EFTA01253069.pdf

Deutsche Asset & Wealth Management DBTCA Deposit Account Opening Application Private Wealth Premium'''. Private Wealth Premium TM Private Wealth Premium TM -Business Accounts Banking Services Elite Personal Accounts O Checking Acct. a U O Consumer Debit Card N O Elite Checking with Interest o Elite Checking with Interest O Joint Applicant Debit Card N Acct. # Acct. N APY PY Business Debit Card N O Elite Money Market Deposit p4 lite sit O Acct. IS Acct. ElDel CheAbook Style # APY APY it r ktiraS oti.444, O Certificate of Deposit O Certificate of Deposit 0 Name Only Acct. N Acct. N APY a Name and Address APY Term Term O Dupkcate Statement Addr O 013AG NY Preferred o DB AG NY Preferred City Certificate of Deposit Certificate of Deposit Acct. # Acct. a State Zip Code APY APY O Mailing address (if different) Term Term Name Promo term Promo term Addr (GBTCA deposit account required. ((MICA deposit account required. alone wen a 08 AG Preferred Terms along with a OF1 AG Preferred Terms City and Dentitions) and Candnionel State Zip Code Private Wealth O Cash Master Sweep Account Internet Banking Services Checking Acct. N O OB Private Wealth Online Plus Elite Money Market Deposit ti Link to Existing Online Relationship Acct. It APY (User/Co. ID Number) Target Amount Trigger Amount Client Relationship O Individual Account O Custody under NY UTMA ID Corporation O Joint Tenants with Right O Foundation O Limited Liability Company of Survivorship O Joint Tenants in Common ❑ Non-Profit Organization O Partnership O In Trust For/Payable on ❑ Attorney Trust Escrow O Limited Liability Partnership Death/As Trustee for O Trust O Landlord Master Escrow El Estate 13AWM4101 SDNY_Gk4_00038532 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001356 EFTA_00149141 EFTA01253069  Accotant Title and Joint Application Information ri t #, to,c HARI< a, -45,_: c3. ? r Name of Account Title Joint Applicant Out name, first name, middle initial) or Business (last name, first name. middle initial) Social Security Number or Taxpayer ID Number Social Security Number or Taxpayer ID Number 91< (IL 7 igd_h-vekt v42 — VS Flab Address Notanue.abie_ City, State and Zip Code City State ZIP Code Hom Telephone Number !I r Business Telephone Number Business Telephone Number bite of-Binh Date of Binh Name of Employer Name of Employer Address Address Not applicable City. State and Zip Code City, State and Zip Code Notice of Customer Identification Policy Important Information To help the government light the funding of terrorism and money laundering activities. Federal law requires all financial Institutions to obtain, verify, and record information that identifies each parson who establishes an account, investment or other business relationship with a financial institution. This means that we will ask for your name, address, and other information that will allow us to identify you. We may also ask to see identifying documents such as a certificate of formation or good standing (legal entities) or a passport or other photo identification (individuals). 3rd EU Notice Governmental rules have also broadened the scope of the Bank's obligations to aid in the light against money laundering and terrorist financing; these rules call for an active involvement of both asset management firms and their clients. For new and existing clients we currently have a legal obligation to ask our custbmers questions regarding their identities, addresses, source of funds and, if necessary, legal representatives. authorized signatories, beneficial owners or control structures and to collect requisite documentation to substantiate the information. AlsO, enhanced anti-money laundering requirements require that should any of the above personal or institutional information change. our clients would be obliged to immediately notify us of the change(s) and provide us with relevant documentation to verify these changes. Telephone, Facsimile or Email Instructions By signing below. you agree that from time to time you may give Instructions by telephone. facsimile or email regarding the above captioned account(s) (defined herein as "Verbal Instructions"). It is understood that the risk of Verbal Instructions being given by person or persons purported to be you is your own. Absent the gross negligence or willful misconduct of Deuscho Bank Trust Company Americas (MCA), you agree to indemnify and hold harmless DBTCA for any claims, tosses, expenses, costs or attorneys' fees resulting Mom DBTCA's acting upon such misunderstood and unauthorized Verbal Instructions. You understand that DBTCA may. but shall not be required to. seek verification of your verbal, facsimile or email instructions by call back. In case of doubt, DBTCA may in its sole discretion refuse to execute your Verbal Instructions or any pan thereof, without incwring'eny liability. DBTCA is under no obligation to execute your Verbal Instructions to transfer tunas or securities to any account(s) without written instructions bearing your original signature. Joint Account Disclosure You have opened a joint account with DBTCA and acknowledge receipt of the following information: This deposit and any additions to the account shell become the property of each owner as joint tenants, and DBTCA may release the entire account to any owner during the lifetime of all owners. DBTCA may honor checks, orders or withdrawal requests from any owner during the lifetime of all owners. The Bank may be required by service of legal process to remit funds held in the joint account to satisfy a judgment entered against, or other valid debt incurred by, any owner of the account. DBTCA may honor checks, orders or withdrawal requests from the survivors) after the death of any owner(s) and may treat the account as tho sole property of the survivor(s) after the death of any owner(s). Unless DBTCA receives written notice signed by any owner oot to pay or deliver any joint deposit or addition er accrual, DBTCA shall not be liable to any owner for continuing to honor checks, orders or withdrawal requests from any owner. After the recelot of the notice referred to in the previous sentence, DBTCA may require the written authorization of any or all joint owners for any further payments or deliveries. 2 13-AWM.0)01 SDNY_GM_00038533 CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED R CRIM. P. 6(e) DB-SDNY-0001357 EFTA_00149142 EFTA01253070  ATM/Debit Service You agree that the retention or use of the ATM/Debit card constitutes acceptance of the terms and conditions of the Cardholder Agreement contained in the Terms and Conditions of Deposit Accounts. Internet Banking Service If you have selected in receive Internet Banking Services, you understand that you will be required to actor into a separate Internet Banking Services Agreement with DBTCA before you can access the Internet Banking Service. Acknowledgement of Receipt of Privacy Notice By signing below, you acknowledge receipt of DBTCA's Privacy Notice included in the Application Package. Non-US Individuals: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to you in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA. Non-US Organizations: Confirmation of Tax and Compliance Responsibilities. You confirm that it is your responsibility to fulfill any tax obligations and any other regulatory reporting duties applicable to it in any relevant jurisdictions that may arise in connection with assets, income or transactions in your account(s) and your business relationship with DBTCA furthermore, you confirm that the necessary information (to the best of your knowledge and capabilities) is made available no less than annually to the relevant beneficial owner(s), settings), beneficiaryfies). penner(s). etc. to enable him/her/ them to fulfill any respective tax obligations that may arise for himihed them in connection with your business relationship with DBTCA. Please complete and attach separate W-8 or W-9 documentation as applicable. Terms and Conditions and Representations By signing below, you acknowledge receipt of the Terms and Conditions for Deposit Accounts attached to this Application and agree to be bound by them. In addition, you agree to notify us immediately of any material change to the information provided by you on this Application. You represent and warrant that all of the information provided by you on this Application is accurate. The Terms and Conditions for Deposit Accounts are subject to change. Acceptance You undepfand that t_h)s application is subject to acceptance by DBTCA. 0/7) Joint Aaa6unt Holders Signature Date Ot03 .F., AT? • Ts riayiler A•20.->••••••xche ed fr• t, . "‘ afearag-Watat, :.-,. . - . g:14)-Trayr r a• t ..," it4 all:VISEM711** t"41 4, Ott onegtMta,I sa, ;act.4 1710. , , ,fi t t a ,- Vardirtkintrieur Acne ‘ -4":' -oter"12 ;-.-init(T. / Zr: --- ... V, , Fmr-a A , r ‘- 4a414st - St-1.45K.t an.a - ky c --;. eNrs .aa: :Ii..7c7Viti:Ve .4-7 ::." r :' I' P". •C • fc ;Sr' r.4 :ki tage:Ingi ,, . bt. algal 4i t.1.‘0%5‘4 i. C 1ANe 3. ill 4P "'"... -, rDa . - r 1; 'V . ..1. ,' /CS ,r- byDIZIT.U. .41 -vs ms,. ... rEc 4.4Th awiait ,- rea .r - ?Ls yaartianiacktrc>att* • - r • ••° piariget Milizalgtreat .4••-k 3 ate` SDNY_GNI_00038534 _CONFIDENTIAL CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0001358 EFTA_00 49143 EFTA01253071