EFTA01106642.pdf

EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME I of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad 9/30/09 Razorback Funding, LLC PRODA Scherer Subscription Agreement and Investor 1-38 Questionnaire signed by Adam Fisher — Fisher Razorback, LLC $1,500,000 Signature page to above PRODA 39 11/23/09 First Amendment to Operating PRODA Agreement 40-41 11/17/09 Consent of Members Holding Majority PRODA Interest 42-44 10/1/09 Limited Liability Company Agreement PRODA of Razorback 45-73 9/30/09 W-9 of Fisher Razorback, LLC PRODA 74 9/8/09 Letter Agreement G. Levin AJ Discala PRODA 75-79 9/19/09 Email exchange between Mazzeo and PRODA Preve re Loan Facility Agreement 80-81 9/22/09 Email exchange between Discala, Rovin PRODA and Ballamore re Bridge Funding 82-83 9/22/09 Email exchange between Mazzeo and PRODA Preve re Loan Facility Agreement 84-85 9/23/09 Email exchange between Preve, Parrish PRODA and Mazzeo re Security Agreement PRODA 86-89 9/23/09 Email exchange between Discola, Preve, PRODA 1 EFTA01106642 Category Date Description To From Bates Nos. Notes Parrish and Mazzeo re Security 90-92 Agreement 9/23/09 Email exchange between Preve and PRODA Mazzeo re Security Agreement 93-96 9/23/09 Email exchange between Discala, PRODA Roman, Berman and Mazzeo re 40M 97-99 Structure 9/25/09 Email re Security Agreement Mazzeo Preve PRODA 100-102 9/25/09 Email exchange between Preve, Discala, PRODA Levin and Mazzeo re Security 103-104 Agreement 9/28/09 Email re Revised Summary of Terms Mazzeo Parrish PRODA and 105 Poderas 9/28/09 Draft of Razorback Funding Summary PRODA of Terms 106-109 10/1/09 Von Allmen Signature Page of PRODC 1-2 Subscription Agreement and Investor Questionnaire $250,000 10/21/09 Letter to Von Allmen re membership Von Friedman PRODC 3-4 interest Allmen 10/19/09 Acknowledgement Agreement that PRODC 5-6 $1,000,000 has been transferred to Rothstein Ballamor Capital Income and Expenses PRODC 7 8/28/09 Wire Transfer confirmation from Ann PRODC 8 Von Allmen to Banyon Income Fund for $275,000 Ballamor Income and Expenses PRODC 9 David Von Allmen Living Trust 2 EFTA01106643 Category Date Description To From Bates Nos. Notes 8/26/09 Wire Transfer confirmation from PRODC 10 David Von Allmen to Banyon Income Fund for $275,000 Confidential Offering Memo to Von PRODC 11-122 Alimen from Banyon 8/13/09 Letter re investment Ann Von Fidelity PRODC 123 Alimen 8/13/09 Investment Report Ann Von Fidelity PRODC 124- Allmen 126' 8/13/09 Investment Reports Ann Von Fidelity PRODC 127-140 Allmen 8/27/09 Confidential Purchaser Questionnaire ' PRODC 141-155 for DV Premium Finance Lender signed by Ann Von Allmen 9/27/09 Confidential Purchaser Questionnaire PRODC 156-170 for DV Premium Finance Lender signed by David Von Allmen 10/1/09 Letter Agreement signed by Barry David WWW, PRODE 1-3 Florescue Boden Inc. (RRA) 10/15/09 Email exchange between Rothstein, PRODE 4-5 Spinosa, Boden re Lock Letter 10/15/09 Letter re restricting conveyances Spinosa Rothstein PRODE 6 10/15/09 Acknowledgment of Assignment PRODE 7-30 Purchase of Settlement Proceeds signed by Rothstein 10/15/09 Confidential Settlement Agreement and PRODE 31-41 General Release (signatures redacted) 10/15/09 Letter re investment of 1,400,000 BFMC Rothstein PRODE 42 Investment, LLC 3 EFTA01106644 Category Date Description To From Bates Nos. Notes 10/15/09 Acknowledgment of Assignment PRODE 43-67 Purchase of Settlement Proceeds signed by Rothstein 10/15/09 Acknowledgment of Assignment PRODE 68-78 Purchase of Settlement Proceeds signed by Rothstein (Richard Bona signed for Defendant) 10/15/09 Letter re investment of 1,400,000 BFMC Rothstein PRODE 79 Investment, LLC 10/15/09 Acknowledgment of Assignment PRODE 80-103 Purchase of Settlement Proceeds signed by Rothstein 10/15/09 Acknowledgment of Assignment PRODE 104-114 Purchase of Settlement Proceeds signed by Rothstein 10/15/09 Letter re proceeds of Settlement Rothstein Spinosa PRODE 115-117 10/15/09 Guaranty Agreement between RRA PRODE 118-127 and BFMC Investments LLC 10/15/09 Personal Guaranty between Rothstein PRODE 128-135 and BFMC 10/15/09 Letter re Legal Settlement Purchase BFMC Rothstein PRODE 136-138 Investment, LLC 10/15/09 Defense Agreement PRODE 139 10/15/09 Wire Transfer of $2,400,000 RRA BFMC PRODE 140-142 10/24/09 Email re 3 acknowledgements Boden Siegel PRODE 143 10/21/09 Email exchange between Villegas, PRODE 144-145 Boden and Siegel re forwarding documents 10/19/09 Email exchange between Boden and PRODE 146 4 EFTA01106645 Category Date Description To From Bates Nos. Notes Siegel 10/16/09 Email re delivering executed documents Siegel Boden PRODE 147 10/15/09 Email exchange between Boden and PRODE 148 Siegel 10/15/09 Email re "Timing" Siegel Boden PRODE 149 10/15/09 Email re Meeting Siegel Boden PRODE 150 10/15/09 Email re Message Siegel Boden PRODE 151 10/29/09 Email exchange between Barnett, Siegel PRODE 152 and Boden re delay in getting documents 10/14/09 Emauil exchange between PRODE 153-154 McNaughton, Boden and Siegel re conference call 10/13/09 Emauil exchange between PRODE 155-157 McNaughton, Boden and Siegel re legal opinion 10/06/09 Emauil exchange between PRODE 158-159 McNaughton, Boden and Barnett re comments on agreements 10/28/09 Email re delay in getting documents Siegel Barnett PRODE 160 10/27/09 Email re Boat Show Siegel Barnett PRODE 161 10/26 Email re delay in getting documents Siegel Barnett PRODE 162 10/26/09 Email re boat show Siegel Barnett PRODE 163 10/13/09 Email exchange between Siegel, Boden, PRODE 164-166 McNaughton re changes to language in agreements 10/12/09 Email exchange between Siegel and PRODE 167 Barnett re tickets 10/12/09 Email exchange between Siegel and PRODE 168 Barnett re tickets 10/9/09 Email exchange between Siegel and PRODE 169 5 EFTA01106646 Category Date Description To From Bates Nos. Notes Barnett re documents 10/9/09 Email exchange between Siegel and PRODE 170 Barnett re documents and fundin 10/9/09 Email exchange between Siegel and PRODE 171 Barnett re documents 10/8/09 Email exchange between Siegel, PRODE 172-175 Barnett, McNaughton and Boden re RRA comments 10/8/09 Email exchange between Siegel, PRODE 176-179 Barnett, McNaughton and Boden re RRA comments 10/2/09 Email exchange between Siegel and PRODE 180-181 Barnett re Call to Charlie Weissman 10/2/09 Email exchange between Siegel and PRODE 182 Barnett re Call to Charlie Weissman 10/1/09 Email exchange between Siegel and PRODE 183 Barnett re NDA 10/1/09 Letter re "Transaction" Boden PRODE 184-188 10/14/09 Email re "timing" Siegel Barnett PRODE 189 10/1/09 Email exchange between Siegel, PRODE 190 Barnett, and Palmer re NDA 10/1/09 Letter re "Transaction" Boden PRODE 191-193 10/14/09 Email re conference call McNaughto Boden PRODE 194 n 10/14/09 Email re conference call McNaughto Boden PRODE 195 n 10/12/09 Email re Legal Opinion McNaughto Boden PRODE 196 n 10/09/09 Email re RRA O . inion Boden McNaulht PRODE 198 6 EFTA01106647 Category Date Description To From Bates Nos. Notes on 10/9/09 Mark up of Dechert comments to Legal PRODE 199-202 Settlement Purchase 10/9/09 Email exchange between McNaughton, PRODE 203 Siegel and Boden re RRA comments on legal opinion Draft of letter to BMC from RRA PRODE 204-209 10/09/09 Email exchange between Boden and PRODE 210-214 McNaughton re RRA comments 10/08/09 Email exchange between Boden and PRODE 215-218 McNaughton re RRA comments 10/08/09 Email exchange between Boden and PRODE 219-222 McNaughton re RRA comments 10/8/09 Email exchange between Boden and PRODE 223-225 McNaughton re comments and clarification of questions to documents 10/7/09 Email re comments and clarification of McNaughto Boden PRODE 226 questions to documents n 10/6/09 Draft of Guaranty Agreement PRODE 227-235 10/6/09 Draft of Acknowledgment of PRODE 236-241 Assignment/Purchase of Settlement Proceeds 10/6/09 Draft Sale and Transfer Agreement PRODE 242-248 10/6/09 Draft Guaranty Agreement PRODE 249-257 10/6/09 Acknowledgement of PRODE 258-263 Assignment/Purchase of Settlement Proceeds 10/6/09 Draft Sale and Transfer Agreement PRODE 264-270 10/7/09 Email exchange between McNaughton, PRODE 271-273 Siegel and Boden re comments on Transfer Agreement 7 EFTA01106648 Category Date Description To From Bates Nos. Notes 10/6/09 Email exchange between McNaughton, PRODE 274-277 Siegel and Boden re comments on Transfer Agreement 10/6/09 Email exchange between McNaughton, PRODE 289-280 Barnett and Boden re comments on Transfer Agreement 10/5/09 Email exchange between McNaughton, PRODE 281 Barnett and Boden re comments to Transferee Agreement 10/5/09 Email exchange between McNaughton, PRODE 282 Barnett and Boden re comments to Transferor Agreement Draft Sale and Transfer Agreement PRODE 283-289 Draft Acknowledgement of Assignment PRODE 290-295 /Purchase of Settlement Proceeds Draft Confidential Settlement Agreement PRODE 296-305 and General Release 10/5/09 Email re Comments on Transferor Siegel McNaught PRODE 306 Agreement on Draft Sale and Transfer Agreement PRODE 307-313 10/5/09 Email re RRA Personal Guaranty Barnett McNaught PRODE 314 and Boden on 10/3/09 Email exchange between Dolan and PRODE 315-317 Boden re transaction documents 10/3/09 Email exchange between Dolan and PRODE 318-319 Boden re transaction documents 10/2/09 Email exchange between Dolan, Siegel PRODE 320 and Boden re transaction documents 10/28/09 Email exchange between Florescue, PRODE 321-322 Boden, Siegel and Burnett re original 8 EFTA01106649 Category Date Description To From Bates Nos. Notes documents 10/1/09 Email exchange between Siegel and PRODE 323 Barnett re transaction and investment 10/1/09 Draft of Letter to WWW, Inc. from RRA PRODE 324-327 10/1/09 Email exchange between Siegel and PRODE 328 Barnett re NDA and CA 10/1/09 Letter Agreement executed by Barry Boden PRODE 329-331 Florescue 10/2/09 Email exchange between Siegel PRODE 332 Barnett, and Boden re Charlie Wiessman 10/2/09 Email exchange between Siegel and PRODE 333 Barnett re Charlie Wiessman conference call 10/2/09 Email exchange between Siegel, PRODE 334 Barnett and Boden re conference call with Charlie Wiessman 10/3/09 Email exchange between Dolan, PRODE 335-337 Barnett and Siegel and Barnett re language in documents 10/7/09 Email exchange between Siegel, PRODE 339 Boden and McNaughton re comments and clarification questions to documents 10/8/09 Email exchange between Siegel, PRODE 340-343 Barnett, Boden and McNaughton re Dechert's comments and clarification to documents 10/7/09 Draft RRA Guaranty Agreement , PRODE 344-357 Confidential Settlement Agreement, Sales and Transfer Agreement, Acknowledgement of Assignment/Purchase of Settlement 9 EFTA01106650 Category Date Description To From Bates Nos. Notes Proceeds with Dechert's handwritten comments 10/8/09 Email exchange between Siegel, PRODE 358-361 Barnett, McNaughton and Boden re additional comments and changes 10/7/09 Draft RRA Guaranty Agreement , PRODE 362-375 Confidential Settlement Agreement, Sales and Transfer Agreement, Acknowledgement of Assignment/Purchase of Settlement Proceeds with Dechert's handwritten comments 10/9/09 Email re update on documents Barnett Siegel PRODE 376 10/9/09 Email exchange between Barnett and PRODE 377 Siegel re funding date 10/9/09 Email exchange between Barnett and PRODE 378 Siegel re funding date [Looks like a blow up of an RRA PRODE 379 business card of David Boden that indicates that he is admitted in NEW YORK only.] 10/12/09 Email re tickets Barnett Siegel PRODE 380 10/9/09 Email exchange between Bamett and PRODE 381 Siegel re Patrick Dolan's phone number 10/9/09 Dechert's handwritten comments on PRODE 382-385 letter re Legal Settlement Purchase 10/13/09 Email exchange between Boden, PRODE 386-388 Siegel and McNaughton re Dechert's changes to documents 10/13/09 Email exchange between Boden, PRODE 389-391 Siegel, Barnett and McNaughton re 10 EFTA01106651 Category Date Description To From Bates Nos. Notes Legal Opinion 10/13/09 Email exchange between Boden, PRODE 392-393 Siegel and McNaughton re conference call 10/14/09 Email re timing Barnett Siegel PRODE 394 10/14/09 Email exchange between Boden, PRODE 395 Siegel and Barnett re wire transfer 10/15/09 Email re "time sensitive question" Boden Siegel PRODE 396 10/15/09 Email re meeting Boden Siegel PRODE 397 10/15/09 Email re meeting Boden Siegel PRODE 398 10/15/09 Email exchange between Boden and PRODE 399 Siegel re meeting 10/15/09 Email re executed copies of Boden Siegel PRODE 400 documents 10/15/09 Email exchange between Siegel and PRODE 401 Boden re copies of executed documents 10/15/09 Email exchange between Siegel and PRODE 402-403 Boden re copies of executed documents fedexed 10/15/09 Email re executed copies of Boden Siegel PRODE 404 documents 10/26/09 Email re boat show party Siegel Barnett PRODE 405 10/26/09 Email exchange between Siegel and PRODE 406 Barnett re copies of the documents 10/27/09 Email re boat show tickets Barnett Siegel PRODE 407 10/28/09 Email exchange between Siegel and PRODE 408 Barnett re copies of the documents 10/29/09 Email exchange between Siegel, PRODE 409 Boden and Barnett re receiving copies of the documents 6/1/09 Guaranty executed by George Levin PRODF 1-6 7/31/09 Letter from Fidelity Investments to TD PRODF 7-14 Executed by 11 EFTA01106652 Category Date Description To From Bates Nos. Notes Bank re Cooper Management LLC and Prospective Banyon Investment Fund's Summary Investor (name of Offering illegible), but not G. Levin. Confidential Offering Memorandum PRODF 15-120 from Banyon issued to M. Musser 7/20/09 Banyon Income Fund Subscription PRODF 121-145 Executed by Agreement- Subscriber Cooper Representative Management, LLC of Cooper Management (name illegible), but not G. Levin 2/09 Bank of America Statements of J. PRODH 1-16 Mussry account with funds transferred highlighted 12/09 Chase Bank Statements of Melina El- PRODH 17-19 (fax Ani with funds transferred highlighted dates 10/29/09 Citibank statement of Danielle El-Ani PRODH 20-21 ABS Capital Funding wire Instructions PRODH 22 6/2/09 Confidentiality Agreement PRODH 23-28 BLANK FORM 11/2/09 Email from Szafranski to Szafranski re PRODH 29 Looks like a news reports of RRA expressing shock draft of email he intended to send in response to inquiries 11/2/09 Text messages between M. Szafranski PRODH 30-43 through and Ann Mussry 12 EFTA01106653 Category Date Description To From Bates Nos. Notes 12/21/09 2/18/09 Instant Message chats between M. PRODH 44-57 through Szafranski and Ann Mussry 12/16/09 8/5/09 Email re sending money A. El-Ani M. PRODH 58 and A. Szafranski Mussry 8/10/09 Email re money A. El-Ani M. PRODH 59 Szafranski 8/10/09 Email re money J. Mussry M. PRODH 60 Szafranski 1/3/10 Copy of Email dated 10/7/09 to Mussry PRODH 61-62 from Szafranski (Onyx Capital) re Investment 1/3/10 Email from El-Ani to J. Mussry w/copy PRODH 63 of Email dated 8/9/09 from El-Ani to Szafranski 8/5/09 Email from Szafranski re money to El- PRODH 64 Ani and J. Mussry 8/10/09 Email re money A. El-Ani M. PRODH 65 Szafranski 8/10/09 Email re money J. Mussry M. PRODH 66 Szafranski 1/3/10 Email from El-Ani to J. Mussry w/copy PRODH 67 of Email dated 819/09 from El-Ani to Szafranski Name, address and phone nos. of M. PRODH 68 Szafranski 1/3/10 Copy of Email dated 8/9/09 from El-Ani PRODH 69 to Szafranski (Onyx Capital) re investment 9/10/09 Email re money J. Mussry Szafranski PRODH 70 13 EFTA01106654 Category Date Description To From Bates Nos. Notes 10/7/09 Email re money J. Mussry Szafranski PRODH 71 10/15/09 Email re deal J. Mussry Szafranski PRODH 72 10/21/09 Email re percentage J. Mussry Szafranski PRODH 73 10/21/09 Email re percentage Szafranski Mussry PRODH 74 10/21/09 Email re percentage J. Mussry Szafranski PRODH 75 2/13/09 Instant Message chat entitled "Instant PRODH 77-123 through Message chat w/Mr. Contrary" 12/30/09 8/10/09 US Trust Money Movement Request PRODH 124-125 from J. Mussry to ABC Capital 3/5/09 ABS Capital Funding Preferred Equity PRODH 126 Agreement between ABS and J. and A. Mussry for $100,000 8/10/09 ABS Capital Funding Preferred Equity PRODH 127-128 Agreement between ABS and A. El-Ani for $60,000 9/7/09 ABS Capital Funding Preferred Equity PRODH 129-130 Agreement between ABS and J. and A. Mussry for $250,000 10/20/09 ABS Capital Funding Preferred Equity PRODH 131-132 Agreement between ABS and J. and A. Mussry for $125,000 10/20/09 ABS Capital Funding Preferred Equity PRODH 133-134 Agreement between ABS and Melina El-Ani for $95,000 4/8/09 ABS Capital Funding Preferred Equity PRODH 135 Agreement between ABS and J. and A. Mussry for $100,000 6/9/09 ABS Capital Funding Preferred Equity PRODH 137-138 Agreement between ABS and J. and A. Mussry for $150,000 10/8/09 ABS Capital Funding Preferred Equity PRODH 139 Agreement between ABS and J. and A. 14 EFTA01106655 Category Date Description To From Bates Nos. Notes Mussry for $110,000 10/8/09 ABS Capital Funding Preferred Equity PRODH 140-141 Agreement between ABS and Adele El- Ani for $35,000 7/8/09 ABS Capital Funding Preferred Equity PRODH 142-143 Agreement between ABS and Jacob Mussry for $125,000 5/8/09 ABS Capital Funding Preferred Equity PRODH 144 Agreement between ABS and J. and A. Mussry for $125,000 8/10/09 ABS Capital Funding Preferred Equity PRODH 145-146 Agreement between ABS and Jacob Mussry for $165,000 9/7/09 ABS Capital Funding Preferred Equity PRODH 147-148 Agreement between ABS and Nassim Mussry for $100,000 1/5/09 Balance sheet of Investments PRODH 149 to (no name) 1/7/10 2/23/09 Balance sheet (?) PRODH 150 to (no name) 10/23/09 4/6/09 Several Money movement request and PRODH 151-178 authorization forms from J. Mussry. 3/4/10 Money movement request and PRODH 179-182 authorization from J. Mussry for $50,000 6/30/09 ABS Capital Funding Preferred Equity PRODI 1-5 Agreement between ABS and H&N Associates for $100,000 7/30/09 Email between unknowns re Harvey PRODI 6-7 Wallinetz and ABS Wire Instructions to Bank of America PRODI 8 15 EFTA01106656 Category Date Description To From Bates Nos. Notes 2/9/10 Email exchange between Larry Merlin PRODK 1 to Eric Rayman regarding Boden's Email to Solomon of October 14, 2009 forwarding documents 10/6/09 Letter re acknowledgement of receipt Viceroy Rothstein PRODK 2 of settlement proceeds in the amount Global of $900,000 re P30 Investment s, Inc. 10/6/09 Letter guarantying payments to Viceroy Rothstein I PRODK 3 Viceroy re P30 10/6/09 Defense Agreement to Viceroy re P30 Viceroy Rothstein PRODK 4 Authority to represent (all parties PRODK 5-8 redacted except Rothstein's signature) re P30 10/5/09 Confidential Settlement Agreement PRODK 9-18 and General Release (redacted) re P30 Acknowledgement of Assignment/ PRODK 19-38 Purchase of Settlement Proceeds re P30 9/2/09 Email exchange between Pearson, PRODK 39 Boden and Villegas re P20 9/2/09 I Letter re acknowledgement of receipt Viceroy Rothstein PRODK 40 of settlement proceeds in the amount Global of $900,000 re P20 Investment s, Inc. 9/2/09 Letter guarantying payments to Viceroy Rothstein PRODK 41 Viceroy re P20 Defense Agreement to Viceroy re P20 Viceroy Rothstein PRODK 42 9/2/09 Personal Guaranty of Rothstein to PRODK 43 Viceroy re P20 Authority to represent (all parties PRODK 44-50 redacted except Rothstein's signature) 16 EFTA01106657 Category Date Description To From Bates Nos. Notes re P20 9/2/09 Confidential Settlement Agreement PRODK 51-60 and General Release 9/2/09 Acknowledgement of Assignment/ PRODK 61-80 Purchase of Settlement Proceeds re P30 2/9/10 Email exchange between Larry Merlin PRODK 81 to Eric Rayman regarding Email exchange between Paul Smith and Rhazi to Solomon re P21-G document 9/2/09 Email exchange between Boden, PRODK 82 Pearson and Villegas re P21 9/2/09 Letter re acknowledgement of receipt Viceroy Rothstein PRODK 83 of settlement proceeds in the amount Global of 5900,000 re P21 Investment s, Inc. 9/2/09 Letter guarantying payments to Viceroy Rothstein PRODK 84 Viceroy re P21 Defense Agreement to Viceroy re P21 Viceroy Rothstein PRODK 85 Authority to represent (all parties PRODK 86 redacted except Rothstein's signature) re P21 9/2/09 Rothstein's Personal Guaranty PRODK 90-93 Confidential Settlement Agreement PRODK 94-123 and General Release 2/9/10 Email exchange between Larry Merlin PRODK 124 to Eric Rayman regarding Email exchange between Paul Smith and Solomon re P22 closing documents 9/2/09 Email exchange between Boden, PRODK 125 Pearson and Villegas re P22 9/2/09 Letter re acknowledgement of receipt Viceroy Rothstein PRODK 126 of settlement proceeds in the amount Global 17 EFTA01106658 Category Date Description To From Bates Nos. Notes of $900,000 re P22 Investment s, Inc. 9/2/09 Letter guarantying payments to Viceroy Rothstein PRODK 127 Viceroy re P22 Defense Agreement to Viceroy re P22 Viceroy Rothstein PRODK 128 9/2/09 Authority to represent (all parties PRODK 129-132 redacted except Rothstein's signature) re P22 9/2/09 Authority to represent (all parties PRODK 133-136 redacted except Rothstein's signature) re P22 9/2/09 Rothstein's Personal Guaranty PRODK 137-140 9/2/09 Confidential Settlement and General PRODK 141-155 Release 9/2/09 Sale and Transfer Agreement (P22) PRODK 156-170 6/24/09 Letter from Rothstein authorizing PRODK 171 (redacted) to handle his legal settlement business Copies of business cards of Rhazi, PRODK 172 Pearson, Rothstein and Boden 8/31/09 Letter re Escrowed funds of Viceroy in Viceroy Rothstein PRODK 173 the amount of $1,980,000 10/2/09 Wire Transfer of $165,000 confirmation Viceroy Morgan PRODK 174 Stanley 11/9/09 Recall (?) of $900,000 transaction to PRODK 175 Rothstein from Viceroy 8/31/09 Two debit confirmations from Suntrust PRODK 176-177 Bank of transfers from Solomon to RRA in the amount of $1,000,000 and $980,000 10/06/09 Morgan Stanley wire transfer PRODK 178-179 confirmation from Viceroy to RRA in the amount of $670,000 1N EFTA01106659 Category Date Description To From Bates Nos. Notes 4/21/09 Confidential Settlement Funding PRODK 180-187 document 4/13/09 Closing documents — everything PRODK 188-227 redacted including case no., except it includes a wire transfer in the amount of $2 502 000 9/29/09 Letter guarantying payments to Concorde Rothstein PRODL 1-7 Concorde re P27 Capital 9/30/09 Bank of America wire transfer PRODL 8 confirmation of $33,000 to RRA from Concorde 9/30/09 Acknowledgement of PRODL 9-28 Assignment/Purchase of Settlement Proceeds to Concorde (P27) 9/29/09 Authority to Represent (P27) PRODL 29-42 8/26/09 Letter guarantying payments to PRODL 43-83 Concorde re P17; Authority to represent (all parties redacted except Rothstein's signature); Defense Agreement to Concorde; Authority to represent; Personal Guaranty; Confidential Settlement Agreement and General Release; Acknowledgement of Assignment/Purchase of Settlement Proceeds to Concorde; Sale and Transfer Agreement signed by Thomas Dazavedo 8/27/09; 8/27/09 Wire Transfer of $16,525 Bradley Dazavedo PRODL 84 Singer Enterprises 8/27/09 Wire Transfer of $660,025 RRA Dazavedo PRODL 85 9/30/09 Dazavedo Bank Statement showing PRODL 86 19 EFTA01106660 Category Date Description To From Bates Nos. Notes wire transfers 8/26/09 Email re wire transfers Dazavedo Bank of PRODL 87-88 America 10/27/09 Confirmation of wire transfer from PRODL 89 Rothstein to Concorde of $300,000 Acknowledgement of PRODL 90-102 Assignment/Purchase of Settlement Proceeds (P17); Sale and Transfer Agreement; 8/26/09 Letter re acknowledgement of receipt PRODL 103 of settlement proceeds in the amount of $900,000 re P17 8/26/09 Letter Guarantying payment to PRODL 104 Corcorde by Rothstein (P17) Defense Agreement PRODL 105 Authority to Represent PRODL 106-109 8/28/09 Letter re acknowledgement of receipt PRODL 110 of settlement proceeds in the amount of $900,000 re P19 8/28/09 Acknowledgement of PRODL 111-144 Assignment/Purchase of Settlement Proceeds (P19); Sale and Purchase Agreement; Sale and Transfer Agreement; Confidential Settlement and General Release; Personal Guaranty (P19); Authority to Represent/Contract; PRODL 145-148 Defense Agreement (P19) Letter guarantying payment to PRODL 149 Concorde (p19) Business card