EFTA00093702.pdf

From: Chris DiIon° <MIMI > To: EFTA00093702  • Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Date: Wed, 08 Sep 2021 12:37:16 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf; IMDS2012shareincrease.pdf; IMDS20I3authshareinc.pdf; IMDS2014offering.pdf; IMDSShareincrease2017.pdf; IMDSshareincJune282018.pdf; IMDSdecauthorizedJuly122018.pdf SONY, NY Supreme Court, NJ Judges et al, As I have repeatedly told the corrupt SEC: The Obligation Warehouse is ILLEGAL according to the 1934 Securities ACT. Further evidence that Hester Peirce and other Commissioners are UNFIT to serve in their positions. The '34 Act MANDATES "prompt and accurate settlement of securities transactions". The SEC/DTCC created the OW so that CRIMINALS NITE/CDEL et al can circumvent close out REQUIREMENTS of Rule 204. Illegal naked shorting OTCM and other shells to facilitate money laundering is and always has been the core business at NITE. The OW is deemed Ex clearing. Please see my TCR related to DTCC Chills and Locks which somehow ALSO disappeared not long after I filed my NITE TCR. ALSO ex clearing. The SEC intentiionally misleads the public there is no naked shorting as their fails data are DTCC cleared ONLY. The DTCC makes the distinction that somehow the OW is "broker to broker" when in fact ALL trades are broker to broker. My pleading to the SEC NOT to allow NITE/CDEL/UBSS et al their own exchange: MEMX: "MEMX will be Obligation Warehouse 2.0". ON STEROIDS. Of course, I was IRREFUTABLY accurate AGAIN. I was also IRREFUTABLY accurate that the UBSS cross border business is very much up and running TODAY along with ALL of the information in my related TCR's. The UBS AML complaint IS MY INFORMATION. Once again, the SEC OWB criminally and corruptly denied my award Application. The MEMX criminals KNOWINGLY and BLATANTLY lied in their application to be exempt from 10b-10 confirmation requirements. NO OTHER like exchanges have applied for such exemptions from these SECURITIES LAW requirements. "We can't locate the entities executing on our anonymous exchange": LIE. I know for a fact that similar exchanges have absolutely NO PROBLEM getting confirms to executing brokers who then send confirms to the underlying customer. MEMX was created by criminals/for criminals to continue their illegal activity on a truly massive scale. If you STILL had ANY lingering doubt as to the veracity of my allegations: The SEC is a grossly corrupt, criminal organization actively facilitating MULTIPLE,MASSIVE, ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME, please consider this latest irrefutable evidence detailed below: The MEMX criminals requested their exemption to lob-n REQUIREMENTS on September 18, 2020. The grossly corrupt SEC granted the exemption on THE VERY SAME DAY: September 18, 2020. Pre meditated FRAUD. HOW is MEMX still in business? HOW is NITE still in business? WHY do we have an OBLIGATION Warehouse and STILL no CAT? WHY did the SEC outsource the ENTIRE OTCM to the BD SRO FINRA? Including: short interest reporting, issuer corporate actions: reverse splits, and compliance with the BSA? To name a few. Mr Polite: DO YOUR FUCKING JOB and start arresting these criminals. Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00093703 From: Chris Dilorio I Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix EFTA00093704 How many fraud/failed "acquisitions" has Reichman/GTII done over the last 7 years? Just a few recently: Gold Transactions International: Utah trading gold in Dubai???7? GLOBAL TECH INDUSTRIES GROUP INC. AND GOLD TRANSACTIONS (globenewswire.com) GLOBAL TECH INDUSTRIES GROUP INC., AND GOLD TRANSACTIONS New York, New York, March 02, 2021 (GLOBE NEWSWIRE) -- (GTII: OTCQB) Global Tech Industries Group, Inc. ("GTII" or "The Company"), www.gtii-us.com a Nevada Corporation, focused on www.globenewswire.com https://www.sec.gov/Archives/edgar/data/356590/000149315221005074/form8-k.htm Of course, you can't have "gold trading in Dubai" without a family Eye practice in the Bronx https://www.sec.gov/Archives/edgar/data/356S90/000149315221006672/ex10-1.htm AND My Retina Doca LLc https://www.sec.gov/Archives/edgar/data/356590/000149315221010919/form8-k.htm Which are ALL complimentary to Art/ NFT's https://www.sec.gov/Archives/edgar/data/356590/000149315221008643/form8-k.htm Where these newly acquired "businesses" are selling stock in the 24 million recently approved by the SEC S1 But, WHO actually controls GTII? According to the Nevada SoS: Mr J Michael King SilverFlume Nevada's Business Portal to start/manage your business (nv.gov) J Mike owns the stock promotional site Princeton Research Inc About - Where To Invest Now (princetonresearch.com) EFTA00093705  About - Where To Invest Now - Best Stocks to Invest in Now PRINCETON RESEARCH, INC. of NEVADA publishes the Market Strategies Newsletter to provide investors access to our proven Balanced Investing stocks, ETFs and options trading techniques, which provide portfolio protection while generating high return investing in up or down markets.. Our Market Strategies Newsletter VIP Subscriber Membership service has recently been enhanced by adding a $10,000 ... www.princetonresearch.com J Mike King has an interesting history with the CFTC individual 269924.pdf (finra.org) 17 years the grossly corrupt SEC has kept GTII up and running as a "no revenue conglomerate". Guess who Reichman assigned a $75k note to in November 2020: prolific Bag Man Curt Kramer. Now operating in broad daylight as Geneva Roth Remark Holdings https://www.sec.gov/Archives/edgar/data/356590/000149315220022657/forrn8-k.htm Kramer also kept up and running by the grossly corrupt SEC. Again: is GTII a money laundering shell? IRREFUTABLY YES Which is WHY the grossly corrupt SEC approved the August 2021 GTII Si. In furtherance of the conspiracy Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Monday, August 30, 2021 5:28 AM EFTA00093706 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY,NY Supreme Court, NJ Judges Do you STILL actually believe the SEC is interested in protecting the investing public? As of 8/27/2021, the grossly corrupt SEC approved yet ANOTHER Reichman fraud offering in GTII. ANOTHER "thorough and in depth SEC investigation" let the P&D/Money laundering commence EDGAR Search Results (sec.gov) And all you have to do is look to see who is making a market in this money laundering shell. No, Mr Gensler, Grewal, Ms Pasquinelli, SEC Commissioners et al: It is NOT the "penny stock trading fairies" facilitating this massive fraud while profiting off the misery of others. Just NITE,CDEL et al GTII: SEC NY jurisdiction SDNY jurisdiction Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00093707 From: Chris Dilorio ‹ > Sent: Sunday, August 29, 2021 10:17 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY,NY Supreme Court, NJ Judges When I say: EFTA00093708 The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating MULTIPLE,MASSIVE,ONGOING frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME I am not making a flippant statement. I am making an IRREFUTABLY ACCURATE statement. Let's put ANY lingering doubt to rest. Per my correspondence with the SEC: the RECORD "MEMX: Obligation 2.0 Just between us criminals" Let's look at the SEC actions in unleashing this massive, illegal activity on the public it is mandated to protect. In September, 2020 as MEMX was going live with the blessing of the SEC, MEMX wrote to the SEC to get an exemption from compliance with the Securities Laws of our country. MEMX No-Action Letter (sec.gov) General Counsel MEMX LLC 111 Town Square Place, Suite 520 September 18, 2020 Anders Franzon General Counsel MEMX LLC 111 Town Square Place, Suite 520 Jersey City, NJ 07310 Dear Mr. Franzon: In your letter dated September 18, 2020,1 you request assurance that the Staff will not recommend enforcement action to the Commission under paragraph (a) of Rule 10b- www.sec.gov AND Order Granting Application of MEMX LLC for a Limited Exemption from Exchange Act Rule 10b-10(a)(2)(i) (A) pursuant to Rule 10b-10(f) (sec.gov) SECURITIES AND EXCHANGE COMMISSION Release No. 34-89926 September 18, 2020 - SEC.gov I HOME 211. Background. 4. a. The Exchange . MEMX is registered as a national securities exchange under Section 6 of the Exchange Act. 5 The Members of the Exchange consist of those broker-dealers admitted to Membership and entitled to enter orders in, and receive executions through, the www.sec.gov Specifically, the criminal entity MEMX which was created so criminals NITE, CDEL et al could carry on their illegal activity asked the SEC for and was granted an exemption to Rule 10b10 of the 1934 US Securities Act (SEC Commissioners should it aquaint themselves with both the 33 and 34 Acts). 10b10 relates to written/paper confirms to clients after a trade has been executed. This ALSO creates a paper trail. Let me give give your Honors a bit of context before we analyze these exemptions granted by the SEC. The STATED business models of NITE and CDEL: PFOF/Intemalization/Wholesaling The purchase of customer orders so as to trade against/ahead all day long while claiming to provide "best execution" The STATED business model of MEMX: ANNONYMOUS, AGENCY executions where there are ZERO commissions. A blatant, egregious LIE. COMPLETELY at the opposite end of the spectrum from the stated business models of both NITE and CDEL. See, unlike the corrupt SEC lawyers, I HAVE actually worked at an agency only executing BD. I can tell you, it was profitable. The ONLY thing that makes an all agency business profitable is if commissions are NOT zero. EFTA00093709 Yet, somehow MEMX: NITE,CDEL et al convinced the SEC that it would be executing anonymous, agency only trades for ZERO commissions. How STUPID can you be and still breathe? Of course, the criminals at MEMX "tripple dog promised" the SEC that there would be no proprietary PRINCIPAL transactions exempted. WOW! This is WHY MEMX was created. For proprietary/PRINCIPAL transactions. MEMX "argument": Because ALL trades are anonymous/as agent, clearing and settlement would ALSO be anonymous. AND therefore MEMX would NOT be able to ascertain the identities/addresses of the customers they execute trades for. SO, they can't send any confirms. MORE blatant and egregious LIES. ALL trades are executed BROKER TO BROKER. There is no Judge Swain buys from Judge Nathan ANYWHERE in the execution description. It's NITE sells to Morgan Stanley. Or CDEL sells to Schwab. Then the clearing/settlement process starts. Back offices communicate: do you know this trade: CONFIRMATION. Then settlement: this is where the individual accounts if any are credited/debited. Then WRITTEN confirms go out. A paper trail. It defies the most basic understanding of this process to say: "We can't locate/don't know who is executing trades on MEMX for us to send confirms out". The SEC went along WILLINGLY. In fact, these confirms do NOT need to be mailed. ALL the NITE/CDEL respective back offices have to do is WALK them across the trading floor and HAND them to the executing MM! Let me repeat: "MEMX: OW 2.0 JUST BETWEEN US CRIMINALS" Created and approved by the SEC so that massive criminal activity detailed by me in multiple TCR's can not only continue. BUT can absolutely SKYROCKET to a level in IQ 2021 that NO ONE even thought possible. Summary: MEMX: "anonymous, AGENCY only execution with ZERO commissions created by criminals NITE/CDEL whose STATED business model is PFOF/INTERNALIZATION/WHOLESALING. AND the SEC believed that SHIT over the multiple pleadings of the whistleblower who saw it coming: ME. From the SEC letter granting MASSIVE exemptions of Rule 10b10: written confirms/paper trails to the egregious illegal activity by KNOWN criminals: "Conclusion" "Based on the facts and representations contained in the Application, we find that it is appropriate AND IN THE PUBLIC INTEREST and consistent with the PROTECTION OF INVESTORS to grant the Exchange (MEMX), on behalf of its Members (NITE,CDEL et al) a LIMITED exemption from the Contra Party Identity Requirement in Rule 10b-10(a)(2)(i)(A)" "Sincerely, J Matthew DeLesDernier Grossly Corrupt SEC" Mr Gensler: did the SEC grant ANY OTHER 10b10 Reporting Exemptions to ANY other "Agency only order matching" EXCHANGES? MEMX seems to be the only ONE with the inability to comply with 10b10. SEC Commissioners: were there any dissenting opinions to this exemption for MEMX ONLY? I can't seem to find any. In furtherance of the conspiracy Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00093710 From: Chris Dilorio •ta Sent: Tuesday, August 24, 2021 5:26 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al In furtherance of the conspiracy EFTA00093711 The SEC is a grossly corrupt, criminal organization actively facilitating multiple, massive frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who REPEATEDLY catches (present tense) them: ME My claims are IRREFUTABLE. In the Fall of 2020 I urdged the SEC not to approve the Criminal Exchange MEMX As you are aware I referred to MEMX as " Obligation Warehouse 2.0: Just between us criminals" The result of the SEC approving the criminal Enterprise: NITE,CDEL,UBSS et al MEMX: OTCM money laundering shell volumes exploded to 1 trillion shares+ in December 2020. Then hit yet ANOTHER astronomical milestone in 10 2021 with more than 4 + TRILLION shares traded Market Statistics - Equity Trading Data Monthly (finra.org) As the record clearly shows: ALL detailed by me. Per my 2013 NITE/UBSS TCR attached (repeatedly). The core business at NITE (and now CDEL) is and always has been: Illegal naked shorting OTCM and other money laundering shells like GTII,IMDS,CGFIA, and countless others which are kept up and running by the SEC for this very purpose: to facilitate money laundering. This is WHY Cifu stopped reporting market making scats monthly. This is why Cifu doesn't affirmatively acknowledge the undeniable core business and profitability of NITE being tied to OTCM Pink sheet shells. This is why there are no mention of these share volumes in SEC filings or investor presentations OR SELL side research models. Admitting this is your core business would then trigger another question: HOW does NITE (CDEL) generate trading profits in OTCM Pink sheet shells? So, Cifu intentionally misleads the public as to the true nature of the NITE business model. AND, the SEC lets him. Not by coincidence: NITE/VIRT achieved record profitability in 10 2021 Inline XBRL Viewer (sec.gov) Inline XBRL Viewer - SEC The Inline XBRL viewer allows a user to quickly and easily review details of the tagged information in an Inline document by automatically placing a top and bottom highlight border around each tagged numeric fact and left and right border for each block tagged fact. This was vs a very difficult comp: 1Q2020: COVID volatility In order to show eps growth vs a very difficult comp in 10 2020, where NYSE/NASDAQ volumes had a massive spike, Cifu had to come up with a different "mix" of business as NYSE/NASDAQ volumes normalized. The solution: OTCM OTCM volumes were down %50 in 2Q2021 vs 1Q2021 but still elevated vs early 2020 levels AND NYSE/NASDAQ volumes remain normalized. What was the result? An eps miss in 2Q2021 Inline XBRL Viewer (sec.gov) EFTA00093712 On the 1Q2021 earnings call in May 2021, Cifu got very defensive when pressed by Sell side analysts on his "lack of transparency". As I have detailed, Cifu also blatantly lied about NITE OTCM share volume NITE traded in 1Q2021. The level of activity claimed by Cifu in 1Q2021 did not match the profitability of a similar share volume quarte. In fact, the level of trading revenue in 1Q2021 was multiples of the revenue generated by stand alone KCG/Knight doing "similar or less" volume. The quarter I refer to: 1Q2014. My "March 2014 letter to McKessy". Where ANOTHER massive ibcrease in OTCM share volumes occurred. AND where an immediate investigation SHOULD have been triggered. It did not. In fact, with my 2014 letter in hand, the SEC allowed those 2014 trade stats in SEC filings to be expunged. Now, we have 2Q2021 OTCM volumes down %50 vs 1Q2021 But still elevated. The SEC saw my information. The SEC USED my information. AGAIN. Not to bring an action against NITE/CDEL. But, to AGAIN obstruct an investigation of EGREGIOUS and well known to the SEC ILLEGAL activity which took place in 10021. AGAIN: screwing the whistleblower who REPEATEDLY catches them: ME. Did the SEC tell Cifu/NITE and CDEL to "cool it" in phone conversations with the SEC? WHY were 2Q2021 OTCM volumes down %50 vs 1Q2021? Shouldn't the astronomical spike and collapse in OTCM share volumes in 1H 2021 trigger immediate investigations/actions? NOPE Cifu got the call. Griffin likely also Criminal SEC protecting criminals NITE/CDEL AGAIN. Let's put it in terms Mr Gensler claims to motivate him "every day he wakes up at the SEC" NITE/CDEL illegal Core business facilitates illegal activity on a massive scale. This is why the OTCM exists. These are not "penny stock trading fairies". These are FOR PROFIT INSTITUTIONS. Per my attached TCR: pulling a market in a known fraud is simple. But it is NOT profitable. So, criminal firms like NITE/CDEL profit off the misery of the public the SEC is mandated to protect IN WELL KNOWN FRAUDS. Pulling a market in a well known fraud and blow the whistle instead of generating massive trading profits? WHO WOULD DO SUCH A THING? Maybe "penny stock trading fairies" would. But NITE/CDEL are NOT "penny stock trading fairies" Cheers! Christopher J Dilorio Whistleblower Ext raordina ire From: Chris Dilorio c > Sent: Monday, August 23, 20218:42 AM EFTA00093713 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix David Reichman: prolific Bag Man does NOT disapoint. The latest scam under the nose of the SEC NY: "Binding" LOI to merge with an entity called We Supergreen" GLOBAL TECH INDUSTRIES GROUP, INC. AND WE SUPERGREEN SIGN (globenewswire.com) GLOBAL TECH INDUSTRIES GROUP INC. AND WE SUPERGREEN SIGN New York, NY, July 30, 2021 (GLOBE NEWSWIRE) -- Global Tech Industries Group, Inc. (OTCQB: GTII) ("GTII" or the "Company"), www.gtii-us.com a Nevada corporation, announced today it has www.globenewswire.com EFTA00093714 This entity supposedly has a bond in place to the tune of $350,000,000: THREE HUNDRED AND FIFTY MILLION DOLLARS to fund a project where Supergreen will provide power to the tune of $3 MILLION DOLLARS per megawatt WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN (apnews.com) WE SUPERGREEN ANNOUNCES AGREEMENT TO SUPPLY THE TRENTO MINE PROJECT WITH ITS PATENTED CLEAN ... Costa Mesa, CA, Aug. 03, 2021 (GLOBE NEWSWIRE) -- We Supergreen Energy Corp, ("WSGE") a private company organized under the laws of the state of Nevada, with its principal offices located in Costa Mesa, CA announced today that it has agreed to supply The Inversiones Trento Spa, ("The Trento Project"), which is apnews.com Residential cost/Megawatt in the US is :$150 on average Electric Power Monthly - U.S. Energy Information Administration (EIA) Electric Power Monthly - U.S. Energy Information Administration (EIA) Table 5.6.A. Average Price of Electricity to Ultimate Customers by End-Use Sector, by State, May 2021 and 2020 (Cents per Kilowatthour) vo.vw.eia (joy IF these numbers were even close to being true, then WHY the hell would they need Reichman and his OTCM Pink Sheet money laundering shell GTII? The We Supergreen CEO is a guy named Calvin Cao Our Team — WE SUPERGREEN Our Team — WE SUPERGREEN For more than 30-years, Mr. Mitchell served in multiple senior leadership capacities leading high- technology medical device companies. In 2008, he was the President and Chief Executive Officer for Nellix Inc. in Palo Alto California, a privately held medical device company specializing in the endovascular treatment of Abdominal Aortic Aneurysms. wesupergreen.com The SEC revoked another Cao money laundering shell Stem Cell Therapy EDGAR Search Results (sec.gov) Cao was CEO of Stem Cell Therapy until 2008 EFTA00093715 https://www.sec.gov/Archives/edgar/data/1360479/000136086508000043/sciilOksbmarch312008.txt In 2009/2010, Stem Cell Therapy did a "financing" with Prolific Bag Man Terren Peizer: Socius Form S-1 (sec.gov) Rule 424b3 Filing (sec.gov) The SEC revoked the Stem Cell Therapy registration AFTER this massive fraud was committed in 2012. The SEC is owned by criminals. Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Sunday, August 22, 2021 2:11PM EFTA00093716 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Mr Gensler, How are you liking Twitter? Yesterday I tagged you on an exchange I had with a no doubt well compensated pumper in ANOTHER OTCM Pink massive fraud on the public kept up and running for more than 2 decades The latest iterration: Global Tech Industries Group Fully SEC reporting of course EDGAR Search Results (sec.gov) Fka GoHealth MD, Nugget Exploration, Tree Top Industries. With fraud "acquired" entities like Net Thruster,MLN Inc, BioEnergy Applied Technologies, Eye Care Centers International, Nano Pharmaceuticals, American Resource Technologies, etc etc etc Beginning around 2004, This money laundering shell has been controlled by David Reichman. With various NY addresses Including: Kushner owned 666 5th Ave https://www.sec.gov/Archives/edgar/data/356590/000117406404000121/docl.txt Let's fast forward 17 years to 2021 The SEC reviewed 10O for the period ending June 30, 2021 Inline XBRL Viewer (sec.gov) Filed on August 16, 2021 Offices: 511 6th Ave Mr Gensler, Mr Polite: I will personally write a check for $1000 to the first corrupt SEC/DoJ attorney who can tell me the LEGAL businesses of all these Reichman controlled entities over the last 17 years. There were ZERO ZILCH ZERO NADA revenue in 2004. There is ZERO ZILCH NADA revenue in 2021 The GTII pumper on Twitter I engaged and tagged you Mr Gensler claims there is a large CURRENT naked short position in GTII. I can say with 100% confidence that there is in fact a large naked short position in GTII. HOW? per my attached TCR and extensive correspondence: the record: illegal naked shorting is a tool used/compensation for the executing BD/MM's who facilitate this illegal activity. It goes hand and hand with no doubt well compensated PUMPING. Tools of the trade if you will. So, 17 years of Reichman massive printing/dumping worthless certs on the public the SEC is mandated to protect and what ELSE happens in August 2021? Yet ANOTHER SEC approved offering from an SEC approved Filing August 19, 2021 to be exact EFTA00093717 Inline XBRL Viewer (sec.gov) The selling shareholders of this 24 million share offering are most definitely an interesting bunch. Worthy of closer scrutiny for money laundering glaring red flags. IF of course you're into that shit. This Dave Reichman is a special kind of criminal though ANOTHER massive SEC facilitated fraud to run through the SDNY courts. This time Judge Peck was the winning contestant Global Tech Indus. Grp. Inc. v. Go Fun Grp. Holdings Ltd. 17 Civ. 3727 (AJP) I Casetext Search + Citator Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP) I Casetext Search + Citator Read Global Tech Indus. Grp., Inc. v. Go Fun Grp. Holdings, Ltd., 17 Civ. 3727 (AJP), see flags on bad law, and search Casetext's comprehensive legal database Here, Reichman spells it all out for the SONY Court. YES! He controls a FULLY SEC REPORTING, publicly traded shell on the OTCM Pinks AND he was willing to sell it to the highest bidder. So, Reichman got on a plane to Hong Kong and tried (maybe those Chinese sellers in the August 2021 offering were contacts he made on his trip?) to sell it to Chinese Nationals. HOW would Reichman KNOW there exists such a market? This COULD be the mother lode for actual law enforcement. So, Reichman started this massive fraud on the public in 2004 and it continues in August 2021. ALL during the Tenure of Mr Wadhwa in SEC NY. No revenue in 2004. No revenue in 2021. Just a massive dumping of worthless certs on the puplic by willing/executing BD/MM. NOT the penny stock trading fairies Mr Wadhwa Today, the lates iterration of this massive Reichman fraud boasts a market cap of $500 million. That's FIVE HUNDRED MILLION DOLLARS. No revenue. AND $35k in the bank. Well done Mr Wadhwa et al! You were most definitely the right pick for Assistant "Enforcement" Director at the grossly corrupt SEC! Mr Gensler, give me a follow on Twitter: You will NOT be disapointed! Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Tuesday, August 17, 2021 5:54 AM EFTA00093718 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix No doubt Mr Hoecker ANOTHER in depth and thorough "investigation" by your office coming. Say it with me: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, ongoing, massive frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME: Christopher J Dilorio Whistleblower Extraordinaire! Cheers! Chris From: Chris Dilorio < Sent: Monday, August 16, 2021 8:55 PM EFTA00093719 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY,NY Supreme Court, NJ Judges et al IRREFUTABLE proof of SEC criminal Obstruction and corruption IMDS Florida SoS page ALL of the links have been expunged Detail by Entity Name (sunbiz.org) Good thing I have electronic versions: see attached 2012 share increase from 4,000,000,000 to 10,000,000,000 2013 share increase from 10,000,000,000 to 20,000,000,000 2014 Series M with Viable 2017 share increase from 20,000,000,000 to 30,000,000,000 June 2018 share increase 30,000,000,000 to 40,000,000,000 weeks later: July 2018 reverse split to 502,000,000 Mr Bustilloe et al at the grossly corrupt SEC: FUCK YOU! You corrupt pieces of SHIT! Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio > Sent: Monday, August 2, 2021 8:41 AM EFTA00093720 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix Irrefutable proof of SEC facilitated fraud. My 2013 Knight/UBS TCR filed with Berger Montague in March 2013. Highlighted trading activity in Imaging Diagnostic Systems: IMDS. Despite glaring AML Red Flags involving entities subsequently cited by the SEC as Securities law violators, NITE and UBSS traded billions of shares. The SEC: Boston Director Levenson et al brought a complaint against IMDS, CEO Linda Grable, and CFO Alan Schwartz for among other things: making false and misleading statements. The complaint also calls IMDS a fraud. In an effort to cover up this massive illegal activity by NITE and UBSS, the SEC chose to cover up instead. The SEC was in the process of revoking the IMDS registration when it allowed barred Linda Grable and Alan Schwartz along with Grable II to execute a SPA with a Chinese National entity called Viable International. The 2014 13D filed by Viable shows them owning 37 BILLION shares of IMDS when the SEC was in the process of revoking the registration and with the stock at .0001. Yet, the SPA with Viable was for a Series M preferred and the 6 tranch conversion was nowhere near 37 billion shares. In fact, Viable filed an "amended" 13d in March 2019 showing owning 87.1 million shares. Adjusted for reverse splits this amt approimates the Series M conversion formula in the SPA and filed with the Florida SoS. The 37 BILLION shares were used to close out open naked short fails. The SEC/Levenson orchestrated ANOTHER "glitch" to AGAIN bail out the criminal entity NITE. The ink wasn't even dry on the August 2012 "glitch". In facilitating this corrupt and criminal scheme the SEC allowed NITE/UBSS and others to close out a massive naked short position at a profit rather than forcing NITE/UBSS to cover/buy in the open market as is required under Rule 204 and incur massive losses. Proving AGAIN that the SEC bailed out a KNOWN criminal entity: NITE in August 2012. Simple fact of the matter: According to the Florida SoS page Detail by Entity Name (sunbiz.org) IMDS did not have 37 billion or more shares authorized under its articles of Incorporation In 2012, IMDS increased authorized to 10 billion from 4 billion shares ConvertTiffToPDF (sunbiz.org) in 2013, IMDS increased authorized shares from 10 billion to 20 billion ConvertTiffToPDF (sunbiz.org) Per my e mail below, EFTA00093721 IMDS didn't increase share authorization to the 40 billion required to account for the 37 billion share Viable "owned" until 2018. Yet the 13D and the SPA were done in 2014. The 37 billion shares were not authorized in 2014. The crux of illegal naked shorting. My information. This is EXACTLY what Congress intended when it enacted the Whistleblower statutes of Dodd Frank. Egregious illegal activity brought to the attention of the SEC by a whistleblower: ME. My information should have resulted in a very big award. Rather, Levenson/the SEC screwed me by covering up this massive fraud on the investing public. What has been the result of this criminal and corrupt scheme? The SEC OWB has denied my rightful award applications TWICE since. AND, the SEC gave these same criminals and others their own exchange in 2020: MEMX despite my pleading with the SEC not to allow it. The result: in 1Q2021 OTCM share volumes in hundreds of money laundering shells like IMDS hit 4+ TRILLION. Absolutely STAGGERING. The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, ongoing, MASSIVE frauds on the public it is mandated to protect to the benefit of criminals who own them while screwing the whistleblower who caught them: ME. Mr Levenson/the SEC Boston has jurisdiction over AQR: Greenwich. Mr Peavler et al in Ft Worth brought a complaint against the massive fraud Nikola/Trevor Milton just last week for False and misleading statements. NKLA SPAC sponsors: VectolQ: AQR and Steve Girsky: Brookfield. ANOTHER fraud on the SDNY Courts Cheers! Chris From: Chris Dilorio e > Sent: Saturday, July 31, 2021 1:02 PM EFTA00093722 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges, NY AG/DFS et al, The interconnectedness of my claims on display AGAIN. I don't "hop" from 1 TCR to another by accident. Levenson: IMDS. Levenson:AQR Obstruction in both cases. So, Back to my Knight Capital/UBS et al TCR. IMDS: NITE/UBSS trading activity. Fraud SEC denials of awards. 2014: 2 years after the so called August 1 2012 "trading glitch" The IMDS "glitch". The naked short trading activity in IMDS by NITE and UBSS was massive. See my Knight/UBS TCR I caught them. Here's still MORE irrefutable proof of the veracity of my claims: SEC allowed 2 barred individuals: Schwartz/Linda Grable to execute the SPA with the Chinese National entity Viable which created 37 billion shares at .0001. Viable agreed to purchase these 37 billion shares knowing full well the SEC/Levenson were in the process of revoking the IMDS registration. Of course! Who wouldn't jump at the opportunity to own 37 billion shares of a revoked company? Grable II in SWORN affidavit says he alone executed the Viable SPA. LIE. The exhibit linked AGAIN below by me shows BARRED Schwartz/Linda Grable as representatives of IMDS along with Grable II. Again: the August 19 2014 Viable 13D showing ownership of the 37 billion shares EDGAR Filing Documents for 0001213900-14-006130 (sec.gov) EDGAR Filing Documents for 0001213900-14-006130 Viable International Investments, LLC (Filed by) CIK: 0001617230 (see all company filings) IRS No.: 464891086 I State of Incorp.:FL i Fiscal Year End: 1231 Type: SC 13DSC 13D omv.sec gov that was 2014: TWO THOUSAND FOURTEEN Just 1 problem: The IMDS articles of incorporation with the Florida SOS show the authorized increased in shares from 30 billion to 40 billion common and 2 million pref took place in June 2018 June 29, 2018 to be exact ConvertTiffToPDF (sunbiz.org) EFTA00093723 Here's the Grable II amended corp details with The Florida SOS filed in conjunction with the Viable SPA ConvertTiffToPDF (sunbiz.org) 600 shares of Series M conversion rate: 147,282,723.12 shares of common per 1 share of Series M Do the math: IMDS did not have these common shares authorized when the Viable SPA was executed. the 37 billion shares of common were not authorized. According to Florida SOS articled of incorporation On June 28,2018: TWO THOUSAND EIGHTEEN Authorized shares were increased from 30 billion to 40 billion common and 2 million pref ConvertTiffToPDF (sunbiz.org) Then came the SEC reviewed Dec 31 2018 10O filed by IMDS https://www.sec.gov/Archives/edgar/data/790652/000121390019002531/f10q1218 imagingdiagnos.htm Filed on February 14,2019 EDGAR Filing Documents for 0001213900-19-002531 (sec.gov) EDGAR Filing Documents for 0001213900-19-002531 IMAGING DIAGNOSTIC SYSTEMS INC /FL/ (Filer) CIK: 0000790652 (see all company filings) IRS No.: 222671269 I State of Incorp.:FL Fiscal Year End: 0630 Type: 10-Q Act: 34 I File No.: 000-26028 I Film No.: 19605508 SIC: 3845 Electromedical & Electrotherapeutic Apparatus Office of Life Sciences www.sec goy pg 15 "On July 12, 2018 the majority shareholder of the company Viable International Investments LLc delivered a written request to effect a 1:1000 reverse stock split in the form of a written consent of the majority shareholder of Imaging Diagnostics Systems Inc. The BoD of the corporation believed it to be in the best interest of the corporation and recommended that the stockholders approve a 1:1000 reverse stock split of the corporations issued and outstanding shares of common stock and a decrease in the amount of shares of common stock authorized to be issued from 40,000,000,000 shares to 500,000,000 shares" full stop. Please help me with this math as I'm not a corrupt SEC attorney. further: " After receiving stockholder approval by majority written consent the company filed amended and restated Articles of Incorporation with the Florida SoS on July 12 2018 to record this action. The reverse split became effective July 27, 2018" Here is the Florida SoS amended articles showing the decrease in Auth Shares to 500,000,000 common and 2 million pref ConvertTiffToPDF (sunbiz.org) NEVER was authorized increased to 50 Billion as the reverse math would suggest Further, IMDS filed amended Articles in 2017 increasing the authorized share count from 20,000,000,00 to 30,000,000,000 common and 2 mil pref EFTA00093724  ConvertTiffToPDF (sunbiz.org) Meaning: IMDS did not have the 37 billion shares authorized to sell to Viable in 2014. What was going on here? June 29, 2018: increase authorized from 30 billion to 40 billion 2 weeks later: July 12, 2018: 1:1000 reverse split from 40 billion to 500 million (math???) But here's the kicker/smoking gun: Amended 13D filed by Viable on May 3 2019 EDGAR Filing Documents for 0001213900-19-003579 (sec.gov) showing Viable owning 87,104,691 shares of common If you do the math based on the Series M conversion and adjust for 1:1000 that gets you to the 87+ million shares. AGAIN: The Viable SPA with barred Schwartz, Linda Grable and Grable II f8k062714ex10i imagingdiag.htm (sec.gov) f8k062714exl0Limagingdiag.htm - SEC WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to Purchaser, and Purchaser desires to purchase from the Company, securities of the Company as more fully described in this Agreement. VONVI. sec ov The SPA was in the form of the Series M pref with conversion schedule above AGAIN: that would translate post reverse to the 13Da: 87,104,691 shares So what happened to the 37 billion shares of common Barred Schwartz, Linda Grable and Grable II sold Viable in the 2014 SPA and did not have the authorized shares to do so and verified in the 2014 Viable 13D???? As I have irrefutably alleged: SEC cover up of illegal naked shorting on a truly massive scale. Per my TCR and extensive correspondence with the grossly corrupt SEC: The crux of illegal naked shorting: shares created but not authorized by the issuer and its shareholders. This was the case in IMDS: my Knight/UBS TCR. To the tune of 37 BILLION shares. Covered up by the SEC/Levenson et al rather than prosecuting NITE for this illegal activity and paying me a rightful award for bringing these egregious Securities law violations to the SEC attention: EXACTLY what the SEC Whistleblower statues were intended by Congress to do. Rather, the SEC/Levenson et al chose to criminally and corruptly cover up and screw the whistleblower who caught them: ME. THEN, the grossly corrupt SEC followed up with TWO official, corrupt: ILLEGAL award denials. IMDS is just 1 of NITE/UBS top traded OTCM money laundering shells. The level of this illegal activity in 10 2021 through MEMX by these KNOWN criminals is the direct result of this and other SEC corrupt criminal obstruction. Mr Levenson, what is the current itteration of Imaging Diagnostics trading symbol TODAY? There is none. ALL of this share increase/decrease post being revoked by the SEC has taken place in a NON trading BUT FULLY reporting SEC company. The latest SEC reviewed filing came in May 2021. EDGAR Search Results (sec.gov) In furtherance of the conspiracy EFTA00093725 Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio c > Sent: Friday, July 23, 2021 6:45 AM EFTA00093726 Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Court, NJ Judges et al still MORE examples of SEC criminal obstruction and corruption. Carefully designed "complaints" that tell only part of the story INTENTIONALLY guaranteeing the illegal activity continues. Also designed to cover up SEC corruption while screwing the whistleblower who caught them: ME. Recall: the above referenced Oppenheimer AML preliminary Denial of award by Norberg et al: "SEC Staff never saw Mr Dilorio's information" only AFTER using my information for 5 (FIVE) years. Not just impossible but criminal as well. More Dick Best, Ms Mehtaban: SEC New York bullshit Cemtrex/Govil et al complaint ripped to shreds by yours truly: $7 million in "mis appropriated funds yet just $670k disgorgement: Money laundering acknowledged. Of course: no mention of money laundering in the complaint. No mention of the Cemtrex PUBLIC announcement with SEC filings unsolicited "take over" of contract manufacturer Key Tronic in September 2017. AND, Key Tronic public announcement with SEC filings response. Where Key Tronic details Cemtrex as an out right fraud. Related party transactions with NY based Vicon Industries: buying a position already sold in another SEC reviewed offering. ALSO Money laundering Prolific Bag Man Fife and Bag Man Ayrton: MY INFORMATION "investing" in Cemtrex in 2019: They BOTH knew Cemtrex was a money laundering shell. As did the other sophisticated "investors" like Cerberus and several others I detailed below: money laundering Then there's this SEC filing for Cemtrex filed in August 2018: almost 1 year after the scathing Key Tronic public response: ANOTHER public offering https://www.sec.gov/Archives/edgar/data/1435064/000149315218012460/ex99-2.htm SEC Cemtrex Announces Pricing of Public Offering of Common Stock . Farmingdale, NY (August 22, 2018) — Cemtrex, Inc. (NASDAQ: CETX, CETXP, CETXW), a leading technology and manufacturing company, announced today the pricing of its previously announced underwritten public offering of 1,000,000 shares of common stock at a public offering price of $1.65 per share for total gross proceeds of $1,650,000. www.sec.gov This offering was the result of a shelf Cemtrex filed and the SEC approved on June 5 2017 EDGAR Filing Documents for 0001493152-17-006182 (sec.gov) This shelf like hundreds others I have detailed should have been pulled by the SEC given the Key Tronic public response to Cemtrex in September 2017. IF the SEC was actually interested in protecting the public as it is mandated to do. NOPE EFTA00093727 WHO underwrote the August 2018 Cemtrex public offering? Aegis SEC.gov I Broker-Dealer Admits It Failed to File SARs SEC.gov I Broker-Dealer Admits It Failed to File SARs Broker-Dealer Admits It Failed to File SARs. FOR IMMEDIATE RELEASE 2018-50 Washington D.C., March 28, 2018 — vemv.secco: In march 2018, Aegis ADMITTED to facilitating money laundering in publicly traded shells. 5 months later, they do an offering in Cemtrex. 1 year later, Fife, Ayrton, Cerberus et al do more "investing" in Cemtrex. How many AML red flags were ignored by Fife et al when they "invested" in Cemtrex? How many AML red flags did Best,Mehraban et al intentionally omit from their Cemtrex/Govil "complaint"? WHO executed the Aegis and other trades in Cemtrex,Vicon etc ? From the carefully constructed Best,Mehrban, SEC NY complaint the track record clearly points to Mehraban Paul Weiss mentor Dougie Large and Knight/KCG/VIRT: NITE. and NOT the "penny stock trading fairies". A page out of the BBH AML complaint as well as the UBS and Opco corrupt SEC playbook. Because as my irrefutable evidence: the record clearly shows: the core business at Knight/KCG/VIRT:NITE is and always has been: illegal naked shorting OTCM (and other) publicly traded shells to facilitate money laundering and tax evasion. As I have also detailed at great length in my correspondence with the SEC: NITE can NOT rely on third parties like Aegis as a substitution for its own compliance due diligence. What does NITE compliance do exactly except look the other way, also ignore glaring red flags, and NOT file ANY SAR's. SEC NY/Best/Mehrban have been corruptly obstructing investigations into my claims for years. These massive ongoing frauds are a direct result. The corrupt and criminal denials of my award claims with the OWB also play a key role in the SEC ACTIVELY facilitating this illegal activity. It is literally IMPOSSIBLE that the SEC investigators "never saw Mr Dilorio's information". For several reasons: The attached stated SEC procedures for handling whistleblower submissions. The stated testimony to Congress that the OWB is the primary point of contact between whistleblowers and the Commission. My extensive correspondence: THE RECORD. SEC IG Hoecker, I am STILL eagerly waiting for your office to interview me based on stated procedures you yourself wrote in conducting thorough investigations. The evidence is irrefutable: The SEC is a grossly corrupt, criminal organization ACTIVELY facilitating multiple, massive, ongoing frauds on the public it is mandated to protect to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. It has been 1 1/2 years since I filed an appeal for the Oppenheimer award denial. While I was waiting, Norberg/Pasquinelli et al issued a fraud denial for the FINRA/SEC/FINCEN UBS AML complaint. As I have shown, MANY within the SEC had my information. Including SEC NY. Which is why the SEC corruptly moved the handling of the complaint to the SEC LA. While never bringing ANY individual complaints against UBS San Diego brokers. The UBS trading activity: My information UBS acknowledged in the complaint by the SEC,FINRA,FINCEN as never shutting down its cross border business per the 2010 DoJ dropping its DPA: also my information. Not just impossible that "SEC staff never saw Mr Dilorio's information" But CRIMINAL as well. EFTA00093728 Cheers! Christopher J Dilorio Whistleblower Extraordinaire From: Chris Dilorio <la Sent: Tuesday, July 20, 2021 8:36 AM Subject: Fw: Formal appeal for covered action 2015-016/ Knight Capital TCR & Appendix EFTA00093729 SONY, NY Supreme Court, NJ judges et al Welcome to my world. Dick "BBH all entities un named FINRA AML Complaint" Best and Paul Weiss alumna Lara Shalov Mehraban et al: SEC NY do NOT disapoint SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC.gov I SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies SEC Files Charges in Multi-Million Dollar Fraud Involving Two Companies. FOR IMMEDIATE RELEASE 2021- 132 Washington D.C., July 19, 2021 — www.sec.gov Aron Govil: Cemtrex and Telidyne: "Govil flooded the market with paid for buy recommendations for cemtrex stock and made false claims about Telidyne development of mobile apps that would facilitate crypto currency transactions and help combat the coronavirus" Let that sink in for a minute. Telidyne: fka Americom Networks International, Highland Ridge Inc, TEC Technology Inc EDGAR Search Results (sec.gov) at all times: SEC reporting. with multiple ap