 1404011881 61240.53333333333 6.20 Baa3 BB 26.56 5.866274179983179 12/1/2020 4.71 7925854007589 Banks 8/24/2015 20MM Yes Yes NON-CUMULATIVE CAPITAL ONE FINANCIAL CO COF 3.903225898742676 Hold cof c pfd 1404011600 33836.90 6.25 Baa3 BB 26.49 5.9295412379827965 9/1/2019 4.3536286973 38973 Banks 6/12/2014 20MM Yes Yes NON-CUMULATIVE CAPITAL ONE FINANCIAL CO COF 3.903225898742676 Hold cof d pfd 14040H709 48497.10 6.70 Baa3 BB 27.93 6.029276486821581 12/1/2019 3.2037952222 126633 Banks 10/31/2014 20MM Yes Yes NON-CUMULATIVE CHARLES SCHWAB CORP SCHW 4.095238208770752 Buy schw d Pfd 808513600 2018 48.93333333332 5.95 Baa2 BBB 26.14 5.719442901696073 6/1/2021 4.9761221661 9276 Diversified Finan Sery 3/7/2016 30MM Yes Yes NON-CUMULATIVE CHARLES SCHWAB CORP SCHW 4.095238208770752 Buy schw c Pfd 808513402 6932 3.96666666666 6 Baa2 BBB 26.48 5.69331983805668 12/1/2020 4.5992314994 14014 Diversified Finan Sery 8/3/2015 24MM Yes Yes NON-CUMULATIVE CHARLES SCHWAB CORP SCHW 4.095238208770752 Buy schw b Pfd 808513204 2335 2.733333333334 6 Baa2 BBB 26.40 5.710659898477157 9/1/2017 1.5373901585 37474 Diversified Finan Sery 6/6/2012 19.4MM Yes Yes NON-CUMULATIVE CITIGROUP CAPITAL XIII C 4.625 Hold c n pfd 173080201 156560 7.00835 Bal BB+ 25.83 6.8463592729167715 7/11/2016 -25.37967673170323 Banks 10/5/2010 89.8 4MM No No CUMULATIVE CITIGROUP INC C 4.625 Hold c c pfd 172967366 33135.333333333336 5.80 Ba2 BB+ 26.13 5.607958574160418 4/22/2018 3.7716946584808677 Banks 3/26/2013 23MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold C S Pfd 172967317 193281.86666666667 6.30 Ba2 Not Rated 26.03 6.098889130908299 2/12/2021 5.452272341405352 Banks 2/2/ 2016 41.4MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c k Pfd 172967341 110869.66666666667 6.875 Ba2 BB+ 27.80 6.22747258968504 11/15/2023 5.154250756525354 Banks 10/31/2013 59.8MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c 1 Pfd 172967333 43265.63333333333 6.875 Ba2 BB+ 27.43 6.317631360466815 2/12/2019 3.3081306517336406 Banks 2/12/2014 19.2MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c j Pfd 172967358 84152.90 7.125 Ba2 BB+ 28.49 6.350349919135165 9/30/2023 5.079865956158894 Banks 9/19/2013 38MM Yes Yes NON-CUMULATIVE CITIGROUP INC C 4.625 Hold c p pfd 172967572 6881.10 8.125 Ba2 BB+ 28.2 6 7.2485047635686435 2/15/2018 0.6531028229271563 Banks 1/25/2008 148. 6MM Yes Yes NON-CUMULATIVE COUNTRYWIDE CAPITAL IV Not Rated Not Rated CFC A Pfd 22238E206 21432.966666 666667 6.75 Bal BB+ 25.84 6.62308513117388 7/11/2016 -19.473531739423848 Banks 4/11/2003 20MM No No CUMULATIVE COUNTRYWIDE CAPITAL V Not Rated Not Rated CFC B Pfd 222388209 69205.633333 33333 7 Bal BB+ 25.87 6.826160447276037 6/20/2016 -118.83593793141539 Banks 11/8/2006 59.8MM No No CUMULATIVE DB CONT CAP TRST II Not Rated Not Rated DXB Pfd 25153X208 199748.33333333334 6.55 B1 B+ 24.90 6.608901837627858 5/23/2017 7.553000054556309 Bank 5/23/2007 32MM Yes No NON-CUMULATIVE DB CONT CAP TRUST III Not Rated Not Rated dtk pfd 25154A108 171946.10 7.60 B1 B+ 25.43 7.5151621692889155 2/20/2018 6.9018678221475485 Banks 2/20 /2008 79MM Yes No NON-CUMULATIVE DB CONT CAPITAL TRUST V Not Rated Not Rated dkt pfd 25150L108 130880.63333333333 8.05 B1 B+ 26.04 7.860112775531129 6/30/2018 6.787599370663995 Bank s 5/9/2008 55.4MM Yes No NON-CUMULATIVE DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr g Pfd 253868889 17012.1 5.875 Baa3 BB+ 25.51 5.759388279440617 4/9/2018 4.595566465097252 REITS 4/9/2013 10MM No No CUMULATIVE DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr i Pfd 253868863 27648.40 6.35 Baa3 Not Rated 26.47 5.999354400182658 8/24/2020 4.74 4170335430644 REITS 8/24/2015 10MM No No CUMULATIVE DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr f Pfd 253868806 10532.166666666666 6.625 Baa3 BB+ 26.47 6.259259307859767 4/5/2017 -0.9 955985142589223 REITS 4/5/2012 7.3MM No Not Confirmed CUMULATIVE DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr e Pfd 253868707 19452 7 Baa3 BB+ 25.46 6.876152847054715 9/15/2016 -1.5870897487204423 REITS 9/15/2011 11.5MM No No CUMULATIVE EFTA01430491 DIGITAL REALTY TRUST INC DLR 3.777777671813965 Buy Dlr h Pfd 253868871 45421.666666666664 7.375 Baa3 BB+ 28.31 6.515073622785827 3/26/2019 2.34 23659503339382 REITS 3/26/2014 14.6MM No No CUMULATIVE DTE ENERGY CO DTE 3.799999952316284 Hold dtq pfd 233331701 16156.166666666666 5.25 Baal BBB- 25.14 5.245104569068869 12/1/2017 5.045071054352103 Elec tric 10/1/2012 8MM No No CUMULATIVE DTE ENERGY CO DTE 3.799999952316284 Hold dtj pfd 233331800 #N/A N/A 5.37 5 Baal BBB- 25 5.389484238892022 6/1/2021 5.454169753642213 Elec tric 5/27/2016 12MM No No CUMULATIVE DTE ENERGY CO DTE 3.799999952316284 Hold dtz pfd 233331602 19036.466666666667 6.50 Baal BBB- 25.75 6.346279019310046 12/1/2016 0.5472555723521456 Elec tric 12/7/2011 11.2MM No No CUMULATIVE EBAY INC EBAY 3.454545497894287 Hold ebayl Pfd 278642202 193729.76666 666666 6 Baal BBB+ 26.18 5.786664952099273 3/1/2021 5.0609434463893965 Internet 2/29/2016 30MM Not Confirmed Not Confirmed ►N/A N Ap FIFTH THIRD BANCORP FITS 3.621621608734131 Hold fitbi Pfd 316773605 4150 2.26666666667 6.625 Baa3 BB+ 31.07 5.397035703597514 12/31/2023 3.2030882303 62727 Banks 12/9/2013 18MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK FRC 3.86956524848938 Hold frc g pfd 33616C837 4825 8.73333333333 5.50 Baa3 BBB- 25.76 5.337732919254658 3/30/2021 4.7493535976 40982 Banks 2/10/2016 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK FRC 3.86956524848938 Hold frc f pfd 33616C852 1077 1.60 5.70 Baa3 Not Rated 27 5.277777777777778 6/30/2020 3.5188763435 518466 Banks 5/27/2015 4MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/CA FRC 3.86956524848938 Hold frc a pfd 33616C209 1377 2.40 6.70 Baa3 BBB- 25.97 6.449749711205237 1/30/2017 0.045124337179941236 Banks 1/24/2012 7.981MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC 3.86956524848938 Hold frc d pfd 33616C886 1141 8.566666666668 5.50 Baa3 BBB- 25.64 5.362714508580343 6/29/2018 4.0976450621 60528 Banks 4/23/2013 7.6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC 3.86956524848938 Hold frc c pfd 33616C605 8371 .433333333332 5.625 Baa3 BBB- 25.71 5.4696616102683775 12/29/2017 3.5976058407 926996 Banks 11/23/2012 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC 3.86956524848938 Hold fry b pfd 33616C407 1071 8.266666666666 6.20 Baa3 BBB- 26.04 5.9523809523809526 6/1/2017 1.5840501667 62755 Banks 6/1/2012 6MM Yes Yes NON-CUMULATIVE FIRST REPUBLIC BANK/SF FRC 3.86956524848938 Hold frc e pfd 33616C860 9294 .133333333333 7 Baa3 BBB- 27.95 6.2611806797853315 12/28/2018 2.1049114944 506155 Banks 10/28/2013 8MM Yes Yes NON-CUMULATIVE FPL GROUP CAP TRUST I N/A Not Rated Not Rated nee C Pfd 30257V207 1398 2.133333333333 5.875 Baa2 BBB 26.40 5.567749174874051 7/11/2016 -69.68749999 999999 Electric 3/15/2004 12MM No No CUMULATIVE GENERAL ELECTRIC CO GE 3.952380895614624 Hold gek pfd 369622394 41439.8 4.70 Al AA+ 26.14 4.514190887310641 5/16/2018 2.4813205916815817 Miscellaneou s Manufactur 5/16/2013 30MM Not Confirmed Not Confirmed UNKNOWN GENERAL ELECTRIC CO GE 3.952380895614624 Hold geb pfd 369622428 41312.233333 33333 4.875 Al AA+ 26.42 4.650524972722883 10/15/2017 1.2025798493687898 Miscellaneous Manufactur 10/10/2012 33MM NO No ►N/A N Ap GENERAL ELECTRIC CO GE 3.952380895614624 Hold geh pfd 369622410 34701.133333 33333 4.875 Al AA+ 26.75 4.5845047657298466 1/29/2018 0.918314777968637 Miscellaneous Manufactur 1/29/2013 25.3MM No No ►N/A N Ap GMAC CAPITAL TRUST I N/A Not Rated Not Rated ally a pfd 361860208 6576 58.6333333333 6.4111 B2 B 24.89 6.480001950985192 7/11/2016 22.076219365 79219 Banks 3/7/2011 106.68MM No No CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold gs I Pfd 38145G209 4804 0.60 5.95 Bal BB 25.96 5.779644964666456 11/10/2017 3.5921533262011365 Banks 10/24/2012 34MM Yes Yes NON-CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold GS B Pfd 38144X500 3705 6.03333333333 6.20 Bal BB 26.05 6.0036796746392955 7/11/2016 -42.57197696 737052 Banks 10/31/2005 32MM Yes Yes NON-CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold gs n pfd 381488504 1499 55.63333333333 6.30 Bal BB 26.58 5.9786476868327405 5/10/2021 4.9966488291 0391 Banks 2/23/2016 27MM Yes Yes NON-CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold gs k pfd 38148B108 5372 4.36666666667 6.375 Bal BB 27.56 5.833438182712435 5/10/2024 4.9100106165 46788 Banks 4/28/2014 28MM Yes Yes NON-CUMULATIVE GOLDMAN SACHS GROUP INC GS 4.034482955932617 Hold gsj pfd 38144G184 63769.766666 66667 6.50 A3 BBB+ 25.88 6.338680579257887 11/1/2016 -0.7732735256243628 Banks 10/26/2011 23MM No No UNKNOWN HSBC HOLDINGS PLC HSBC 2.50 Hold EP016745 Pfd 404280604 68612.63333333333 6.20 Baal BBB- 25.59 6.076478691488029 7/11/2016 -25.932004689331745 Bank 9/22/2005 58MM Yes No NON-CUMULATIVE HSBC HOLDINGS PLC HSBC 2.50 Hold Hseb Pfd 404280802 263831.56666666665 8 Baal BBB- 26.12 7.688036560884978 7/11/2016 -52.557427258805475 Bank 6/24/2010 152MM Yes No NON-CUMULATIVE HSBC HOLDINGS PLC HSBC 2.50 Hold Hsea Pfd 404280703 98460.50 8.12 5 Baal BBB- 27.11 7.614654239377395 7/11/2016 -85.10328292143122 Bank 4/9/2008 88MM Yes No NON-CUMULATIVE HSBC USA INC HSBC 2.50 Hold Husi h Pfd 40428H862 94354.63333333333 6.50 EFTA01430492 Baa2 BBB- 25.39 6.4024340193605225 6/30/2016 -55.297361165813406 Banks 5/26 /2006 14.95MM Yes Yes NON-CUMULATIVE ING GROEP NV ING 4 Buy ISG Pfd 456837509 33451.73333333333 6.125 Baa3 BB+ 25.74 6.024573703350538 7/15/2016 -19.982517482517448 Banks 9/26/2005 28MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy ISP Pfd 456837400 18547.9 6.20 Baa3 BB+ 26.2 1 5.988538066925669 7/15/2016 -45.188859214040505 Banks 10/28/2003 20MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy ISF Pfd 456837608 48928.73333333333 6.375 Baa3 BB+ 25.64 6.235252405462569 9/15/2016 -3.9902037257960874 Banks 6/13/2007 41.8MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy IND Pfd 456837202 28136.833333333332 7.05 Baa3 BB+ 26.31 6.721487307829818 9/15/2016 -13.994902407941487 Banks 7/18/2002 32MM Yes No CUMULATIVE ING GROEP NV ING 4 Buy INZ Pfd 456837301 49382.80 7.20 Baa3 BB+ 26.33 6.859756097560976 9/15/2016 -14.155179732356277 Banks 12/12/2002 44MM Yes No CUMULATIVE JPMORGAN CHASE i CO JPM 4.486486434936523 Buy JPM a Pfd 46637G124 6500 1.433333333334 5.45 Baa3 BBB- 25.83 5.311452243628356 3/1/2018 3.5995632254 342818 Banks 2/5/2013 36MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE t CO JPM 4.486486434936523 Buy JPM d Pfd 48126E750 1069 61.36666666667 5.50 Baa3 BBB- 25.57 5.415414238163354 9/1/2017 3.7912593373 337606 Banks 8/27/2012 50.3MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE t CO JPM 4.486486434936523 Buy JPM g Pfd 48127X542 9417 6.96666666666 6.10 Baa3 BBB- 26.34 5.833769449218843 9/1/2020 4.7680437641 6891 Banks 6/4/2015 57MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE t CO JPM 4.486486434936523 Buy JPM f Pfd 48127R461 1344 45.10 6.125 Baa3 BBB- 26.48 5.826655030973098 3/1/2020 4.473742430763436 Banks 2/12/2015 57.2MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE t CO JPM 4.486486434936523 Buy JPM h Pfd 48127V827 1195 24 6.15 Baa3 BBB- 26.64 5.815213322984669 9/1/2020 4.510619066836509 Banks 7/29/2015 46MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE i CO JPM 4.486486434936523 Buy JPM e Pfd 481246700 4879 5.10 6.30 Baa3 BBB- 26.86 5.908973667549887 9/1/2019 3.9233390184211765 Banks 6/23/2014 35.2MM Yes Yes NON-CUMULATIVE JPMORGAN CHASE & CO JPM 4.486486434936523 Buy JPM b Pfd 48127A161 7702 5.03333333334 6.70 Baa3 BBB- 28.03 6.022727556475555 3/1/2019 2.1949369265 579843 Banks 1/30/2014 37MM Yes Yes NON-CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim j pfd 49446R778 9178.50 5.50 Baa2 BBB- 25.88 5.372449104184812 7/25/2017 3.147390118771025 REITS 7/25 /2012 9MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim k pfd 49446R745 16811.566666 666666 5.625 Baa2 BBB- 25.97 5.476684536885471 12/7/2017 3.6075185621521246 REITS 12/7/2012 7MM No No CUMULATIVE KIMCO REALTY CORP KIM 3.7826087474823 Hold kim I pfd 49446R794 17860.066666 666666 6 Baa2 BBB- 26.58 5.710478728466737 3/20/2017 -0.9491171196543277 REITS 3/20/2012 16MM No No CUMULATIVE MERRILL LYNCH CAP III Not Rated Not Rated MER P Pfd 59025D207 30635.833333 333332 7.375 Bal BB+ 26.48 6.9695420512110395 7/11/2016 -72.12802114803638 Banks 8/22/2007 30MM No No CUMULATIVE MERRILL LYNCH CAP TRST I Not Rated Not Rated MER K Pfd 590199204 3313 7.066666666666 6.45 Bal BB+ 26.03 6.200109743544556 7/11/2016 -49.54667691 125637 Banks 12/14/2006 42MM No No CUMULATIVE MORGAN STANLEY MS 3.903225898742676 Hold MS i Pfd 61761J406 120327.86666 666667 6.375 Bal BB 27.25 5.922714383873184 10/15/2024 5.206193163661108 Banks 9/18/2014 40MM Yes Yes NON-CUMULATIVE MORGAN STANLEY MS 3.903225898742676 Hold MS g Pfd 61762V507 79914.20 6.625 Bal BB 27.28 6.150124936500282 7/15/2019 3.873938859517773 Bank 4/29/2014 20MM Yes Yes NON-CUMULATIVE MORGAN STANLEY MS 3.903225898742676 Hold MS F Pfd 61763E207 47293.433333 333334 6.875 Bal BB 28.56 6.096505840021529 1/15/2024 4.815281532854802 Banks 12/10/2013 34MM Yes Yes NON-CUMULATIVE MORGAN STANLEY MS 3.903225898742676 Hold MS E Pfd 61762V200 67132.733333 33334 7.125 Bal BB 30.10 5.993638331244907 10/15/2023 4.089818702158591 Banks 9/30/2013 34.5MM Yes Yes NON-CUMULATIVE MORGAN STANLEY CAP TR V Not Rated Not Rated MWO Pfd 617466206 26327.733333333334 5.75 Baa3 Not Rated 25.67 5.667808899007585 7/11/2016 -17.425009738994977 Diversified Finan Sery 7/16/2003 20MM No No CUMULATIVE MORGAN STANLEY CAP TRUST Not Rated Not Rated MSK Pfd 61753R200 69884.366666 66667 6.45 Baa3 BB 25.77 6.342156906928437 7/11/2016 -20.500582072177025 Diversified Finan Sery 4/26/2007 33MM No No CUMULATIVE MORGAN STANLEY CP TR III Not Rated Not Rated MWR Pfd 617460209 64847.233333 33333 6.25 Baa3 BB 25.72 6.110095779145835 7/11/2016 -29.618973561430778 Diversified Finan Sery 2/27/2003 35.2MM No No CUMULATIVE MORGAN STANLEY CP TR IV Not Rated Not Rated MWG Pfd 617462205 24395.166666666668 6.25 Baa3 BB 25.41 6.150204391792621 7/11/2016 -19.440389077631803 Dive rsified Finan Sery 4/21/2003 24.8MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee j Pfd 65339K886 3273 0.10 5 Baa2 BBB 25.43 4.958104021022361 1/15/2018 4.457050942546067 EFTA01430493 Electric 1/18/2013 18MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee i Pfd 65339K803 3141 7.633333333335 5.125 Baa2 BBB 25.48 5.0524482466361516 11/15/2017 4.0656043869 59108 Electric 11/19/2012 20MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee k Pfd 65339K100 ►N/A N/A 5.25 Baa2 BBB 24.99 5.258237906052816 6/1/2021 5.3029416660389685 Electric 6/7/2016 22.8MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee h Pfd 65339K704 2102 6.966666666667 5.625 Baa2 BBB 25.70 5.47595144656384 6/15/2017 2.8163112633 72051 Electric 6/15/2012 14MM No No CUMULATIVE NEXTERA ENERGY CAPITAL NEE 4.583333492279053 Buy nee g Pfd 65339K605 1930 9.70 5.70 Baa2 BBB 26.04 5.488201169853407 3/1/2017 0.16065970224003367 Electric 3/27/2012 16MM No No CUMULATIVE NORTHERN TRUST CORP NTRS 2.95652174949646 Hold ntrsp Pfd 665859872 2373 2.70 5.85 Baal BBB+ 27.51 5.317819239597299 10/1/2019 2.5909342836268943 Banks 8/5/2014 16MM Yes Yes NON-CUMULATIVE PARTNERRE LTD PRE Not Rated Not Rated PRE F Pfd EP0438218 10924.066666 666668 5.875 Baa2 BBB 25.54 5.775694158561238 3/1/2018 4.733337507082882 Insurance 2/14/2013 10MM Yes No NON-CUMULATIVE PARTNERRE LTD PRE Not Rated Not Rated PRE D Pfd EP0136390 7847.5333333 33334 6.50 Baa2 BBB 25.69 6.355569679043731 7/11/2016 -27.54379135850515 Insurance 11/15/2004 9.2MM Yes No CUMULATIVE PARTNERRE LTD PRE Not Rated Not Rated PRE E Pfd EP0406819 18470.133333 333335 7.25 Baa2 BBB 7.140307033202428 7/11/2016 -16.84169278996869 Insurance 6/15/2011 14.95MM Yes No CUMULATIVE PNC FINANCIAL SERVICES PNC 3.5675675868988037 Buy pnc q pfd 693475832 1902 6.833333333332 5.375 Baa2 BBB- 25.74 5.244812108333153 12/1/2017 3.4701987000 709167 Banks 9/21/2012 19.2MM Yes Yes NON-CUMULATIVE PNC FINANCIAL SERVICES PNC 3.5675675868988037 Buy pnc p pfd 693475857 1227 32.93333333333 6.125 Baa2 BBB- 29.52 5.233918163357589 5/1/2022 2.9144855539 86002 Banks 4/24/2012 60MM Yes Yes NON-CUMULATIVE PROTECTIVE LIFE CORP PL Not Rated Not Rated pl e pfd 743674707 1462 7.766666666666 6 Baa2 BBB 26.12 5.774042471290177 8/15/2017 2.3291356125 059113 Insurance 8/20/2012 6MM No No CUMULATIVE PROTECTIVE LIFE CORP PL Not Rated Not Rated pl c pfd 743674608 1167 2.20 6.25 Baa2 BBB 26.42 5.96108603039359 5/15/2017 0.6112606073849017 Insurance 5/18/2012 11.5MM No No CUMULATIVE PRUDENTIAL FINANCIAL INC PRU 4.222222328186035 Buy PRH Pfd 744320706 4665 6.26666666667 5.70 Baa2 BBB+ 26.12 5.470512020730361 3/15/2018 3.0866581096 0979 Insurance 3/14/2013 28.4MM No No CUMULATIVE PRUDENTIAL FINANCIAL INC PRU 4.222222328186035 Buy PJH Pfd 744320607 3028 4.90 5.75 Baa2 BBB+ 26.41 5.457867634844925 12/4/2017 1.8690648875010447 Insurance 12/4/2012 23MM No No CUMULATIVE PRUDENTIAL PLC PUK 4.333333492279053 Not Rated EP016290 Pfd EP0162909 1915 1.766666666666 6.50 Baal A- 26.23 6.20373708880358 9/23/2016 -11.78851845 9470824 Insurance 7/15/2005 12MM Yes No NON-CUMULATIVE PRUDENTIAL PLC PUK 4.333333492279053 Not Rated PUK Pfd EP0125823 13576.166666 666666 6.75 Baal A- 26.45 6.476373230990646 7/11/2016 -43.77638464989627 Insurance 8/6/2004 10MM Yes No NON-CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa c pfd 74460W750 #N/A N/A 5.12 5 A3 BBB+ 25.28 5.0696632177386 5/17/2021 4.835111503958966 REITS 5/17 /2016 8MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa w pfd 74460W875 33522.066666666666 5.20 A3 BBB+ 25.49 5.101484662844187 1/16/2018 3.8156212856511873 REIT S 1/16/2013 20MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa x pfd 74460W107 11558.033333333333 5.20 A3 BBB+ 25.80 5.040170590389213 3/13/2018 3.2063987482598457 REIT S 3/13/2013 9MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa v pfd 74460W800 22588.60 5.37 5 A3 BBB+ 25.60 5.25055456438713 9/20/2017 3.286002403081803 REIT S 9/20/2012 19.8MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa b pfd 74460W776 71666.6 5.40 A3 Not Rated 25.89 5.215879455230368 1/20/2021 4.5001545813055985 REITS 1/20 /2016 12MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa u pfd 74460W602 10430.366666666667 5.625 A3 BBB+ 26.03 5.40404222358324 6/15/2017 1.2554089189496709 REIT S 6/15/2012 11.5MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa t pfd 74460W404 18739.033333333333 5.75 A3 BBB+ 26.13 5.5030213448108105 3/13/2017 -0.6361673409899764 REIT S 3/13/2012 18.5MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa a pfd 74460W792 16460.833333333332 5.875 A3 BBB+ 27.49 5.344438309641341 12/2/2019 2.787668671256524 REIT S 12/2/2014 7.6MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa s pfd 74460W206 19603.666666666668 5.90 A3 BBB+ 25.78 5.723308740710402 1/12/2017 0.046458517710230636 REIT 1/12/2012 18.4MM No Not Confirmed CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa z pfd 74460W$26 13246.90 6 A3 BBB+ 27.98 5.362569266519692 6/4/2019 1.792463100865671 REITS 6/4/ 2014 11.5MM No No CUMULATIVE EFTA01430494 PUBLIC STORAGE PSA 3 Not Rated psa r pfd 74460D125 41972.86666666667 6.35 A3 BBB+ 25.36 6.26203579167089 7/26/2016 -9.604490284404903 REIT 7/26/2011 19.5MM No No CUMULATIVE PUBLIC STORAGE PSA 3 Not Rated psa y pfd 74460W842 20137.866666666665 6.375 A3 BBB+ 28.18 5.657384365651912 3/17/2019 1.5606504353577813 REIT 3/17/2014 11.4MM No No CUMULATIVE REGIONS FINANCIAL CORP RF 3.8787879943847656 Hold rf a Pfd 7591EP308 4273 2.86666666667 6.375 Ba2 BB 26.38 6.059813928066444 12/15/2017 2.6359187703 68876 Banks 11/1/2012 20MM Yes Yes NON-CUMULATIVE REGIONS FINANCIAL CORP RF 3.8787879943847656 Hold rf b Pfd 7591EP506 4958 7.73333333333 6.375 Ba2 BB 27.14 5.889621562943886 9/15/2024 5.1083814525 43059 Banks 4/29/2014 20MM Yes Yes NON-CUMULATIVE RENAISSANCERE HLDGS LTD RNR 3.125 Buy RNR c Pfd EP0112524 7477.066666666667 6.08 #N/A N/A BBB+ 25.76 5.919054335880372 7/11/2016 -32.099378881987676 Insurance 3/23/2004 10MM Yes No CUMULATIVE RENAISSANCERE HOLDINGS L RNR 3.125 Buy RNR e Pfd EP0444109 22594.266666 666666 5.375 Baa2 BBB+ 25.74 5.2348974223879114 6/1/2018 3.9398335575142465 Insurance 5/28/2013 11MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS L Pfd 780097788 81663.133333 33333 5.75 Bl B+ 24.83 5.791230342689762 7/11/2016 13.493933313911933 Banks 6/23/2003 34MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS R Pfd 780097747 34166.633333 33333 6.125 B1 B+ 25.19 6.0808546841195925 7/11/2016 -7.167313313543462 Banks 12/27/2006 26MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS S Pfd 780097739 45360.333333 333336 6.60 B1 B+ 25.05 6.589237578621584 7/11/2016 1.078893533251546 Banks 6/28/2007 38MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS A Pfd 780097879 15448.70 7.25 B1 B+ 25.51 7.107862494178905 7/11/2016 -23.987567485187057 Bank s 2/8/1999 12MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS T Pfd 780097713 92227.10 7.25 B1 B+ 25.18 7.201052843588166 7/11/2016 -5.942821904383126 Bank s 9/27/2007 64MM Yes No NON-CUMULATIVE ROYAL BK SCOTLND GRP PLC RBS 4 Hold RBS f Pfd 780097804 8888.50 7.65 B1 B+ 25.89 7.390054821648514 7/11/2016 -43.266212771475544 Banks 3/26 /1997 8MM Yes No NON-CUMULATIVE STATE STREET CORP STT 3.4583332538604736 Hold stt c pfd 857477509 2761 9.966666666667 5.25 Baal BBB 26.28 5.007491366051593 9/15/2017 1.1324649600 318535 Banks 8/21/2012 20MM Yes Yes NON-CUMULATIVE STATE STREET CORP STT 3.4583332538604736 Hold stt g pfd 857477855 1914 54 5.35 Baal BBB 26.42 5.076015038045137 3/15/2026 4.631380531459765 Banks 4/11/2016 20MM Yes Yes NON-CUMULATIVE STATE STREET CORP STT 3.4583332538604736 Hold stt d pfd 857477608 5822 2.566666666666 5.90 Baal BBB 28.15 5.254317371889421 3/15/2024 4.0098439083 65721 Banks 3/4/2014 30MM Yes Yes NON-CUMULATIVE STATE STREET CORP STT 3.4583332538604736 Hold stt e pfd 857477889 4811 3.40 6 Baal BBB 26.83 5.607301953210181 12/15/2019 3.774689236897908 Banks 11/25/2014 30MM Yes Yes NON-CUMULATIVE TELEPHONE S DATA SYSTEMS TDS 4.333333492279053 Not Rated TDI Pfd 879433852 5240.266666666666 6.625 Ba2 BB 26.70 6.287691547207118 7/11/2016 -62. 38800889043855 Telecommunications 3/31/2005 4.65MM No No IN/A N Ap US BANCORP USB 3.75 Hold usb o pfd 902973791 25387.366666666665 5.15 A3 BBB 26.68 4.875380642582532 7/15/2018 2.277313356541162 Banks 5/2/ 2013 20MM Yes Yes NON-CUMULATIVE US BANCORP USB 3.75 Hold usb n pfd 902973817 59095.50 6 A3 BBB 26.44 5.741993109608268 4/15/2017 0.2840791480228121 Banks 4/20/2012 43.4MM Yes Yes NON-CUMULATIVE US BANCORP USB 3.75 Hold usb m pfd 902973833 77217.50 6.50 A3 BBB 31.06 5.290239733769816 1/15/2022 2.1004214082452752 Banks 1/23/2012 44MM Yes Yes NON-CUMULATIVE VERIZON COMMUNICATIONS VZ 3.6666667461395264 Hold vza pfd 92343V302 41539.333333 333336 5.90 Baal BBB+ 27.58 5.386488131466829 2/15/2019 2.1060153194956612 Telecommunications 2/6/2014 20MM No No #N/A N Ap VORNADO REALTY TRUST VNO 3.799999952316284 Hold VNO L Pfd 929042844 2152 0.566666666666 5.40 Baa3 BBB- 25.46 5.3039976426677145 1/25/2018 4.0981768474 48235 REITS 1/25/2013 12MM Not Confirmed No CUMULATIVE VORNADO REALTY TRUST VNO 3.799999952316284 Hold VNO k Pfd 929042851 1490 3.766666666666 5.70 Baa3 BBB- 25.71 5.544297641241792 7/18/2017 2.8515649171 118165 REITS 7/18/2012 12MM No No CUMULATIVE VORNADO REALTY TRUST VNO 3.799999952316284 Hold VNO g Pfd 929042802 6893 .433333333333 6.625 Baa3 BBB- 26.09 6.3504573793779215 7/11/2016 -53.77355296 7314075 REITS 12/22/2004 8MM No No CUMULATIVE VORNADO REALTY TRUST VNO 3.799999952316284 Hold VNO I Pfd 929042877 7570 .533333333334 6.625 Baa3 BBB- 26.20 6.3237857867280045 7/11/2016 -58.97809582 004864 REITS 8/31/2005 10.8MM No No CUMULATIVE VORNADO REALTY TRUST VNO 3.799999952316284 Hold VNO j Pfd 929042869 2294 2.533333333333 6.875 Baa3 BBB- 26.38 6.517711717002274 7/11/2016 -67.16477671 769506 REITS 4/20/2011 9.85MM Not Confirmed No CUMULATIVE WELLS FARGO S COMPANY WFC 3.8918919563293457 Buy wfc o pfd 949746721 4029 EFTA01430495 0.63333333333 5.125 Baa2 Not Rated 25.52 5.033910686965104 12/15/2017 3.72 89652588497564 Banks 11/20/2012 26MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8916919563293457 Buy wfc n pfd 2.96666666667 5.20 Baa2 BBB 25.57 5.097761559827896 9/15/2017 3.3687410220 041727 Banks 8/16/2012 30MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc p pfd 949746655 3081 5.066666666666 5.25 Baa2 BBB 25.73 5.114819580828358 6/15/2018 3.7554935170 388117 Banks 3/22/2013 25MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc w pfd 949880714 1765 56.13333333333 5.70 Baa2 BBB 25.80 5.539403461317309 3/15/2021 4.9565249413 51261 Banks 1/29/2016 40MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc q pfd 949746556 1515 15.13333333333 5.85 Baa2 BBB 26.87 5.458553483070558 9/15/2023 4.6403350713 09427 Banks 7/22/2013 69MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc t pfd 949746366 4670 5.166666666664 6 Baa2 BBB 26.47 5.683791720610061 9/15/2019 4.0787051333 120985 Banks 7/21/2014 32MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc v pfd 94988U730 7856 8.13333333333 6 Baa2 BBB 26.58 5.660199364799849 12/15/2020 4.4583117962 41192 Banks 9/15/2015 40MM Yes Yes #N/A N Ap WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc r pfd 949746465 1598 54.03333333333 6.625 Baa2 BBB 29.59 5.613914504907467 3/15/2024 3.8800857120 01011 Banks 12/18/2013 33.6MM Yes Yes NON-CUMULATIVE WELLS FARGO & COMPANY WFC 3.8918919563293457 Buy wfc j pfd 949746879 1479 41.16666666666 8 Baa2 BBB 27.99 7.172457762193178 12/15/2017 0.0251714361 03397945 Banks 12/21/2007 92MM Yes Yes NON-CUMULATIVE ZIONS BANCORP ZION 4 Hold zb g pfd 989701859 16676.20 6.30 Not Rated BB- 27.45 5.754212906378741 3/15/2023 4.614163659947496 Banks 2/7/ 2013 6.873MM Yes Yes NON-CUMULATIVE ZIONS BANCORP ZION 4 Hold zb f pfd 989701867 7490.166666666667 7.90 Not Rated BB- 26.85 7.382832577916919 6/15/2017 0.48481290524824133 Bank s 5/7/2012 5.75MM Yes Yes NON-CUMULATIVE ZIONS BANCORPORATION ZION 4 Hold zb h pfd 989701834 9436.733333333334 5.75 Not Rated Not Rated 25.45 5.664327053318557 6/15/2019 5.1249026056 11914 Banks 5/3/2013 5.049MM Yes Yes NON-CUMULATIVE ZIONS BANCORPORATION ZION 4 Hold zbk Pfd 989701818 4227.333333333333 6.95 Not Rated BB+ 30.45 5.723311513972793 9/15/2023 3.537230275640385 Bank 9/17/2013 3.516MM Not Confirmed Not Confirmed IN/A N Ap For internal use only EFTA01430496