EFTA01373064.pdf

DBOI Global Services Private Limited Block 5.6. 7. Velankani Tech Park. No..43. Electronic City. Hosur Road. 560100 Bangalore. India Tel +444207)5411002 Mobile +91 8050027747 Ernal iM Backup details - Ganesh Balaii Bharalh-Kumarki.a) Le ns l. Level 1 -•Kanhi Level 2 - Balaji ParaticrwitrPerftint --- Forwarded by Mandan dan Muralidharan'dbidbcom on 12+18+2014 01:00 AM — Dmkri Saladdb/dbcomeDBCOEX From. Jofin Vargheseidb/dbcom@DBAMERICAS, To. CAGNY NCAidtitelbcomigDBAmericas, Manikandan Muralidharanklb/dbcom@DBAPAC, Supth Shetty+dbklbcom@DBAMERICAS. US-CB CO. S-AMUdtildbcomODBAMERICAS. Anastasia Pringle/db+dbcom. Kumud Sharma+db/dbcom.08APAC 12/1712014 10.08 PM Daie RE: EDD package for the RID : 0NB-120902 LKYCUS-3443 Party name Sot4hem Financial LW III Subject: Classification: For Internal use only Jofin, Please note that the provided Board resolution is the document of Southern Trust Company, Inc., and not Southern Financial LLC. Therefore, the following key statements made within the document will need to be validated: • "Epstein is also the sole shareholder of Corporation" (i.e., Southern Trust Company, Inc.), and • "the Corporation is the sole member of Southern Financial LLC" In order to validate the above, please provide the following supporting documentation: • For Southern Trust Company, Inc.: proof of incorporation/formation and proof of appointment of the board of directors. You will also need to identify the board members as control persons for this account since they would be controlling Southern Financial Lit through Southern Trust Company, Inc. PCR/RDC searches would also be required. • For Southern Financial LLC: Operating Agreement or other valid proof that Southern Trust Company, Inc. is the sole member of Southern Financial LLC. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0067068 CONFIDENTIAL SDNY_GM_00213252 EFTA01373064