EFTA01375858.pdf

KYC Print Page 9 of 34 2. Account Ownership Summary Acct. Number (if Account Name: 3EGE LLC - Deposits available): Account Manager: stewart cldfield What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)? The purpose of the account is to manage the monthly expenses of the company Indicate from where the assets are expected to arrive? DB Group: Same Booking Center (indicate account number): 42953475 Li O8 Group: Other Booking Center (indicate DB location and account details): "J Other Institution - (Indicate name & location): ....] Physical Deposits (specify cash, securities, cheques, ...): Mat is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: 0/10 inflows/outflows of up to 5100k on a monthly basis Mat is the expected volume of assets and currency for the 176381.00 I Currency I usd account approx. 90 days after opening? What is the expected volume of assets and currency for the 130777 I Currency I usd account approx. one year after opening? Does/will the client have Assets Under Management (AiiM) within r.:j yes wiNo DB under Eur. 3M? Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). _egal Description AccounPIC Settlor of Jltimate Signatory_imitedfinancial Significant Entityof Source Holder OwnerTrust / Beneficial or Full POA IntennediaryShareholderOther (please of Wealth Founder of Owner POA (FIM) (> =25%) describe other required Foundation Non-PIC roles and/or entity ndlcate (indicate relationship Parties related ownership between :o this account 90) )artier) 1 2 2 3EGE, LLC 2 E _I 0 _J 0 ❑ 3effrey E. 2 0❑ Ep,stein 0 u D 2 n n 3 D fl Darren Indyke F.:i E.1 [1 ri 2 El D 4 0 0 Harry Beller 0 E ❑ 0 2 0 * littps://dbforcepb.my.salesforce.com/servlet/senflet.Integration?lid=01N30000000D9Di... 8/2/2018 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0071497 CONFIDENTIAL SDNY_GM_00217681 EFTA01375858