EFTA00067752.pdf

From: Chris DiIon° ‹ > To: EFTA00067752  Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Date: Fri, 11 Jun 2021 11:59:38 +0000 Attachments: KCG_Appendix_3-20_13_penultimate.docx; KCG_TCR_3-20-13-penultimate_draft.pdf; KCG_TCR_3-20-13-penultimate_draft.docx; KCG_Appendix_3-20_13_penultimate.pdf; kcglq2015.pdf SDNY,NY Supreme Court, NJ Judges et al to say the SEC is a grossly corrupt ,criminal enterprise ACTIVELY facilitating multiple, massive, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: me. The real world implications of this irrefutable FACT are staggering. REAL lives changed/ruined. Staggering losses for "main street investors" as Clayton referred to them. Because, for ANYONE spending more than an hour or 2 on a trading desk: Gordon Gekko was right: "It's a zero sum game. Somebody wins, somebody loses". The Grossly corrupt SEC has rigged the game in favor of the criminals over the public it is mandated to protect. Mr Paley, did your Micro Cap Fraud Task Force actually accomplish ANYTHING? How did 4+ TRILLION shares of OTCM money laundering shells trade in 1Q 2021? Are prolific Bag Men like Kramer and Honig etc etc etc actually "out of business"? HELL NOI Mr Gensler, Chair Waters/Congress made repealing the grossly corrupt Clayton, Peirce, Roisman Rule in the summer of 2020 that exempts 90% of current 13 F filers a priority. Will you execute the stated will of Congress? As the Corrupt POS Paley et al know: NONE OF THESE CRIMINALS are out of business in 2021. In Fact, business is BOOMING SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers: Amend Reporting Threshold to Reflect Today's Equities Markets SEC.gov I SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers; Amend Reporting Threshold to Reflect Today's Equities Markets The Securities and Exchange Commission today announced that it has proposed to amend Form 13F to update the reporting threshold for institutional investment managers and make other targeted changes. wv.w.sec .g ov Speaking of Prolific Bag Man Honig: As you are all aware, I made the connection between Honig, Russian entities,Signature Bank: SBNY, and the criminal law firm of Sichenzia Ross. Mr Gottschall: Have you been able to locate Castle Rock on a map yet? Here are just a few of the recently filed RIOT Blockchain filings with the SEC Detailing a few "transactions" EFTA00067753 With the likes of The Bejing China Bitcoin mining company Bitmain where RIOT bought the "mining machines" at the Rockdale Texas Igig-F "I-IPC" data center. It doesn't look like Bitmain has much of a future in China. But Rockdale Texas is a growth market for sure. https://vvww.sec.gov/Archives/edgar/data/1167419/000107997321000272/ex99x1.htm SEC.gov I HOME Hash Rate Growth . By Q4 2022, Riot expects a total hash rate capacity of 7.7 EH/s with a fleet of approximately 81,146 Antminers, 95% of which will be the latest generation 519 series model. www.sec.gov Mother "transaction" involves the RIOT acquisition of a Data Center in Rockdale Texas owned by a German entity called Northern Data/Northern Bitcoin/Whinstone Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG Northern Data AG successfully closed the sale of its Texas data center to Riot Blockchain, Inc. - Northern Data AG Frankfurt am Main — May 27, 2021— Northern Data AG (XETRA: NB2, ISIN: DE000A0SMU87) a leading infrastructure supplier for Bitcoin mining and other HPC infrastructure solutions, successfully completed the sale of its U.S. subsidiary Whinstone US, Inc., which operates a high-performance data center facility based in Rockdale, Texas, to Riot Blockchain, Inc. (NASDAQ: "RIOT"). The ... northerndata.de Northern Data is a publicly traded company with ADR's trading OTCM Pinks. US Jurisdiction established Half-Year-Report 2019.pdf (northerndata.de) HALF-YEAR REPORT 2019 - Northern Data PAGE 4 NORTHERN BITCOIN AG I HALF YEAR REPORT 2019 BITCOIN IS CHANGING THE WORLD Bitcoin is a digital finance system that cannot be manipulated. northerndata.de Investor Relations - Northern Data AG EFTA00067754  Investor Relations - Northern Data AG Northern Data AG develops and operates global infrastructure solutions in the field of High-Performance Computing (HPC). With its customer-specific solutions, the company provides the infrastructure for various HPC applications in areas such as bitcoin mining, blockchain, artificial intelligence, big data analytics, loT or northerndata.de OTC Markets I NDTAF I Company Profile I OTC Markets Northern Data is now a 12% holder of RIOT Inline XBRL Viewer (sec.gov) EDGAR Filing Documents for 0001140361-21-019019 (sec.gov) Northern Data/Bitcoin Frankfurt came into existence in 2015. The founder is a guy named Mathis Schultz. Mr Schultz previously was a Private Banker at Julius Baer, LGT, and Elan Capital Management Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides Mining Like a Viking: How the Fjords of Norway Offer a Greener Alternative - Bitcoin Magazine: Bitcoin News, Articles, Charts, and Guides Northern Bitcoin's energy costs are lowered still by the climate control measures Lefdal mine features by design. As if the Norwegian climate wasn't cool enough, the data center is situated some 656 feet below ground, so it maintains a constant temperature of 55 degrees Fahrenheit (-12.5 degrees Celsius). bitcoinmagazine.com Schultz picked a very interesting nobody from New Orleans to build his 1Gig+ "HPC" data center in Rockdale Texas: Chad Everett Harris qualifications? The Year of Chad Everett Harris - Chad Everett Harris EFTA00067755  The Year of Chad Everett Harris - Chad Everett Harris 2020 will be the Year of Chad Everett Harris. This will be the year that the last 1642 days of work pays off and things get back to my normal chaotic life that I love. This year will be filled with achievement, challenges, and excitement. It will also be a year of living in the LI vinvw.chadeverettharris.com Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris I Meet New Orleans Entrepreneur Chad Everett Harris realized his passion for entrepreneurship very early on in his childhood. Born in Palos Verdes, California in 1969, he spent much of his young life moving between cities across the US.In his early years alone, he spent considerable time in Georgia, Michigan, and Louisiana. www.chadeverettharris.com Chad Everett Harris Archives - Page 2 of 4 - Chad Everett Harris Northern Data/ Northern Bitcoin bought Whinstone in 2019. Whinstone was building its Rockdale Texas 1 gig+ "HPC" data center in 2020 supervised by Chad Everett Harris Northern Data/ Northern Bitcoin sells Whinstone Texas "Data center" in April 2021 Northern Data founded in 2015 by former Private Banker Mathis Schultz RIOT has no office at SEC filings address. RIOT is Honig/Russian money laundering shell RIOT does "offering" with SBNY as escrow agent and the criminal law firm Sichenzia Ross. Northern Data trades OTCM Pinks: no info Northern Data now owns 12% of RIOT RIOT is a "customer" of Beijing based Bitmain which has been effectively shut down by the PRC Bitmain filed a "secret ipo" with Clayton/SEC RIOT is a National security risk and ONGOING fraud on the public kept up and running by the grossly corrupt SEC: Gottschall et al Bitmain Mr Gottschall: And to think ALL of this is happening 15 from my home in Castle Rock Colorado. Too flicking funny. Cheers! EFTA00067756 Christopher J DiIorio From: Chris Dilorio c > Sent: Tuesday, June 1, 20216:31AM EFTA00067757 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY, NY Supreme Courts/NJ Courts grossly corrupt SEC et al, Let's break down VIRT CEO Dougie "Mr Transparency" Cifu comments to Sell Side analists on the NITE/VIRT 10 2021 earnings call in May 2021: Per below: "Yes, Dan, obviously you look at the same metrics I do, just to give you a little commentary on them,I mean April volumes were a hair under 10 billion shares per day which is down 32 odd percent from the first quarter " Meaning: 10 2021 equity market making volumes at NITE were roughly 13 billion shares per day. Let's compare the last KCG stand alone quarter: 1Q2017 (below) where total equity market making share volumes were "a hair OVER 10 billion shares per day": 10.082 billion shares per day to be exact. KCG 1Q2017: 154 mil trading revenue 93.589 mil commissions/fees eps .05/ 67 mil shares outstanding Since Dougie "Mr Transparency" Cifu won't actually disclose 1Q2021 metrics, let's do some simple math and solve for "X" shall we? NITE/VIRT COMBINED 1Q2021 Remember: "April volumes were down approximately 32% from 10 2021 volumes " April volumes were a "Hair under 10 billion shares pe day" Therefore: Cifu says to Sell Side analysts on May4 2021 earnings call: 1Q2021 share volumes were roughly 13 billion shares per day The 1q2021 NITE/VIRT combined SEC reviewed 10O Document (sec.gov) trading income: 812.743 mil net commissions: 191.64 mil eps 1.91/sh on 123.4 mil shares out Again: 10 2017 OTCM Pink money laundering shell volumes: 90%+ of total equity MM volumes OVERALL OTCM Volumes: 100-300 billion shares/month in 1Q2021 OVERALL OTCM Money laundering share volumes were 4+ TRILLION shares a 10-30x+ INCREASE 2021 vs 2017 in OTCM Money laundering shell volumes YET TOTAL equity market making share volumes were up just 30+% 1Q2021 vs KCG stand alone 1Q2017???? How much market share did NITE/VIRT LOSE since 2017: 90+%???? NITE/VIRT 1Q2021 share volumes were MULTIPLES of 13 billion shares/day. Cifu is KNOWINGLY LYING Further: Recall: ANOTHER example of SEC corruption: the KCG 1Q2014 "astronomical" OTCM share volume metrics expunged by McKessy, Norberg, Pasquinelli, et al from the 1Q2014 10O: The KCG stand alone 1Q2014 10O: the basis of my March 2014 letter to McKessy with Berger Montague : I have attached the KCG 1Q2015 SEC reviewed 10O above Year over year numbers: The corrupt SEC failed to expunge pg 53 1Q2014 KCG STAND ALONE OTCM share volumes 14.045 BILLION shares/day (My Letter to McKessy) EFTA00067758 NYSE/NASDAQ volumes: 862 MILLION shares/day So according to Dougie "Mr Transparency" Cifu" 1Q2021 average daily share volumes were roughly 13 billion shares per day: This number is LESS than KCG stand alone 1Q2014 share volumes of almost 15 billion shares/day: 7 FUCKING YEARS AGO In 1Q2014 KCG trading revenue was 254.6 million and eps was .30/share This is blatant, egregious Cifu/SEC facilitated fraud on the public the SEC is mandated to protect. WHY is Cifu hiding this from the investing public and as important: WHY is the grossly corrupt SEC letting him? Read my TCR. In furtherance of the conspiracy: the CORE business at Knight/KCG/VIRT: NITE is and always has been Illegal naked shorting OTCM shells to facilitate money laundering. Further: Clayton et all CORRUPTLY gave NITE and CDEL their own exchange: MEMX: in 2020 for this EXACT reason The FINRA OTCM share volume discrepancies explained: NITE/VIRT is NOT reporting the vast amount of illegal naked shorting OTCM share volumes. Recall my correspondence to the grossly corrupt SEC when MEMX was announced: "Just between us criminals" Once again, my allegations are irrefutably accurate. The SEC has AGAIN doubled down and taken the side of the criminal entity NITE. As a result: the SEC ACTIVELY facilitates multiple, ongoing frauds on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME. Cheers! Whistleblower extraordinaire Christopher J Dilorio From: Chris Dilorio e > Sent: Friday, May 28, 2021 8:58 AM EFTA00067759 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix SDNY/NY Supreme Court/NJ judges: My apologies. I think I typed too fast for many on this email. Let me state plainly what I allege: For that, I turn directly to UBS Sell Side Analyst Alex Kramm who had quite the exchange with Cifu on the 10 2021 earnings call earlier this month. Mr Kramm: based on my analysis below, tell everyone WHY you think Cifu chose to be "Less transparent" with regards to 10 2021 share volumes? I'll type slower this time: 10 2021 OTCM total reported share volumes: 4+ TRILLION Cifu on the call(' have electronic version should you prefer) "Yes Dan (Jefferies analyst Fannon), obviously, you look at the same metrics I do, just to give you a little commentary on them (without actually disclosing them), I mean April volumes were a hair under 10 billion shares per day " Mr Kramm: this is a knowingly, blatantly false and misleading statement. Accurately: a bald face lie. This is why Cifu won't disclose the actual share volumes. Per below: in 10 2017: the last stand alone KCG quarter: OTCM share volumes were reported in SEC reviewed 10O at 9+ billion shares/day. Back when OTCM TOTAL SHARE VOLUMES were reported in the 100-300 billion shares per month. Yet, in 10 2021 when total reported OTCM share volumes were more than 1 TRILLION shares per month, hitting almost 2 TRILLION shares in Feb 2021, Cifu would have us believe NITE Equity market making share volumes were a "hair under 10 billion shares per day". A blatant LIE. The SEC knows EXACTLY what the NITE equity share volumes were in 1Q2021. And it was a LOT MORE than "a hair under 10 billion shares/day". Driven of course by OTCM Money laundering shells.Trading profits: illegal naked shorting. Exploding balance sheet. Insolvent still/again. Once again, the SEC facilitating/covering up a MASSIVE ongoing fraud on the public to the benefit of the criminals who own them while screwing the whistleblower who caught them: ME EFTA00067760 Have a GREAT long weekend! Christopher Dilorio Whistleblower Extraordinaire From: Chris Dilorio Sent: Friday, May 28, 2021 7:25 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Ms Pasqinelli, EFTA00067761 There have been 3 (THREE) SEC actions CLEARLY based on my information that also CLEARLY qualify for OWB Award eligibility. Sason/Keener/Salviola et al: NewLead Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) (sec.gov) Joshua Sason, et al. (Release No. LR-24403; Feb. 15, 2019) SEC Files Charges in Elaborate Microcap Stock Fraud Litigation Release No. 24403 / February 15, 2019 Securities and Exchange Commission v. Joshua Sason, et al. VONVI.sec.clov John Fife John M. Fife, Chicago Venture Partners, L.P., Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc. and Typenex Co-Investment LLC (Release No. LR-24886. Sep. 3 2020) (sec.gov) John M. Fife, Chicago Venture Partners, L.P, Iliad Research and Trading, St. George Investments LLC, Tonaquint, Inc., and Typenex Co-Investment, LLC (Release No. LR-24886; Sep. 3, 2020) - SEC.gov The Securities and Exchange Commission today filed charges against John M. Fife of Chicago and companies he controls for acquiring and selling more than 21 billion shares of penny stock without registering as a securities dealer with the SEC. VO.VW.SEC goy Justin Keener/JMJ Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779. Mar. 24 2020) (sec.gov) Justin W. Keener d/b/a JMJ Financial (Release No. LR-24779; Mar. 24, 2020) - SEC.gov I HOME SEC Charges Unregistered Penny Stock Dealer Litigation Release No. 24779 / March 24, 2020 Securities and Exchange Commission v. Justin W. Keener d/b/a JMJ Financial, No. 20-cv-21254 (S.D. Fla. March 24, 2020) VA'AV.sec.g ov ALL: My information. Yet NONE of these actions have been posted to the OWB Award Eligible website SEC.gov I Office of the Whistleblower SEC.gov I Office of the Whistleblower EFTA00067762  NOTICE: Until further notice, any Whistleblower Award Applications submitted by mail should be sent to the following address due to the mandatory telework posture at the SEC's Washington, DC headquarters: 14420 Albemarle Point Place, Suite 102, Chantilly, VA 20151-1750. www.sec.gov SEC IG Hoecker: HOW IS THIS REMOTELY PLAUSIBLE?? There is only 1 explanation: SEC criminal obstruction and corruption. Like the Dick Best/FINRA BBH complaint: also my information. No mention of executing broker dealers/MM's. OR as the SEC would like us to believe: "Penny stock trading fairies" NO! The SEC in ALL of these actions is protecting the criminal enterprise which has been bailed out on multiple ocassions: Knight/KCG/VIRT:NITE Automatically placing this criminal enterprise on the SEC "Do not investigate list". As a result, the SEC has KNOWINGLY, ACTIVELY facilitated countless, ongoing frauds on the public it is mandated to protect. ALL of the ilegal activity I have detailed is ongoing in May 2021. NITE is again/still insolvent. Cifu in the latest attempt to conceal this massive ilegal activity has once again limited transparency for the investing public. The NITE O1 earnings call: May 4, 2021 Virtu Financial Inc (VIRT) O1 2021 Earnings Call Transcript The Motley Fool Virtu Financial Inc (VIRT) Q1 2021 Earnings Call Transcript I The Motley Fool Virtu Financial Inc (NASDAQ:VIRT) Q1 2021 Earnings Call May 4, 2021, 8:30 a.m. ET. Contents: Prepared Remarks; Questions and Answers; Call Participants; Prepared Remarks: Operator. Good day, and ... www.fool.com Cifu: "April volumes were a hair under 10 billion shares per day So, the last 10O filed by KCG/Knight as a stand alone company was 1O 2017. The VIRT acquisition closed on July 31, 2017. Cifu won't disclose and the SEC let him KCG 2Q2017 financials. BLATANT fraud. Cifu/ the SEC wrote down more than $4 billion in fails. EDGAR Search Results (sec.gov) The 1Q2017 KCG 10Q Document (sec.gov) pg 49 Market Making scats. Cifu no longer discloses in SEC reviewed filings Avg daily OTC BB and OTC Market shares traded (millions) 9,096 Avg daily NYSE AND NASDAQ shares traded (millions) 986 Per my consistent correspondence with the SEC: Knight/KCG:NITE derived 80-90%+ of their equity Market making share volumes from OTCM . This is why VIRT acquired KCG/Knight. This is and always has been the core business at NITE. This is what Cifu conceals from the investing public. In May 2021. EFTA00067763 As I have also detailed over the last several years: FINRA share stats data is complete fraud. This ALSO continues in May 2021 Market Statistics - Equity Trading Data Monthly (finra.org) At the top of the page: "Last month statistics: April-2021 Share volume 44+BILLION shares" Yet below that under April share volumes:TOTAL SHARES: 928+BILLION The Knight/KCG/VIRT: NITE balance sheet in 10 2021 filed with the SEC in May 2021 The balance sheet is AGAIN exploding Inline XBRL Viewer (sec.gov) NOT HFT related where holding time is seconds Tangible book after properly classifying naked short fails: booked as an asset: receivable due to self clearing: insolvent. By a VERY wide margin. ALL as a direct result of ONGOING SEC criminal obstruction and corruption. So, Ms Pasquinelli: who was the executing BD/MM converting all of these fraud notes into worthless certs and dumped on the investing public where they are converted to real money? WHY would ANY BD/MM execute these trades? HOW do OTCM money laundering shells trade to trip zeroes? More buyers than sellers? NOPE: ilegal naked shorting to facilitate money laundering. That is why none of these actions have been posted to the OWB website. Even though they CLEARLY are eligible actions: My information. Cheers! Chris From: Chris Dilorio Sent: Thursday, May 27, 2021 5:49 AM EFTA00067764 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix More Honig/Stetson et al SEC facilitated ONGOING fraud on the public David Urban: Trump PA Campaign Manager and NITE Not So Independent Board Member and his own money laundering shell: FSD Pharma: HUGE with Pakistani's Had a BINDING LOI to acquire Israeli Therapix. FSD Pharma Responds to Therapix Termination of Binding LOI I Business Wire Not so binding. I caught them. Plan B Therapix: An Israeli money laundering shell where Stetson was "investor" EDGAR Filing Documents for 0001493152-17-003810 (sec.gov) and never shut down by the SEC as is typical of many Honig money laundering shells EDGAR Search Results (sec.gov) Today, Therapix is now Sci Sparc Ltd SEC approved offerings done By Aegis SEC FORM D Yes: that Aegis: also very much up and running in May 2021. New York: SDNY jurisdiction We don't need no stinkin' SAR's. Aegis prolific OTCM/NASDAQ shell money launderer Aegis Capital Corporation (sec.gov) UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION ADMINISTRATIVE PROCEEDING File No. 3-18412 ORDER INSTITUTING ADMINISTRATIVE PURSUANT TO SECTIONS 15(b) AND 21C EFTA00067765  OF THE SECURITIES EXCHANGE ACT OF 1934 AND SECTION 203(e) OF THE INVESTMENT ADVISERS ACT OF 1940, - SEC.gov I HOME 3 As a result of the foregoing, Aegis willfully 2 violated Exchange Act Section 17(a) and Rule 17a-8 thereunder. RESPONDENT Aegis is a dually-registered investment adviser and broker-dealer with multiple branches Well known to the SEC/FINRA: WHO were the customers? Who were the executing BD/MM's? MORE SEC "penny stock trading fairies" of course. NOPE: NITE. WHY are all entities once again UN Named? Robert Eide.pdf (finra.org) FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS - FINRA.org FINANCIAL INDUSTRY REGULATORY AUTHORITY OFFICE OF HEARING OFFICERS DISCIPLINARY PROCEEDING NO. 2011026386002 HEARING OFFICER: MJD ORDER ACCEPTING OFFER OF SETTLEMENT August 3, 2015 INTRODUCTION Disciplinary Proceeding No. 2011026386002 was filed on October 21, 2014, by the www.finra.org Orders Accepting Offers of Settlement - Aegis Capital Corp. Charles Smulevitz Kevin McKenna (finra.org) Complainant, Hearing Officer Rochelle S. Hall Department ofEnforcement, Disciplinary Proceeding ORDER ACCEPTING OFFER OF OFFICE OF HEARING OFFICERS INDUSTRY REGULATORY AUTHORITY FINANCIAL Aegis Capital Corp. SETTLEMENT Date: August 3, 2015 Respondents. INTRODUCTION - FINRA.org another F11"4RA member and registered with FINRA, through the firm, in several capacities, including as a GSR and GSP. Under Article V ofthe FINRA By-Laws,FINRA possesses www.finra.org Kevin Mckenna and Robert Eide (sec.gov) Kevin Mckenna and Robert Eide - SEC.gov I HOME 3 As a result of the foregoing, McKenna willfully 2 aided and abetted and caused Aegis' violations of Exchange Act Section 17(a) and Rule 17a-8 thereunder and Eide was a cause of Aegis' violations. vo.yw.sec gov EFTA00067766 Stetson: Honig side kick. Therapix now SciSparc. Still Israel Beginning on pg 10 of the SciSparc SEC approved and reviewed registration https://www.sec.gov/Archives/edgar/data/1611746/000121390021022427/ea139707- fl scisparcltd.htm#a 009 www.sec.gov 20 Raul Wallenberg Street Tower A, Tel Aviv 6971916, Israel. Tel: (+972) (3) 610-3100 Puglisi & Associates. 850 Library Ave., Suite 204. Newark, DE 19711 w.sec.gov Sellers include: Aegis CEO Robert Eide Pension Plan: NOW that is f'n funny Hoboken restraunteur Rohit Bawa NYC Restaurateur Revamping Former Liberty Bar Site i Jersey Digs ;I; NYC Restaurateur Revamping Former Liberty Bar Site I Jersey Digs The building itself was designed by Minervini Vandermark and will be four stories of concrete construction. The residential component will consist of three separate 3-bedroom, 2-bathroom units, each occupying one floor. jerseydigs.com Connecticuit distributor Michael Bozzuto Contact I Bozzutos.com Contact I Bozzutos.com Connect With One of Our Teams. We value your feedback. Let us know what's on your mind and how we can serve you better. Please select a department on the left to send a message directly to the team you would like to reach. www.bozzutos.com and, prolific Bag Man Michael Bigger Bigger Capital EDGAR Search Results (sec.gov) AND many more More on New York based Bigger Capital coming Of course, Aegis has a BOOMING wealth Management business EFTA00067767 How many related party transactions in this SEC reviewed Therapix Fl? https://www.sec.gov/Archives/edgar/data/1611746/000121390016017994/ff12016 therapixbio.htm#a 017 Next up: SciSparc Aegis "Investment banking" has ties to Israeli military Isaac Livni-EIDE: related? Investment Banking Team - Aegis Capital Corp. (aegiscapcorp.com) Aegis just did an SEC approved offering for Meten EdtechX Education Group China EDGAR Search Results (sec.gov) Brought to the US public/NASDAQ by the same Bag Man who brought Hwang/Archegos money laundering shell GSX to the US/NASDAQ Puglisi and Associates:Delaware https://www.sec.gov/Archives/edgar/data/1796514/000121390020018525/ea124386-fl metenedtech.htm Form F-1 (sec.gov) Some reports I've read suggest the SEC won't investigate Archegos/Hwang because it lacks "jurisdiction". Perhaps Ms Hodgman/Strzok can clarify for us. Recall: Honig,Stetson/Frost/Alpha Cap (my TCR). As I REPEATEDLY told the SEC: multi BILLIONAIRE Frost didn't risk it all to make a few million. He/they were laundering 8 (EIGHT) YEARS after submitting my NITE/UBS TCR with the SEC, Alpha Capital Anstalt is very much up and running in 2021 EDGAR Search Results (sec.gov) For His part: Frost bought Ladenberg from lcahn/Lorber/ et al: Vector/New Valley AFTER Ladenberg had bought Icahn's former firm Gruntal. Gruntal: SAC,Sater,Feinberg, Icahn: MILKEN Archegos and Greensill: Credit Suisse. Credit Suisse is controlled by Milken flunkies. Including the Risk Officer who quietly stepped down. Greensill: Jim Justice: Magna/Sason/Saviola/Sichenzia: SDNY/NY Supreme Court I suspect there will be no SEC investigation of Credit Suisse. Ms Hodgman Strzok is an expert at criminal obstruction. Pretty good, eh? It's a gift really Cheers! Christopher J Dilorio Whistleblower Extraordinaire EFTA00067768 From: Chris Dilorio Sent: Monday, May 24, 2021 5:47 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Judge Engelmayer: Simply put: RIOT exists in SEC filings only. Multiple Honig money laundering shells: Aspenbio/Venaxis/Bioptix involving Russian Government entity: Rusnano RIOT world HQ in Castle Rock is 15 minutes from my home. Apparently Mr Gottschall can't seem to find Castle Rock on a map. There is no RIOT at SEC filing address. An ISP: Clear Connect and a Pakistani BPO entity: NASDAQ traded IBEX. Who did Mr Gottschall deliver his "no further investigation" letter to exactly? It sure as hell wasn't RIOT. BTW: as a result of said Gottschall letter/determination as result of his incredibly THOROUGH investigation, the SEC chose not to review a RIOT offering in December 2020 Riot Blockchain, Inc. S-3 Letter.pdf (sec.gov) UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 DIVISION OF CORPORATION FINANCE - SEC.gov United States securities and exchange commission logo December 11, 2020 Jeffrey McGonegal Chief Executive Officer Riot Blockchain, Inc. 202 6th Street, Suite 401 www.sec.gov and resulted in Susguehanna/CVI pump and dump EDGAR Filing Documents for 0001104659-21-023563 (sec.gov) EFTA00067769  EDGAR Filing Documents for 0001104659-21-023563 Riot Blockchain, Inc. (Subject) CIK: 0001167419 (see all company filings) IRS No.: 841553387 I State of Incorp.:NV I Fiscal Year End: 1231 Type: SC 13G I Act: 34 ... ,AnArw.sec goy Judge Engelmayer, other SDNY/NY Supreme Court Judges: I implore you to send me a subpoena Cheers! Chris From: Chris Dilorio Sent: Tuesday, May 18, 2021 6:07 AM EFTA00067770 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Well well well. Mr Gottschall ended his "thorough investigation" into RIOT/Honig et al on 1/29/2020 Riot Blockchain SEC Ends Investigation Letter 1.29.20 i U.S. Securities And Exchange Commission I Common Law (scribd.com) Riot Blockchain SEC Ends Investigation Letter 1.29.20 I U.S. Securities And Exchange Commission I Common Law I Free 30-day Trial I Scribd Riot Blockchain SEC Ends Investigation Letter 1.29.20 - Free download as PDF File (.pdf), Text File (.txt) or read online for free. Included a letter from the Denver office of the SEC telling Riot Blockchain that the investigation by the securities regulator is over and at this time no enforcement action is recommended. www.scribd.com without EVER visiting the RIOT world HQ in Castle Rock. SHOCKING! Curious Mr Gottschall: who recieved/signed for your "termination of investigation" into RIOT: The ISP ClearConnect or the Pakistani BPO entity IBEX? Judge Ramos, other SDNY judges, NY Supreme Court, and NJ Judge Quraishi: you have been played for fools once again by the grossly corrupt SEC. ALL of your courts have jurisdiction over the SEC NY. Let's give NJ Judge Quraishi a primer on prolific Bag Man Barry Honig shall we? As detailed by me in my extensive correspondence: the record. ANOTHER Honig money laundering shell: Inergetics fka Millenium Biotech EDGAR Search Results (sec.gov) Based in Newark NJ Is everyone familiar with Healthcare fraud felon Brian Colleran? Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Three Companies and Their Executives Pay $19.5 Million to Resolve False Claims Act Allegations Pertaining to Rehabilitation Therapy and Hospice Services I OPA I Department of Justice Ohio based Foundations Health Solutions Inc. (FHS), Olympia Therapy Inc. (Olympia), and Tridia Hospice Care Inc. (Tridia), and their executives, Brian EFTA00067771  Colleran (Colleran) and Daniel Parker (Parker), have agreed to pay approximately $19.5 million to resolve allegations pertaining to the submission wwwjustice.gov Somehow, the DoJ didn't believe this was a criminal case. The "prosecutor" on the case was Chad Readler. Now: JUDGE Chad Readier. Made so by Trump. Colleran entered into a fraud $20 million purchase order with Millenium Biotech in 2007 Millennium Biotechnologies Inc. Signs Five Year $20 000 000 Purchase Agreement with Provider Services Inc. I BioSpace Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc. - BioSpace Millennium Biotechnologies, Inc. Signs Five Year $20,000,000 Purchase Agreement with Provider Services Inc. - read this article along with other careers information, tips and advice on BioSpace www.biospace.com Colleran then became a large shareholder in Millenium EDGAR Filing Documents for 0001144204-08-023159 (sec.gov) Guess who controlled the money laundering shell Millenium/Inergetics? Prolific Bag Man Barry Honig EDGAR Filing Documents for 0001144204-10-011488 (sec.gov) But, it gets better still: Somehow, some way Prolific Bag Man Josh Sason/Hanover/Magna: MULTIPLE TCR's filed by me and a massive SEC fraud on the SDNY and NY Supreme Courts: NewLead/FreeSeas et al: showed up as a very large holder of Millenium successor Inergetics EDGAR Filing Documents for 0001144204-15-034843 (sec.gov) https://www.sec.gov/Archives/edgar/data/72170/000114420414046310/v385056 sl.htm#s1 007 The SEC revoked the Inergetics/Millenium registration only AFTER this massive fraud on the public was committed I can't seem to find any reference to this money laundering shell in the Dal/Readier CIVIL not criminal complaint. You won't find any SEC complaint implicating Colleran/ Honig /Sason either Millenium/Inergetics: New Jersey: SEC NY OTHER Sason entities list offices at 40 Wall Street: Trump So, Judge Ramos: HOW did prolific Bag Man Honig become involved in the Honig money laundering shell MGT Capital which ALSO did a "pivot" to crypto mining? EDGAR Search Results (sec.gov) EFTA00067772 Venaxis/Aspenbio/Bioptix: now RIOT. Which only exists in SEC filings. Thanks in large part to the well orchestrated SEC NY/ SEC Denver criminal obstruction/corruption. EDGAR Filing Documents for 0001493152-16-013083 (sec.gov) That was 1 thorough "investigation Mr Gottschall. I see great things at the SEC for you AND guess who ELSE was involved in MGT in 2019 just before the SEC revoked the registration: Chicago Bag Man Fife/Iliad 6 years after I filed my TCR with the grossly corrupt SEC EDGAR Filing Documents for 0001567619-19-008772 (sec.gov) AND the Scumbags at Sichenzia Ross:MULTIPLE frauds on SDNY/NY Supreme Courts with Sason et al https://www.sec.gov/Archives/edgar/data/1001601/000114420415063432/v423506 s-1.htm The interconnectedness of my claims on display yet again. OR: The record to be continued Cheers! Chris From: Chris Dilorio Sent: Monday, May 17, 2021 5:28 AM EFTA00067773 Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix Oh, But it gets MUCH better Mr Gottschall et al: Ibex Digital: Bermuda based/Pakistani controlled Ibex Ltd NASDAQ: IBEX EDGAR Search Results (sec.gov) 60+% controlled by Pakastani entities: The Resource Group: TRGI and TRG Pakastan Ltd: TRGP BPO takes on a WHOLE different meaning. Which explains the co location with Local ISP ClearConnect. Riot Blockchain is just a front. RIOT crypto mining contract with Massena NY Coinmint New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate New York Crypto Mining Farm Coinmint Set to Dissolve? - MinerUpdate An ongoing dispute between the two partners who hold equal shares in multi-cryptocurrency mining company Coinmint has resulted in one of the partners filing to dissolve the company. www.minerupdate.com 's on verge of dissolution RIOT/Aspenbio/Bioptix/Venaxis is and always has been a Prolific Bag Man Honig money laundering shell. Because: say it with me: the only difference between a NASDAQ money laundering shell and an OTCM money laundering shell is the amount being laundered. I've read that somewhere before. Hey, Pm the 1 who said it. Give me a call Mr Gottschall. After I help you find Castle Rock on a map, I'll walk you through it. I'll type/talk slowly for you. Because, if you can't find Castle Rock on a map you don't have a chance in hell of finding EFTA00067774 Pakistan on a map. And, after you're able to find Castle Rock on a map, I'll take you to Vista Gold :VGZ "world HQ" a :,ittleton CO The money laundering shell cited in my TCR and kept up and running by the grossly corrupt SEC for the last 8+ years and with SEC approved offering after offering. Cheers! Chris From: Chris Dilorio Sent: Friday, May 14, 2021 6:34 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix In addition to NeoPhotonix and Bioptix BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group EFTA00067775  BiOptix Diagnostics, Inc. - Portfolio company - RUSNANO Group RUSNANO was founded in March 2011 as an open joint stock company through reorganization of state corporation Russian Corporation of Nanotechnologies. RUSNANO's mission is to develop the Russian nanotechnology industry through co- investment in nanotechnology projects with substantial economic en.rusnano.com Rusanano/Akhanov invested in Quantenna Now On Semiconductor which supplies chips to Apple EDGAR Filing Documents for 0001628280-17-001249 (sec.gov) as well as chip company Aquantia EDGAR Filing Documents for 0001387131-18-000659 (sec.gov) Aquantia was acquired by giant chip company Marvell Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell Company - Newsroom - Marvell Completes Acquisition of Aquantia - Marvell Marvell Completes Acquisition of Aquantia Accelerating Multi- Gig Ethernet Technology Leadership. Santa Clara, California (September 19, 2019) — Marvell (NASDAQ: MRVL) today announced that it has completed its acquisition of Aquantia, Corp. (NYSE: AQ).. Aquantia pioneered Multi-Gig technology - www.marvell.com The SEC massive frauds on the SDNY and NY Supreme Courts continues Sichenzia Ross: Sason/Crede/ Jim Justice et al NewLead and FreaSeas As well as WNW and others. Now RiotBlockchain. So, Sichenzia facilitated a fraud "acquisition" of certain Futures Commission Broker now Introducing Broker trading platform from Mark B Fisher of "Miami" https://www.sec.gov/Archives/edgar/data/1167419/000107997318000207/riot 8k-03272018.htm EFTA00067776  SEC.gov I HOME Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below): Mark B Fisher has owned MBF Clearing MBF Clearing Corp (mbfcc.com) MBF Clearing Corp. Welcome to MBF Clearing Corp website About MBF Clearing Corp Founded in 1987, MBF Clearing Corp. is widely-recognized for our preeminent role within the global futures markets. www.mbfcc.com As well as MBF Capital mbf online I management (mbfcapital.com) mbf online I management Mark Fisher is the President of MBF Capital Corporation, Inc. He is a founder of Vela Pharmaceuticals, Inc., ExSAR Corporation, and Kimeragen, Inc., which merged into Valigen, Inc. Prior to the formation of MBF, Mr. Fisher was a Principal of Alex Brown where he was employed from 1990-1996. www.mbfcapital.com for quite some time. BOTH New York based. Not even sure if there is a Miami Office for eithe Fisher entities. So WHY "Miami"? Part of that question can be answered by ANYONE receiving my extensive and irrefutable evidence of SEC criminal obstruction and corruption: Miami SEC Director Eric Bustilloe. A grossly corrupt Piece of Shit on par with Gottschall and Best. Did Fisher have outside investors in his firmS based in Miami? MBF /Fisher CLEARLY fall under SDNY/NY Supreme Courts jurisdiction. As does Sichenzia Ross As I have said repeatedly: the national security implications of these massive, multiple SEC facilitated frauds are staggering. Cheers! Chris EFTA00067777 From: Chris Dilorio Sent: Thursday, May 13, 2021 9:49 AM Subject: Fw: Formal appeal for denial covered action 2015-016/ Knight Capital TCR & Appendix "Mr Dilorio, do you have any MORE irrefutable evidence of SEC gross criminal obstruction and corruption while screwing you the whistleblower who caught them?" Yes SDNY/NY Supreme Courts, SEC IG Hoecker, Audrey Strauss, FBI, IRS CI etc etc etc: It just so happens I took a field trip to try and find the longstanding address of the Castle Rock CO money laundering shell Riot Blockchain fka Aspen Bio, Venaxis, Bioptix EDGAR Search Results (sec.gov) Enlightening! Kept up and running by the grossly corrupt SEC and pumped by Najarian(NetElement) on CNBC, Riot Blockchain is a Honig/Grousman/Stetson/GRQ et al money laundering shell which somehow escaped (along with many others) the SEC scrutiny in its Honig/Stetson/Frost/Jaclin/Alpha Cap et al complaint https://www.sec.gov/Archives/edgar/data/1167419/000107997317000238/bioptix s3.htm But WAIT. There's MORE! The Honig/Stetson Bioptix money laundering shell is ALSO a Colorado entity: Boulder EDGAR Search Results (sec.gov) EFTA00067778 Bioptix was just a vehicle to get Honig/Stetson et al into RIOT. Gee, I wonder what they saw in Bioptix that caused them to "invest" when it was around less than 2 years before "pivoting" to blockchain/crypto???? I have an idea! let's ask the scumbags at Sichenzia Ross who advised on the Bioptix money laundering offering which gave Honig et al ownership in RIOT https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/exl0x5.htm SEC WHEREAS, subject to the terms and conditions set forth in this Agreement and pursuant to Section 4(a)(2) of the Securities Act of 1933, as amended (the "Securities Act"), and Rule 506 promulgated thereunder, the Company desires to issue and sell to each Purchaser, and each Purchaser, severally and not jointly, desires to purchase from the Company, securities of the Company as more fully ... www.sec.gov Then, we can ask the Bioptix offering Escrow agent: New York licensed Signature Bank:SBNY. You know the 1: the once and always Private Banking arm of Hapoalim where Strauss/Berman criminally obstructed a thorough investigation of Hapoalim tax evasion and money laundering. The same SBNY which boasted Ivanka Trump as a Board memberand was a "go to lender" for Trump/Kushner and where ALL SEC filings have disappeared. AND where Chairman Scott Shay is on BoD of CardWorks (Berman) which was go to processor for Net Element: Merrick Bank UT. Etc etc etc. YES, that SBNY https://www.sec.gov/Archives/edgar/data/1167419/000107997317000154/exl0x3.htm SEC.gov I HOME WHEREAS, pursuant to the terms of the Purchase Agreement the Company desires to sell (the "Offering") a minimum of $2,000,000 (the "Minimum Amount") and a maximum of $2,250,000 (the "Maximum Amount") of units of its securities (the "Units")."). Each Unit is being sold at a price of $2.50 per Unit. Each Unit consists of one (1) share of the Company's common stock, no par value per share (the ... How much SEC et al criminal obstruction and corruption are we up to so far Mr Gottschall et al? Wait, there's more! In 2015, just prior to Honig/Stetson/SBNY/Sichenzia et al fraud offering, Boulder Based Bioptix FKA Alphasniffer did an SEC approved D offering SEC FORM D/A SEC FORM D/A In submitting this notice, each issuer named above is: Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.* www.sec.gov EFTA00067779 Guess who shows up as A Bioptix/Alphasniffer insider? Dimitry Akhanov WTAF is Rusnano USA????? AND head of the Russian Federal Energy Agency???? WHY is he involved in Bioptix now RIOT??? Dmitry Akhanov CEO of Rusnano USA Inc. RUSNANO (topionetworks.com) Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO Curated profile of Dmitry Akhanov, CEO of Rusnano USA, Inc., RUSNANO www.topionetworks.com Akhanov is also involved in NYSE listed Neophotonics NeoPhotonics Names Dmitry Akhanov to Board of Directors President and CEO of Rusnano USA Joins NeoPhotonics Board I NeoPhotonics Corporation EDGAR Search Results (sec.gov) Neophotonics supplies optical chips to some of the biggest optical switching companies in the world like US based Cisco and Ciena Recall: Honeg/Stetson/Frost/Alpha Cap Alpha Cap: my 2013 TCR Honig/Stetson: Jaclin: Farkas: BLNK. Also CFO New: NETE: Crede/SBNY/CardWorks/ESQ etc Honig also Trump fundraiser: Cleveland: Colleran. Dal "prosecutor" on Colleran massive healthcare fraud: Chad Readier. Trump made Readier a Federal judge. SEC left dozens of Jaclin money laundering shells up and running. Including Blink/New Image Concepts, Intercloud with Sason etc. As well as OZ/Maso/Sculptor NJ deli Hometown International: HWIN. NONE of this is by accident. SEC gross crimina