EFTA01121617.pdf

Global Investment Opportunities Group LP. Morgan Securithrt. L1C. GIO Account Position and MTM Surnmary (Open Positions) Prepared for Southern Financial LIC as of November 29. 2013 Curriont it tb Coonnoodllty rate USOMX11 111133 MAUVS0 125244 GINNSO 16362 175CUnr 192,130 U1DARS 6141 USIXRYi fOrrt1 tl*NSO 1.3583 USDNI 13314 USIX>IF 090(4 USDCAD 10515 USOTRY 2021 USDed n. 61334 Structured Note • Manual Plena sta PLIoNanIntestentot tant te ol plet Ost intnest rr ade Date Orteurtry Faut Amtman ion9 brittuben Cert Rant Or Ill Lem, Pta Is) ~ont Pokern MTM ti Vak.' Rensed 2•444•13 &nupit 2.030.070 Nbc GEN 5.701• 00% IKOIxerleulton•171K4p1NOLOLeter271429 $1132207 $0 510? (0 410161 $131200 25•1413 5,409•14 2104070 SG Maskot PlutiNTICruck, 74t7S%banier.1014544. Untapped 57.0:0.401 $1.971403 $0 4103(0 $9492 521(401 2415.13 1101144 1.009003 »11 CIINSX7P. IM% Pant turrior.04. ON. 2SMCap. Inhol reol 56.77 510:0.00:4 11.000.003 50 SE» CO $10.90 19400 Stunturel Note ram 51.111.44,0 Se 5111000 Internatlonal Flad Inom» • i ttachy PtIt~1a Slum Total et. tneryda° Nk* Pink Ost* Naturtry rate amount Knot 5.5 Rating Curtency Coupon Ainopor Curt III Planet Volut IS) m is) York to Nara (anat Inka Rean MIM g:n.4 li 'tuvor i? i417K.205 1.504040 UOrch Gint 5 MO U50 9.825% 5175620 $130.00$ 354% Mia 0, n91 $371.125 2144.0 .13 Nepentl 3.400550 59 Captal No I TU 114 USO 4030% 5124? SON $ 3.1114303 1135,333 632% 10625 106.1$ 462333 1155.13 2.052015 2.5040:0 hakor De VeNnært lon VW 5.000% 131250.01») $1021000 $25.347 1727% 5000 44 00 *2046571 Men- an4 Amt tackad • PA.towl Pool, via PLI intenmeot tlant Tola) Lotry Pirs Trade Date Meurity Otiginal rate Tita Rating ned om Orte coopoo Principal Con (SI LINAN Vala IS) "."<.int Cvaent Raste Itdealt MIM 10811 14.54e43 254.4••2033 4.504070 04494003.11.1 12125/013 1710% ($1,418.!0» f1.134676 $352059 9550 9300 440.132 10a413 2S.Ape.203S 19030.000 gem20014 INI CC 11092013 4551% 51.042.8244 $1.067 539 $71,42? 6075 14 446.136 160143 25.49, 1032 4251070 Cent 2046 A112 N 152511014 5.250% 0192514N $2.092913 $120.137 9200 9398 167.441 19.140v43 25%1.2033 1.294070 ~mr 20044442 401 D imam 4972% 5447.1521 5494.4131 $2.475 22U0 t290 $41004 Melgage and Taget Radie] MUA Te Ila ett., 55.744.14. 0,0» on ¶771,11a io.v.m.d.ConinKb. MIM 10 Fl Options • 0414114 Modeller ta Illootobn eitir„ 2 Clutteol Trade Ost< Expiroten Corettioe Typ. %gate Connery .? Type flernor Type Currmt Premium ISI Ml Ml Clarenemte nal 444-13 Inrett. 60405 USD 481 210.0® 11000 UNR 1141141L Pin 55425(01 $21.414 `ltd 1.0541 2.449-13 141.5.14 Sold USD tut 291000 9330 UNIT114109t Call 65 Si 0 1131 $161100 543.k.:9 1154013 Option hett mO.231) 6312.2311 ep LO 10 NN- $479.989 TRA445.4115 SIONnert 9.45 e tu tumOvar Nom nos pava 1.11Y $571.521 $1.404Att 34477.130 2012 tOY Open /ANA 51477.175 10 $0 ro Current °pen 0411141 $114.2119 51 10 $0 lo Debatt, 03142.234 51245711 ($412.0271 rlDclwgek.OgnMIM (52.4103310 Mornate. 10 50 ro bY13 Cl000d PA. 54.154.821 Othe I allsnetleNoin LO $0 Talat $194119 1439522 14341111 all Not radonoomo tian= (0 200 "Jomo, Omm t4. EFTA01121617  Global Investment Opportunities Group Srmallles 1SC GIO~ Account Position and MTM Summary (2013 Closed Positions) Drrp+'M lo/ Sou0w4 Una./ 144 4. of 3444 tr 15. 2915 Tr4/14444 44•• Compory cpo4up app./ on. Eta. I) 0.14 AlCO (.44 50/1410 4440s. 00 1441 991% (101940 5/ PAN 11.13 WI Mil (1251/1 M-11 141 Alto Say C4.4 SM 4443 ntoxial 491% 41441, $146/4 4 lon.13 N. 244 61,031 4M11) SUP 1210 74.4 / 0 1.4 09 On* a8% 110144 5134309 f 14n 113 41/0 4114 11.49 Mann ULM %MO U. armor.% Prins 10 USD indmal 2.10% 01014021 410%240 151.11 114 17.71 (11.30 141091; 444/1 240) 41.1(m Otx.n.am1K4b use Canna. 1110(0. 00% 4413121 5949 *Hs 0 MO 2015 OM Mann TAM 440 Mamoval% USD mar, llentsllo 00% MAW/ /ACM iosmin too 1002 1113 121190 449 240) ant ...any...CONIN 1250 901(40/1.x40904 00% 4400 MUM 113.13 714 ). 01411 11.4.13 COM MM an; to IAD Dion Sri 045.041 541,471 174.11 210 254 01 181.91; MCP 690 lbltaovt Ilse 0.144(041$ 040% 11.1111))11 5111350 1911.6 194 1456 (12601 Mann Hammon Oulu, M Nelda IAD anouner. WWI 00% 4940 Win 114.11 130 249 14921 181.91; 1111 5.20) Norttern re. fie* L. Ilse 009 403% 111221913 SIMI. 181.0 24•6 MM ($1,664 14141.13 MLA /COD A/1•011vers.mml. 1m IAD anus, Na..4414 00% 111940 514401 241.11 1121 104 10110 $41.91; MO) 1440. a/44 4.19 Ilse 0414 432% 109.161) 124.93 201.1) 5254 520 41.634 214m13 IONA 94 Mt..., n n5attk Sofa IAD maw, 11344thea 00% (111.0141 $1119 254.11 220 0.0 1219 251.91; MCP 254 VON 4414 IAA Oak Mat.. 00% 05944 SIM0) 251.13 6.* 4..% MAO Mann net QUO 14100 44M Cal 9 IAD 01511.1 274% 11.444021 107410 04.11 120 31.91 1110 Plena 404 134 1401110•04/0.001 USD ~or Oita 54,4 0(0% $117)53 514.193 918.13 14 /46 SIAS 21.5,13 VP/ MD/ VaMmillathrallYmnm ISO It. 172% 491.00 /41.913 114.11 210 0.4 114421 30090 25024 294514 119 44.4 1140 304 043% 11000)21 5706.40 144.0 NCO 314 MUM I8011 1540 044.44 9440 h. ISO 114.01 44% (111.111.1 50110 14411 30.35 2104 1414 14*13 NY 197) 1444,11.4.444 491141.1.0 1.110 10401 1054% 445251 5039) $44.0 140 096 14441 4•4041 ISO ACM Crowirtr hoax.% rwma ISO ore 4ana 491241 4211011 14442 144 545.2 1110 14143 KC 1.40 roof Crmlt Co IAA 1,44449 00% 0100 1≥520 444.0 214 Mt/ 1424 1440.11 IOC 390 Com Couto Co ISO 140.4054 OW% 04041 54903 74•15. 1046 1919 11101 452 13 AIR 2944 4..00 emdcoli4, 14411% 1.150 1 35% 1104390 519101 141401, Csil 646 (142191 19141.13 390 Cm% 10/414./.441% IAD Oak Ifamith 47% 047.0011 141,1111 91443 2310 2213 $2.14 1:40.12 NAM 0:40 104.4444411. IAD Conimaullors 14% 1(20,4321 420;04 91443 2.251 7251. 1254 ISIS 13 190 1.40 144.4 14%4 040444 CO USD 044 04 10.11001 11902* 151.013 12410 193) UM 21.141.13 3.045 20433 44114•144. tioklma IAD 44444. C44.4 CO% 01.20000 51/21.111 114/13 4150 014 02M10 /11413 1410 3/40 (-014. WM. 44 94 44" IAA Mew WI 11.5900 42121311 20413 Si 35 44 5521 3441413 AGM 11.093 Amnon QOM Aonn Cap IAD 111.40,141 /0% 114/44121 9119 )7.1443 214 11.19 19111 if kb 13 0/14 1.250 IAN1019,0101•%14‘41I% USD 4440 34% (92101 SOW 2144013 146 1031 95 4141413 DO 390 ihrcorpirmmnalallevA IAD anon, limesho CO% 11142.291) 414;111 CM 4294 /LIM 547 MI 2750 wllno Pntrif le IAA (M, 04% 1105.135) 513414 ilAw-13 454 0186 On), 144/11 MI VD/ 444 Cosmos/ AM teat IAD Mans/ 4% 4404 141.24 I. YipI) EIS 1704 10 /MY 140 0 54 1.11Mms 04 IAA 0114/14. WWI CO% 00144 50110 • 44/13 2310 Mai 5439 144/11 0 2.023 Roth, Mono CAM IAD 0.44 73% (191.1001 5114111 41144.13 4190 4114 117121 MY 0130 134 (A ONOTIrre.mcf•a(160%< IAD 04•404.400.4 CO% 07451 5144495 1114-13 444 64.56 $1313 KM 5.. SongI4 4D maw, 11.404 4% 441141 0921 7.541.0 Ali ISO 119 Mv 13 891 14444414 USD 4Y611 40% 612051 PLUS 144-13 25 25 2551 509 •Ildral 290 1441%4444 IAD maw, 14.441. 0% 115109 124,10 144.13 440 9412 1110 1141 .12 US 20) 1.08.44 Vats DM nwmatiali Or, dflool 52138 1214.0 1110 1161 6611 1144.12 Nett 49 Amon in IAD anus, Ilmodka CO% 4140044 /WO 1244.11 410 09 651) OM/ 11PA* 40 /4444.41444/11.41 IAA .0440 11. pyr CO% 45%041 $5204 134.1) 064 663 5115 W444.13 WI Vote 4414010 • 444 IAD Cermounsant CO% WOW 1240) 14444.11 340 3.461 5401 , 54/14 MLA 1.40 4n4 14 IAA 0444,4006 CO% 447541 1.31/09 151.4.13 MA 91.01 11150 lam.lf AMC 3.00 Al4 4044 Cep IAD 14444 27% (141.110 MIMI 39441 170 179 10111 44111 MO) COONS 9‘0101-0 NO' 1.< IAA (44/44 60% 44944 142359 94.13 Ilirt• 1059 5554 204.0 DSC 1.9 tolock4enom CODA IAD Cenumer, 49/41 CO% 411000 19.04 1•Ap.11 2219 2117 41.n• 11 4/0 MO 9.00 AMON 1.014•01(0 No 55.1174511 0% 11)5100 1401.119 11.40.13 440) 4451 15.119 11210.0 M 100 Marc Ilium...On% hl IAD alurror, Nme9c110 CO% 11440021, IMMO 11.0443 40 41.17 4745 0440 al t 40) OW4 VI NO Ormania.110rlat. 81% 44444 SILO) 12.44.13 MO) 21.36 15.40 114413 Olt Carom* Wes.Y. IAD is/400 CO% 490/11 521.42 1.1.44.13 2223 22.76 194 1140.0 Aft 044 41.4•404/ 4 4.14019 00 (en* 10% 0 1110)n 5723.444 1144-13 II 0) 44 1464 11.4.4.11 2/40 4444 It 4D Cannot/40m 0)% 624041 19.919 11.44.13 110 1691 02.411 1140.0 05( 1.071 (µ148240(4M 00 (44. 0% 02944 14249 1144-13 4250 424 (41) 10 40,0 fake 1.40 144%4C019 No Oasis 0314/1.4 0% 05/444 514.09 1144/-13 9 CO MOB 1531 44441 19 OS:01 UM.. Lip. AS IAD Corrneriumta 74% SAND 0222.105 11.44.13 2001 MOO *MO 15/.12 TEF 1t41ny545.n46 USD C4aufiC41016 NV Ma 6941 • AP-13 QS) OP) 450 194.4.11 1/41 MOD SmmetS 1/1.1•1,4 re 11/ IAD Gmuner.4401u1 02% 114441 51919 144413 210 an 17419 254.0 90 0431 hN. IAA 94145/ 95% 1104001 4624136 2544-13 4160 4161 51)4 394.4.11 RA ACM bethetia Corp IAD 44% 44.044 RUA 1624, 13 11.31 1916 min 394.4.11 Inc 401 1403444. Cotp IAD /lumps 14.4.24 0% 41041 ma 324, 13 114 MA MO 11401 14.4 440 1.0am Cemasat ay. •A IAD Cermanunlus 010.402) Sian NU6pil 2'I.15 210 111121 2 14/11 5019 loco tra IAA 144/44 011% 4400 511.44 2444.0 950 922 1541 /WO 0491 2.114 0044 100944 IAA 449/40104 04% 01944 534.139 3444.0 1110 17.07 519 )M4 0 WY 0.031 44M 64/044.140414 • 140 Corso:coos 00* d)OLSO DUO 3444.0 2/5 24 529 4414 I) 101 400 440 14 4c41,014 IAA Miketa 110A rY 0(0% 49390 101434 2414.0 24/5 249 44421 444.11 VNIV 390 n , D4 USD anumer,14.4.24 0 CO% 411.40 WW1 •41.4.12 2171 2174 I1 444.11 WIS 290 Was. arm,141Ccep USD 44.01 204% 0410 /41.519 1.11.4.12 220 2:2711 041) 240042 MOO OnnIma Co USD zmuyor,11.014 19% 11.0144 14(40 •418,42 an Ian 1.11411 fowl) 0011 190 CO. VS IISD Corso:coos 0404. Onsto MAIO 144ry-O ISO 100) ISM 900441 Ilea 2550 Ina. gravy Isnall14/ USD anumer,1144414 161% 49941 01100 all,13 174 160 1441 EFTA01121618  Global Investrnent Opportunities Group 540.1144 ILC CIO Account Position and MTM Summary (2013 Closed Posltlons) P./49.44 ø. 404121.0. 4L6 el novsenba 47.2013 5/24, 13 HOI kfW ~th Gr* lol irt LIID teandal 1 ,4% 4714«, 173.14 94440.13 7330 711 ss 7 114. I) 06 4.00 114 Phaorva.0./Inds. b( so siceici Non 741 00% 4%111 MAM 33.0* I) 400 1101 01221 5147.13 D 0444ibrettornewnomleold USO enumer. Nereculta 0% 0410041 143.719 9414..13 431 4172 11.719 }More NO 20, ree"nv; 3.4...c4150,40 A WO 000!1 ION» 143 smn 0 1910 1021 142 101.13 .490 Axtb0.4114anneererert • • USO ~ui I )114 111.40240 107.10 1000 II 210 3491 023011 10~13 010 1.5t0 Te,.na h.. 00 40.906 Na Ok N% 010351 $20309 10~0 615 1452 5514 1~3 MS 310 4.1.3II•441, 14.441.611 NO riainall 33% 1514.1013 5144117 1344.13 7350 7404 12.917 I 3142t 13 14531 34.0» INW. W01.40 99 00 ferwir000414 05% 1104.20 560452 13000 350 3441 (14944 13434.13 5111 310 Litnotmn 0.0•10 P...Lp NO 0~97 0% 11114•43 5114.307 134444.13 MIG 614 03.01 1341013 ., 5 V44.. 200 We40.620409+1 0 00 (00 fa 15 03 90 515091 00140 fl III 6056 05511 151A2t 13 101 40:4101~3401COM 00 (4.0•50 V% (OOM 0309 1514140 It* 444 15$01 15744.13 ...". COO NO Noit 0% 1114143 51.73.406 154~13 303S MIO 110 Cw11•13.011 0114 IOAW 13 311.41 Heft+. 00 VIM* 03% 1000)71 53503) 16741103 1150 II 12. 16333 11144/3 .1" COR 0.Gen NO risincli 314 172.710 11114.13 116 4430 071111 1493 1.3.107 IOAW-13 Wil 71 .0144,14,4140160 A 00 <Od4n0.<µ40 03% (1.01541 1912 16741303 250 263$ 5/.032 11144/43 OM 540 Gat« 0* NO Ird.4141 .43% 031011 123A4 11114.13 tin as 1140 11~13 10 1003 1(lµMp10 WO teel. 61% 037.100 15.243 1174003 005 4463 5/.540 231.13 ~I 40:0 Co tolin.L4 NI> 11.4 Man. 21 1511003) MUM 3244.13 n IS 2471 01.711 221~13 1,54 50 p*s.41.3.47c4M415 h< WI, ..igner II. ycl 03% 07/4) 11520 22.741503 1453 1501 5255 231.13 MAO 2.30 Inn..0.4.444mk.7% NI> roomt 111.47410 01 01150:1 1314 3244.13 1320 1141 M.104 2~3 WAM 200 4.00, 11060 int NO <04.10. C01611 N% 00.4:44 10019 23~0 b 50 21.51 519 23.41.13 OOM 310 Itadoe.• 14.34.144.0 A NI> risincli 10% 1141.350 1.41775 224~13 2193 131 µ,0n 2~3 000 6.0:0 099910.00 (Isi .4 NO 0144 ~413 N% (MOM 193.03 231400 HO) 13% (0201 234.14/43 LG 5.0:0 1.1.714.44.1.011w NI> N.. 12% 0323102 uit" 224~13 4450 OOG 021* 33~13 OM( 0.0:0 0•11•414344416.0.0 Ot WO ***0.11 30% 451140 02.999 231400 5l% 52% 11546 14.14/43 KMA 210 74. Gon 0:411144 *c NI> Ir.04141 0% 0420:1 /4019 17~13 210 noil $3.919 2314%. 13 W44. 101 VO41404.0.1*Y4037 Irc NO 40002. 4401 CO% 0320* 531.919 23151413 %CO 15% 680 344.10.13 BNP «CO 50.4.417140.071110n WI> triwir om D110.3Å) 517940 101.14011 112 nol 013421 43 KV 13 Ma 1031 van)9inl 90091104/0 NO hee )215 D00106 51029 301400 2135 2621 OOM 40011 CC 1003 WO, 4040114 NI> ~naai 97% 0111400 534113 44..13 270 134. 044401 4/. I) KM ISW Ko 4.04 $4,90 fril WO .1~ 1ron ul 62% 451051 0350 f lui t) 205 210 5412 3.1..13 MID 3103 1~414 7/4. idercat int NO Irdawid 0% 0213.100 53.443.947 74.0 4150 all 011.5111 II hu 1) Alt 250) .406 gaan« 471,4•31.0 00 trtflf H% (MOM 10399 114012 nn 21.1 124 124.13 POR 310 Per0.4 ~ril Oprosc 0 ulo tomue 0% ONNO µ11S1 14100 1130 101 gem 1314413 urn oxo GAY1I(Cle wo ~a 1ron ul 22% 10110/4 510120 12090 1193 1121 60121 13.1.13 ISL• 510 Ird MS. VID IrnlvideN CO% 1531400 5224921 1144.11 4440 60 019) 1314413 YAM 240 0r<Al Marit 0leI fan.• 5444 00 ~N 140 ul 03% ~NI 146.01 12090 3l% 3333 5541 3.1..13 110 210 1194.41044.1.404414,c VID Irdusid CO% 6l115µ) 5215021 i10µ ella a21 fijn 4.13 .04 20) 17001~0 Ge 00 09000 92% 4553444 06.00 14040 e15 NO) 5591 1014.15 en. 5140011141•4 NI> runt, 11.47410 0% 017.000 121019 1,23413 170 2401 KOO 201.13 3µ pc< 71404040 Ine NI> run, 11.4,4* <014 015401 111710 2024413 010 1171 1719 3144413 404 5.03 Ma 4.4.04 Mal SIM* 050 0•040 62% 40540 WAN 214013 e93 1293 02620 214.13 0000 210 093 In NI> Ommanciniers 0% 0115041 µ1p 21.23413 170 1194 OM« 311.13 4µ 10:0 110-fie IA. 50.410 501,110 n 00 314041.10 74% CS*0071 144419 1 ,1413 2303 3241 (51.1011 009.11 in/ 544 luoti 4509) 0 UlD Iredwdoo 0% 114.7332 94315 2151.13 µ0 1451 01 26 149 1) 1•514 6.0:0 .100699 teNri~ N 00 *110411 Ma mliC. (0% (160304 0064 3609.1) 40 946 (113201 3.1..13 1111) 2.92) neme nets 30•cont *c UlD Irdu4.41 014 6l13,5µ) 5313.106 27.1413 050 155 144 014912 06 1404 90 5.10010.94 0 00 <09.046 44441 N% 1052209 5251.4% 2,429.1) 40 0% 15%41 2740411 COVI sop ~Gord» VID fcimuricfnus n% MIMI 513.79) 27.1413 170 170 $1294 91.4.1) HO 1.10 4,41pµMnb510 00 <0110114f. 4444 77% 450501 $515u 324 t) 420 46% 07261 7.1.13 10/4 Mao 1090.1.14, NO ~Mot 32% 011001 IMAM 944213 µ0 OOI 509 91.4.1) APIJ 1503 altepµMnb110 00 <01101144400.41 77% 411100 5117.1* 10.4413 42.0 46% 01.6521 1244143 MAM 509 14.4***•1440.0.41714 NI> run, 14.47410 0:04 0140001 1140 121113 1034 497 CM> 16)013 PM 4.0:0 10000/0014041.0 WO 3141/411 /30% 456001 555439 1á4413 1420 13% 0%0 161/15 le 20) 70411~11•411y Tin* ex NI> ~a/ C% 012111 µ3A19 114113 140 1µ 1411 OM 13 COL. 10:0 hij 11.Y/µ4 ONNO Lp WO (1103r 13% (01540 544.24) 124413 050 404 5159 1744143 14.44 I,tO 7.441.44.1431G49 NO ~a/ 0:04 04405001 µL119 174113 4150 51.12 MMO 104113 W4444 OM) 01.1442.4104 CO . 04 00 .1..440 N* 30,4 03% 404.5011 5111.516 194413 1795 1159 55.016 101.13 WI MMO SS.4.uIb.nY(µ0 UlD 1nm~ 15% 0104 lei MUM 174113 3.01P 320 $5.00 17 141. 13 DM 71 Q4n:1d4n0µO4µgpq 00 <04.10.401411 (0% (112101 511293 194413 1400 1413 WI 22 1.143 0520 50> 900904 seinen Lp UlD amor 5014 011.1011 114470 2~13 2100 2401 13.070 200 13 ASO 100 urullittnuttN04 N UW ~b Ma ,41 (0% (111(011 526963 244.4-13 *CO 2154 5100 244.13 01.411 400 Y /Maan. ta 4pen40. UID 00.144* 0% 01471102 5150.112 341113 2113 3110 Va ≥414113 MI 7.03 »~.(4 I" A WO (let (0% 411.504 594561 244.4-13 150 14.23 IKON 25.1•143 KG 2.104 to. Gunan Ge UID Irdaval 0% 054011 Nµ19 254403 270 10 02111 »Min 71:04 I,1m ten*, Me enteMill« UlD Gennersr.Gsaui 0% 031.1711 µ4® 211113 2115 2001 11441 1524113 10. 1.250 GOJ., Dr...vs.5. I.tv#41,0 UW (0% (115011 1006 254013 e0 MS 01.µ51 25 Min WOG 754i Ge.....n.lx UlD Geneut*C7*. <04. 0110(4 $1032 211113 1100 110 112 31 hl 13 OR 11110 GrvnlOµrvµl4 00 651m4i.4 i% 41/00)» 5/03.451 31.4413 1003 /OM 51451 1•g13 MIDI 13.00 Ierse nam 41.21 A NO ~ai tm 1530030 Øl0 1.44043 *CO 1152 07.1011 2 4.4) 0 0140 150 14..13 ^ms» 71/44 00 ~I 50% 10710011 5269.05 20.013 %0 35% 133151 3'•gµ ~V 4CCO Von:kil< .CIA VID enumr,11.<7410 04 1115110) 515711 3.40443 2135 120 1321 3 eu) I) 00 40:0 100 Garn43 GOM 00 <04.10.<70.71 00% ~0071 140337 24.913 120 1221 SIM 7 •gµ MIN 2.10) Abu. trenuillaenield* NO aneuNr. ~al 054% 1122,0201 $44.919 3094213 n0 2216 1010 11.0 AM 10:0 47/4a StOtrawe OR 00 te0o019), (0% 421.01 124050 4A.913 200 28% 11060 OAgµ OCT 410 lkonb.41 bv« he VID rivincUl 154% 0347041 121919 1.40443 7,41 323 MIS Lege 010 IN) bot tottioN9Partnas to WO (rat 59611 1110 520 510954 4A.913 93 Y 990) 151221 1.4.40 11/41 I,LO Km A.t-ine.Xnkt• ne 1110 runt 111.47co 42% 03100C1 111.120 1.40443 210 113 130 Lege 0011 1.150 II If ...:.(0.P WO .9-4.10 or‘ 0 0(0% 4402:61 121.05 4<4013 WO) 21.93 1706 .~U Naiii I,LO 1.47,4•4Ln er.. 0,4 4:101. LPID Genunw,G7015•1 001 0.91041 131402 *Men 2735 16 114 EFTA01121619  Global Investment Opportunities Group .1.4.14453wei 50enloa U.C. ,Q10 Account Position and MTM Summary (2013 Closed Positions) enni I. , Southern L 45 0 nov4910. If. 3013 440.13 CC» ACCO <SP W.Clara•el lathwa tp 140 0466/4 9% 01:4 09 111110 ~13 3103 2244 1.11344 9 410 0 OLlY 540 001.99903990 64 00 109059 (0% 116»L 14445 96913 844 033 1165 11-4.1) 1.11 ADO Le» 4•90.0191140 13 1.00 Inn CO% t1.91 045 1312123 134.0414 21.11 XL 01.13:1 14 4413 CHM 1440 040.1 0 4.0910 Y6 00 0900. 110 0016 (0% 111031 $0.192 10~0 944 1019 1312 1444913 MCCO 1.140944 Cayron6 00 awn. 110 400 On 41412141 1144/4 14.0.411 3333 3011 NM 14 6413 ION 4(03 WIWI. lit. (»HO 0(1 0034 80% 49.4M1 181.038 104011 2881 2226 1125611 1.1~1) MT 4» Yrorna 1~00•10~4044 1.00 Fan/ I 10% 5011441 145» 144414 22 34 3101 01.1331 0 4,9 0 MI( 003 1194 0140 01090960.1.14 WO ~91 (0% 4 1001 133299 154030 ,150 1121 011111 11.4441) 1,434 ACCO »ha 944495•41641 I% 1.00 91404141 X% 11333541 HUD> 140415 13 33 00 0011 45911 1» 00 444409 001•1<C4p WO ~91 I 1199 48499 18)09 4 Sep 0 13 0 1206 01411 5s011 14449 LSO) 01019 <Pp - • WO 0599514419% (0% 1119»31 13551414 5 Sep 0 2230 33114 115.434 14013 OAS 14410Cerp NO awn. 110 400 Ora 043 MI 1400 1/03 041 MI) 1054413 ((0 350) 016034 00010900/4 WO (00 1 (0% 1101 5019 19/17? 105011 00 UM (12~21 1414913 10» 3.» inn 8441564•0 4 NO 04984 03% 014041 141.3.11 105441) II SO 2214 WWI 135013 <CV 2(03 <9 ~Oro 0010,10 09 0100. 110 0016 01% 40941 111519 13344 13 240 2413 11.519 119913 CVIC &CC° Inge Inc NO awnw.1104010. II% 5143101 NUM 139.1) LI SO 221A sin 135013 101 003 104~4 09 140593/091 (0% 111/1091 4319.05 193..13 9)(0 93(6 11/1 »0413 1.1414 2140 Ina 14004.4 0000 Lp NO 0040141 I 14% 51354W 11404 losign 14 34 WV 11)20 )5.16) 13 919 200 Ii0514/ (050 0 0(1 VION0 34% 042391 141239 153013 31 II 31.1! (1611 3/.4423 11000 ACCO 44301104014:41 NO nit I 10% 001141 37.9.1) 53 IS 1214 <14.4311 2t SO 13 WI 250 VII 140143.<011 WO V0110 61% 60011 192333 1/ 30 0 3) 26 3395 1115/1 1/ 44413 01,10.1 500 93549 ~my Inc NO 1.8~OAF 0" n88933 0330 37.5011 00) IAA 111311 2, SO 13 (V46 SW 1199(40411N4415 A WO (0,995144113% (0% 148.5011 14730 3/5011 13 0 a 46 QM 41401) MIX ADO 4,044 044440•39.41144 1.00 awn. Nen 400 Ora 111114000 94 11.051.11 11CO 11605401010 WI NA 16(4012. 4814 8.535 A*/ PRoomANOWA" WO .094~.1100016 (0% 1104401 94 1100-11 , 521 118816101.80 Not 84 141012 11111 »CO 15040 160 Inc 1.00 4000 Nen 400 CO% 0/10419 94 11.051.11 1101 11605401010 WI NA .3 la 10 066 $30:11 (5.0100 Nyi 040.4000 00 409 (0% 01525501 II 01-0 30 118816101.80 Not 84 0000 /I 13,503 hob» Inca NO Cern041154* CO% 111414030 noon 1103 11605401010 WI NA 33 egr 0 CE 11050 6~4 Pc<iAc CO VW »004 85% 04461911 94 II 01-0 2, 11 M.S.( 0 NA 0 344.14/.13 5010 WOO 50400 1004.0e Inc NO awn Na 400 CO% 11410240 94 11.051.1) 040 11011540100 WI NA 31 0113 DIC 5.050 IC 09400 (1.0 (094944411354 5.2% 1101501 119302 12 000 24 22 X% 10513 IA-4n DIC ACCO 1m 1944.4 0 Cu Corm0441150 32% 11144400 111040 31.01.1) fl oe 3019 133.244 31 010 4£ 450) 4(0 4) (0 <0010.<35041 35% 1110919 4202)» I N913 AI* 3303 134943 IA-4n M OSO 40.5 53 Cu Cerwmor. 4004 35% 1110 I» 11010 14~13 23 0 3101 %MON f Ay 0 AOS4 2.0) 449013 449 <10 ~a 0 39 58% 11113139 1114156 I Noe 0 4.1) 6681 119A IA-4n ION 3240 4.04014409 Cill awn. 110 400 WI 111314421 1141.413 1110911 034 <Ail 110.110 31 010 A« 14.931 4000010 SO <49090.4001 (0% 635.1111 194314 1N0 13 SI/ 641 $11013 124041) ACL 003 40490 Spa CM Cenee046 0901 OM (1714421 VOID 14~13 313 LC 114211 31 hl 13 %Of it») W44149.43 40 99 (144 <Oren. 96401 0% 006011 WM» 1 60, 13 444 003 129343 12.4.41) »4 050 1041414,9y1595 Xs CM Caway46 194041 CO% (441.339 1114.119 141013 LW 107 183.447 51.3913 MP 2340 Ow 4.4044 CM rwnso 71% 15/44231 110181 141013 Y0 SI 30 10443 31.4539.13 1441 250 811051,0144. (Oa hMv.Sp >I% 016600 082481 100, 13 5 0 10 Slur 04433 51.111-13 a 5.140 Ceerele0 la CM awn. 110.0410 CO% 1110310 1193414 1.11011 2134 YE 13149 114q13 C4 5.050 Canyloo 0 (0 .095.0, CO lt (0% 11154,313 5181123 I NO, 13 1)81 2016 122.103 4494.13 CO4 AC40 000514 ~A.» of awn. 110 400 OM 1110439 1184348. 1.11011 1113 110 (16 30 114,911 <04 5460 000 OW 14,4453Ca 030 ~a a PO. 6816 0149691 116(1/88 I NO, 13 q>1 1183 434221 24/1413 IGO &WO Cenonno IMSSACate CM 0510•141 IM 11.119/411 1141.443 1001) 34 E XIS 131411 124413 SOO 1250 <04440 04 $491 04149 (114 169400 If% 1110210 110163