EFTA01253020.pdf

COVER SHEET FOR GLOBAL MARKETS WITH NETTING CHECKLIST for Signature and for Processing To: Cynthia Cuomo for Signature To: Milagros Morales for Processing From: Ajinkya Natarajan Date: October 10, 2015 Counterparty/Agent Name: Southern Financial, I.LC CP Principal (if applicable): Jurisdiction of Organization: USA Entity Type: Limited Liability Company Type of Agreement: ISDA Master Credit Support Amendment Futures & Other Agreement Annex Options Agrmt (scannin only) ❑ ❑ COUNTERPARTY IS URGENTLY REQUESTING THE RETURN OF THIS AGREEMENT. Attached, please find the following for review and signature: Execution copies of the above referenced agreement between Deutsche Bank AG and Southern Financial, LLC dated as of October 10, 2015 . Supporting documentation: Enclosed or Missing/Pending: Enc. or M/P Enc. or M/P Secretary of State/Registration 0 Legal Opinion 0 Waived Certificate of Inc./Restated Certificate of Inc. El Guaranty Charter and By-laws Guaranty Signature Specimen/ Incumbency Offering document 0 IRS fax Fenn W-9 Limited Partnership Agreement 0 IRS Tax Form W-81-.C1 Corporate Resolution(s) IRS Tax Form W-8BEN 0 Signature Specimen/Incumbency IRS Tax Form W-8IMY 0 Investment Management Agreement Other: Sub-Management/Sub-Advisory Agreement Other: ❑ Blackline copy (against template). if applicable. • PLM CONTRACT NUMBER: 640310 SDNY_GM 00037920 R:/Global _Markets/Nctting ,„,„„coNriirIENTIAL CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000744 EFTA_00148529 EFTA01253020  PARAGON LEGAL MODULE (PLM) - NETTING INFORMATION STORAGE SHEET Negotiator. AJINKYA NATARAJAN Counterparty: Southern Financial, Lk Contract #: 640310 Contract Type: Isla And Csa Amendment Please store the following information in Paragon Legal Module: In the master agreement's Contract Details Screen: Credit Line Netting: YES NO ❑ Regulatory Netting YES NO ❑ In the CP Properties Screen for the Head Office: Credit Line Netting: YES NO ❑ Regulatory Netting YES NO ❑ In the CP Properties Screen for the CP Office Credit Line Netting: YES ❑ NO ❑ N/A ❑ Regulatory Netting YES ❑ NO ❑ N/A ❑ In the CP Properties Screen for the CP Office Credit Line Netting: YES NO ❑ N/A Regulatory Netting YES NO ❑ N/A O In the CP Properties Screen for the CP Office Credit Line Netting: YES NO O N/A Regulatory Netting YES NO N/A In the field "Netting Comment": In the field "Attention to": ci-n airiAL SDNY_GM_00037921 R:i(ilobal _Markets/Netting Info/CO CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) 144 DB-SDNY-0000745 EFTA_00148530 EFTA01253021