EFTA01119157.pdf

EFTA01119157 Valuations 7/31/13  EFTA01119158 JEE and Ridded Entitles Investment Summary 7/31/13 Cash 8 EauWants Southern Financial LLC- (see note below) 14.612,680 J.Epstein 1,778,803 HAZE Trust 28.363 FT Real Estate Southern Trust Company 19.489.259 Jaspers 26.518.726 J.Epstein 1.01 Foundation 4,621,387 Total Cash 8 Egurvalerds 67,048,218 Less: Cash in Operetta) Accounts (1,284,884) Cash Cr Foundations (4.621,387) (5.906.271) Total Available Cash 8 Equivalents 61,141,947 JP Morgan Trading Account (cash, securities, Derivitives)- SFLLC See Note A 70,019,374 ,P Morgan Trading Account (cash, securities. Derivitives)- HAZE 22510,490 .P Morgan Trading Account (cash, securities. Cenvitives). SIC 5568,063 L Ca moron Trading AccouM (cash, securities, Derivilives). STC 4,978,315 Marketable Securities -(Invv) 12,620,619 Investment American radii Harbor (per LE) 1,003,000 Settlements Receivable -C432 33,481,600 Partnership Investments 105,380537 (see attached schedule) Total • 316 720 965 Value Above 316,720.965 Adjustments: Operating Cash 1284684 Loans Receivable 2,096,916 Total ocr attached valuation schedule 320.102,765 ' Investment partnerships are subject to various restrictions on withdrawals and therefore, 320,102,765 the timing of avaitabikty of funds will be so limited. NOTE A: The JPM trading account was funded wet $75 Milton. coring July 2011 we vAllsdrew $ $2,478,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16,535 Ailed Pharrreoeutkals & 2,095 Brogan IDEC on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35030 shares of Facetook. In Augud 2012 the account received $349,402 from the sales proceeds ad 17„5030 sh of Facebook On 9/12/12 the account was reduced by $10mm for the transfer to Mort Inc. On 11/9/12 there was a transfer to JEE of $1,000,000  EFTA01119159 J. EPSTEIN S. RELATED ENTITIES VALUATIONS OASHLIABILMESAINESTMENTS 701/13 Sosthim Financial LLC C6/309 3 07/31/13 01471/13 YTI) July ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cain 14,591,497 14,612.680 JP Morgan Trading AcccuM 68,806,047 70,019,374 J P Morgan- &mutes 9984.820 11,094.391 NVESTMENTS TUDOR FUTURES 13,241,823 12,561,188 12,578,999 3.04% 12% HIGHBRIDGE CAPITAL 19,727,356 19,261.964 18,624,993 3.76% 0 18% BEAR STEARNS Asset Backed Securities (7/310) yak 331,882 331,882 Southern Trust Corroami J P MORGAN- Cash 24,572,2% 19,250,305 JP Magian Trading Account 5.589.671 5.588,083 Other Bank Accounts 174,157 237,954 Aden &aeons (at coat) 500.000 625,0:0 PM -Account Managed by Laurie Cameron 4,978,315 Settlements JEEPERS DB ZW FtN SPECIAL OPPURTUNITIES FUND 76,000,000 76,009003 see ragnOte S partite withdrawal payment reamed (42.518.400) (42.518,400) J P MORGAN- Cash 78,018,650 26,518,728 JP Morgan Trading Account 1,507.585 1,526.229 Jeffrey Epman INVESTMENT Amenmn Yacht Harbor 1.0%.0:0 1000,000 FT Real Estate - Investment in otshp at cost 1.503.833 1,508,833 CHECKING/SAVINGS ACCOUNTS 1,496,513 1,046,930 LOANS WE FROM INDIVIDUALS 1,866,915 1,996,915 CORE CLUB NOTE 109000 109009 BROKERAGE ACCOUNTS PM (Bear Steams) 666.933 666,979 J P MORGAN 56,839 56.850 Mott Inc Wixom (al cost basis) 10.000,003 100%0M (1,260233 shares of common. and 695.301 shares of Set 5 Phi) Butterfly Trust 8,044 8,044 HAZE Trust HIGHBRCGE CAPITAL 35629,667 35,893001 34404356 3.75% 0 18% KNG STREET 24,861,133 24.997,869 23.276,473 740% 055% JP Morgan Cash 28,361 28,363 JP Morgan-managed account 22,232,691 22,510.490 TOTAL 319483,312 320,102765 THESE AMOUNTS CO NOT INCLUDE HOUSES, APPUWE,FIXTURES & OTHER ASSETS  EFTA01119160 Reconciliation of large Items Value 6/30/13 319,483,312 Partnerships (45,156) see below JPM Trading account- SFLLC (FTC) 1,213,327 JPM Trading account- HAZE 277,799 JPM Trading account- STC (1,588) Cameron Managed Account (21,685) Securities 1,123,224 Dividends/interest 17,004 Apollo Distribution Change in loan account 130,000 cash spent : JEE (1,949,583) SIC (136,203) L Black Fee cash received BSABS 12,314 miscellaneous total 320,102,765 Value 7/31/13 320,102'65 Partnerships SFLLC TUDOR FUTURES (280,635) SFLLC HIGHBRIDGE CAPITAL 34,609 Haze HIGHBRIDGE CAPITAL 64,134 Haze KING SWEET 136,736 (45,15614  EFTA01119161 JEE and Related Entices Cash Summery 731/13 SFLLC JPM 14,612.680 14,612,640 JEE Bank accounts 1,046,930 1,264,884 JPM (Bear Seams) 666,979 JPM 56.853 Buttedly Trust (Bear Steams) 8,044 1,778,803 JEEPERS R Morgan 26518,726 26 518 726 HAZE Trust JPM 28.363 28 363 Southern rept Company JPM 19.250,305 Bank accounm 237.954 19 458 259 Enhanced Education 4621,387 4 P21.7,97 Total O38a 67,048,218 67.0461218 Ctrs does not include cash in JP Mown tracing account  EFTA01119162 JEE and Ro lutad EntOes Avedable Ecurty for Investrnents 7/31/13 Snutförs Long ft Falt Market Valen Parcha 7/31113 603713 911M0314) 70.500 Asana Rigg SFLLC 1,345845 1,230,225 115,832 20,000 Bornberchor SFLLC 894133 85725 7,78(1 21,753 J9 140703/1 SFLLC 1,212295 1,145341 03,954 293,157 Apollo Global Management SFLLC 7,031,568 8,342088 889,487 17,500 Facebook (purchased 92292) SFLLC 844800 435400 208,803 16535 Anad Pharrnaomaroak SFLLC 307,220 289.197 18.023 2.095 Riggen ICEC SFLLC 458,902 450,844 8.138 151,212 SM FR Rate Fund Jeepem 4293 1,528,229 1,507,505 13,854 12.820.819 11,492405 1,123,224 kombnents go 791113 at Falr Market Vala SFLLC TUCOR FUTURES 12,9131,188 SFLLC HIGHBRIDGE CAPITAL 19.261,964 SFLLC ABS Trust (last valuatte 761.09 FTC recetwo mcothty Wolta«s) 331,882 HAZE HIGHBRICGE CAPITAL 35,893.801 HAZE ICNG STREET 24,9979139 Fr Real Estate 21 East Ma Street (al as) 920,500 FT Real Esteta Colombo Hotanos(at togi) 558,333 STC Adym Solorons (at costX1,142,857 sh of Ser A PN et 4375 per sn) 825,000 Mod inc Aliphoam (tost basa) (1,260333 sb common. 695.301 sh Ser 5 Od) 10 000 000 105 380537 DW. settlement Ino Is travad on thablowing assumptions: the Nrd will recognita e netdrawal *meom meble to Mopan reling $70 man 70,000,330 ...moars manad an ireamst of G Dubbs Mana inbred maml at mamon $3B milion MC a 5.000.030 tackstop rant from G MOM egal to ma excess of $5 maml mer the ~nate nba of at drstibuto ro mmmd okn aspett lo On investment as of Sept 30. 2014 Jeepars MM rund Guan me amount of ony datb/tons resehed by Jeepars artar Mat date ural Duan ~Mn tack wy anmana maca to Japans MS Dubel S wada *hole Jeepem vall have no Obk18808 to nav Dublo JEE w1Y Nie SI MINIOR for 2w/ms intorest on artat JEE w91 ramiom all Olsaitmtkos wolo $2 mamo 1,000900 end Ma nernalmno detnbubons ma be OMOM 5050 Stew JEE and Um This egreernant haf ont been Malda] 78 WO PM The vakne of Joopn4 parne ana interes (from G Duan porton k $1 762,174 an of 8730713 and $1 779 044 es of 5731/13)  EFTA01119163 Southern Financial/0 Analysts d investimiale Investment FMV unrealized 7/31/13 GaIn(loss) MI Hertz 12/15816 5.100000 distntertons 6011/06 (2.160021) distnbirban 12/11836 (580.038) distnbutons 7/26/07 (2,440.906) detnbutons 4/20/11 (1,292.352) distnbutons 12412/12 (1.308 976) (2 667 261) 3 673 ISS8 6 340 949 final date:Won BS ABS 11/29/06 10,080,003 dent...bons (3 943.339) 6.056.161 331 862 (5 724 2791 Hiphtpdge Captal Corp 1/11/01 25.030080 cesInbutens 2/2846 (23000.000) • 19 261 St34 19.261 964 This represents the total of mighteldspe Cagle Corp. and HB Mult-Strategy /4>Ongt Lai Tudor 113601 5.000.03) 1/14113 distibution (4 193 3001 806,700 12 961 168 12.154 488 JEIPERS DB 2wim 4/29102 invested 10,000,000 8730632 invested 10,000,030 1212102 invested 30,06.000 6/2703 invested 10.000030 113/06 invested 20.000030 12/21/12 ckstributen (6,541,292) 4/12/13 estnouten (9,811,938) 6/25/13 etinbutta (28 185.189) 37 481 SDI Balance receivable Rem Fortress $27,401,600 DIM- settlement The based on to a Won s ass r ors the hand MI remora* a withdraina. a m.o.. wets: to Jeopers totatrop $70 wan 70.000.000 Jeepers received an interest of G Detains ptshp interest valued at twos VI melee wt 5,000.000 tackstop payment from G. Dubin equal to the excess of $5 make over the assorts value of all distnaJtons rsoolved win respect to this irreestmera as of Sept 30, 2014...leecers re4und Dube the exeunt of any disbitutions tecieiveid by Jostens after that date tool Dubin receives back any pigments made to Jitters. After Dubin b made whole, Jeopers cell have no Oblation to repay Dubin. JEE vat pay SI !neon for Tens Interest in Corbin JEE w ll rercieve as *atone a $2 an 1,000,000 and the remaining Ostritubons will be divided 50/50 between JEE and 2wim Tres agreement has not been Ilnabzed. 7' Tie vs _e of Joe• is ainars^o 'rarest home Dubin Mon s S1 /62 993 as of 6/30/13 and 77 41  EFTA01119164 Haze Trust Analysis of Investments Investment FMV unrealized 7/31/13 Gaindoss) Highlondge Capital 4/20/99 10,041,666 35,693,801 25.652,135 This represents the total of Hoghbridge Capital Corp. and HB Multi-Strategy Holdings Ltd. King Street 11/1/99 10,000000 7/28110 50% redemption (20,060,787) (10,090,787) 24,997669 35,oes.es6  EFTA01119165 Sear Steams Mat Sacked Securities Cilstribaskee ~red FTC Taal Partnership& Trust Partnenhip Tryst 1/9/011 141749400 1,047,291» 3/12/05 434015» 431.015» 1/11/011 147.70700 144707» 5/1e/0i 147.707.00 147,707» 6/16/01 135,377.00 135,377» 7/16/01 110,71100 110.711.00 5/21/01 110415» 110415.00 9/25/05 110,57140 170,57400 10/29/0$ 92.127» 92.127.00 12/25/01 15053.00 15,93300 12/22/06 73,670.00 73,670» 1/23/09 73470.00 73470» 2/20/09 73424.00 74414» 3/12/09 67,134.00 17.43400 1/30/09 66.443.W 44,443» 5/29/09 57.944.00 57346.00 7/2409 Note A 44.347,00 14,317.00 5/11/09 47,911.M 47,911» 9/11/09 35,71300 34711.00 12/2/09 5749400 47,495.00 IN» 151373.30 25,073.30 Waho 31.073.14 31.07314 3/1/10 3340543 3343.63 4/6/10 22.613.71 22413.71 5/10/10 26,315.11 26,315.16 6/6/30 2534341 2424491 7/B/10 19341.45 19,961.45 4110/10 22412.01 22,012.04 9/6/10 24449.61 24,915.61 10/13/10 2042491 20,527.91 zijaho 23.13455 21,136.55 12/1/10 23734.17 25,234.17 1/10/11 2442391 24,613.91 1/31/11 Note I 25,703.17 25,79317 2/1 /11 26,964.92 26,944.92 6/6771 26,313.00 26,313» 4/011 21.11215 21,112.25 5/9/11 21.55716 2455496 1/9/11 1647474 1447474 7/8/11 16,690.35 14690.15 5771 15.59649 15,396.19 9/5/11 1441042 1441022 10/12/11 15419.76 15.419.76 11/1/Z1 17,377.32 17,37432 12/1/11 17432.49 17432.49 1/9/32 »Ann 1401973 2/1/12 11,611.54 1/41156 3/9/12 19.767.40 19,767.40 49/12 17422.23 14622.73 31772 16400.79 16400.79 5772 17,401.50 17,40130 7/9/12 16,165.50 16,165.50 5772 16402.96 16402.96 9/11/12 14472.40 14472.40 10/52 15445.11 15.445.41 13/ó/u 1503604 1503401 12/10/12 14,204.21 14,20141 1/ 9/13 14,594.00 14.591.00 2/5/13 13»423 1341723 3/./13 13,251.21 13351.21 415/13 12,213.45 12.223.65 51.113 12,436» 1243406 1110113 11,33652 11.31632 7/6/13 12,31345 12.313.51 Tad 3,943439.17 3.113,595.17 630144.00 FTC Insetted 510.500.060 in floor swarm Asset I ~unties on 11/2906 Olstributions are basal en inatunni assets NOTE (rweserk 2 monOts pee Cierethy Orloblryi NOTE S. (4041 adjustment In partnership)  7/3 Opes FE OTC Op0o. Pationa NO. OP GLL ET? GLL Re Option USD Current Premlum MARK USD NET SHARES tafle eeeratem I Kars Date GLL PWCall US Spot rype Rate VALVE Stake USD (Pallirec $ YALUt Pft 1,900 19 I 41/«.-14 GLL Pur s 90.0000 MT 9 172,900.00 91.00 91.0000 $ 10.50 319,893 $ 10.50 5 19.950 547) 100 1 I 18.1m-14 GEL PUT S 893030 PUT 9 9000G) 90.00 91.0000 9 10.00 $997 $ 10.00 $ 1.000 65 USEFAUD Ret. Option RIO KO Ganeel Ptleo % Fremlom Marked to USDSALM NET Namal LSD National AUD Emirs Date U9)PuttCall US Spot TYP. Dinger Der Strikt P0 USD eadrin % PA, 9,404000 (10,000,000) 24-1m-14 USDPUT S 0.9193 FtKUKO 0.9600 62800 034 0.8980 1.0250% 596,350 0.520% 9 48.880 317,470 USD.NZD Ret Option RKI KO Gurrest Prip % Prendum Marked to USD NET National USD National NZD Emirs Date USD Put/Call US 5P01 »Po hlgptr 7178.1rt Stilke 5Pot USD (tildyret Market VALIDE PIL 0200000 (10,000000) 23-Jan-I4 LEDPUT S 02000 ruargo 0.114$0 0.76110 0.8:2 0.7983 1.00% 592,000 108% 9 88.560 !SOG, (4,000000) 5,000000 25-0a13 USD CALL S 0.8103 KO 0.8440 0.80 0.7985 1.905% 572,200 2400% $ 104,030 tS131, X0.1 3900010 (5,000,000) 16•Am•13 USD Ca I. 0.7947 078 I 0.7985 1 0.785% (530,615) 0.67% $ (24130) 13043) Omen) Per: USD • CAD Rat Option RIC3 KO Omina Prim % Preinkm. Marked to USD NET National USD Notional CAD Expiry Date USD Put/Call US Spot et» Dips Mein Strikt SPot um Orten Muhet YALLE WL 10000,000 (1ß2O0,000) 2A-lan-14 USDPut 5 1.0300 RIZUKO 1.00511 L0550 LO2 1.0270 0.91% 991,003 1.11% S 114000 I%20.0001 Cutrabe Pair: LED-JPY Rat Option AKI KO Nottmal USD Notlund JPY Kapirs Date UM)Put/Call US Spot Corrent Pein % Preaum Marked to WO bin en TOMer IHM« Stilke SP01 USD (Nidyne Market ULM WL 5,000,000 (473,0011000) 294wel4 USD Put s 9201100 RKUKO MAO MAO 9500 972600 1.425% 571,250 135% 5 77,500 ($6.250) TOTAL CAPITAL einst,» ss.000mee _ Total NET USD Short Option National $30600,000 lbtel USD Forward National SO 2013 Realhed Gala / (Lots) SO Marked to Market Unrealind Gab. / (Lom) (21,685011) 2013 Total Cash In /(Out) 9 403.075.00 2013 Net ameaut 309711,333 2013 Performance ' ß1l,015) EFTA01119166  Global Investment Opportunities Group J. Morgan loecuittles LIC. 11 Obsaralltatateesakeeteevaaarasel•la Account Position and WWI Summary (Open Positions) Proparycl for H.arc lrut.lt as of July 21. 200 • Fa • COVIIITlid Ply retell. U9C 119N .60M5 12,7418 S.SOSS WAU1.60 USOLAR tss GINS, fAl..40 1 1201 I 004 97 710 12766 V50041 11211 If5DCACI ISM U5071tY 1 914 5 4957 suucturve. kolas • Manual 000. slat 1PRb.O.A Investment Bent as of P-0'00 45.1 0140 Intorno • lab Pr v. Illoomb Tolled Int Trade Dare Maturny face A rnuttni SAP Pat pup Next Call Date Coupon Prettipal Cost Mantel Value Barley Mite Current Profs. 1/171A A«ored tsmarti 01.410.4016 1,202.000 Pta004y EMMY COM IS. WA 7 375% tit 36040, 1.166 40 S 9k 11 t In 5111 /I 1119895 2-0•1-12 1SMay.2018 MOM IPaYrWit Inc CCC. '150015 10250% 11645.00.1) 1400.620 Ittl. MA 191 CO 150 12 15,,c4) 241141 01-lon-2011 1.003.000 Kindred Neanlare Ina (/1/1014 8250% t1910210, 11.051250 IttA 511 199 41 1105 6) 5125.521 10.1401 Perpetual 3.000.090 /prrenpan Chase I CO SIB 4A<V2015 1500% ;SI ttt.950) 13.331,100 1577 325 till 27 101 05 15.20.4175 10.Mat11 Perpetual 3.001“00 Bank Of Aaron° Corp ISe snsoolo 125% 113,487.0-0) 13.373,020 554`,144 41099 4112 50 1527.734 'Sort end Asset Decked • Manual Ma eta Invesintunt Itottit Entry Pore Current Pr Its fir-de Oat. Maturity Or apnal FAO. SAP Raring NeviCallDm. Coupon Pt.m.palCott (SI Market Value 14.1 fa 1M 151 (legal) itota to 10.Mar 2 25-14.0-20/7 1. .000 Our 2007-All) n'XU1 4 989% 1 725 971 42) 1W.766 519s 10/ B 50 78 21 32.495 10.1Asyt11 2035 1,501001 4r 7005-51 81 B• 74112022 5.760% 31.113.134 16) 11.013411 1- 4 147 97 44 11 91 15145,x9) longer sad Asset linked HUM 111.931.9001 51.543456 5307.170 (5157.11541 liatand Funds and Morse Market Entry NAV Guam! NAV Trade Dale Symbol Units Company Cusiven4y Inilwl Com 15, Market Value IS) teaued MI Plateaued ftocall row (lora Avg ',NSA 201.VA 41 Nanorgan float Rate irp•Sa. knO —046 7)4.,, 12.0 Of SI 10 '00100 to TO 12.0 .) Avg OHYFX 122,013.51 Jpnagen Hot Yield-lel U50 l2.465.221.30: /2.614.071 Ontlle 8 2768 IV 531.150 EFTA01119167  _ajobal. uyest mentlIpport undiaGrOgr? GIP Account Position and MTM Summary (2013 Closed Positions) O. Morgan suurtou Ut. tra0e Dr48 Mattayty Face Anyunt tang Dw0.pt•en tattiest two lain (5) Male* Value Otto, One entry Pill* I.) <tenni) PDC& (52 let Rocetreel .11 10-lue513 3.4020.000 (eat 10 enl C20 114 750 110000 S 11) • • end Asset leaked had. D...n 115itut I ry Or 9.45919nye Dau. 57.8 0.33.no 1.1e•t CYl 0n. Intel int Entry Dote Clomp Price Couren 10.5.pel Cott 153 Meas. VI"' <12..net Dot. et I S) Aca..d 101 (1•02,3) (Local Y 2S 10n 2014 t.591•1100 u2004 Art 6,..5 D. 011 syy,“ e`51, 09 Din • 5050 DI It tit i 509 1 25A09-12 110222035 6,100.000 Wttntn 1005111 54521016 SOPA% (it 11/.508) 0.70. I In in 30 Are 11 2140 32 50 5102.214 MONS Pun. MA lightelltat AVO YolOSOI vSD Si WO KO D,M• 2r 199 11 641 co :In )064"...o.• • Ca EFTA01119168  Global Investment Opportunities Group GÍO Account Position and MTM Summary (Open Positions) Preparael to. Soulhern Teun n ot luly 31. 1013 P. Morgan statwp 11G ~Vet Ix • C tamedler InOM1N , 11414 Ir.4.1..50 '124 19 411140 15104 USOArtS