EFTA02653267.pdf

From: Richard Kahn < Sent: Thursday, April 13, 2017 7:15 PM To: Jeffrey E. Subject: Fwd: Plan d LLC please advise thank you Richard =ahn HBRK Associates Inc. 575 Lexington =venue 4th Floor New York NY 10022 Begin forwarded message: From: =/b>Cynthia Rodriguez Subject: =/b>RE: Plan d =LC Date: =/b>April 13, 2017 at 2:28:08 PM =DT To: =/b>Richard Kahn Cc: Bella Klein Stewart Oldfield Hi Rich, Sorry to inconvenience you once more, but our audit =eam would like to know what kind of fees generated to $22mn? Would you =e able to clarify? Kind regards, EFTA_R1_01896862 EFTA02653267 Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Richard Kahn Sent: Wednesday, April 12, 2017 4:41PM To: Cynthia Rodriguez Cc: Bella Klein; Stewart Oldfield Subject: Re: Plan d LLC purpose of wire was fees yes another 8-10mm is =xpected thank you Richard=Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 2 EFTA_R1_01896863 EFTA02653268  On Apr 12, 2017, at 10:08 AM, =ynthia Rodriguez > wrote: Hi Rich, Thanks for the information. Can you please confirm what =he purpose of the wire was, and if you are expecting any other wires =rom Leon's company? Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Richard Kahn Sent: Tuesday, April 11, 2017 5:23 PM To: Cynthia Rodriguez Cc: Bella Klein; Stewart Oldfield Subject: Re: Plan d LLC 3 EFTA_R1_01896864 EFTA02653269  Entity BV70 LLC is owned by Leon =lack, who is a client of Southern Trust Company. BV70 LLC is the owner of Leon =lack's yacht Thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 On A r 11, 2017, at 3:21 PM, =ynthia Rodriguez > wrote: Hi Rich, The below wire was flagged by our auditors at random. =lease provide the following information regarding the incoming =ire: 3/31/17 - $22,500,000 Incoming Wire from BV70 LLC 4 EFTA_R1_01896865 EFTA02653270  What is the purpose of the Incoming Wire from BV70 LLC? What is the relationship between the client and BV70 LLC? What type of products/services does BV70 LLC provide? We cannot find any information via internet for BV70 LLC. Please provide resources (physical address, =ebsite, etc.) for this entity. Is activity of this nature expected to =ontinue? Kind regards, Cynthia Rodriguez <image001.pne Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA 5 EFTA_R1_01896866 EFTA02653271 From: Richard Kahn Sent: Friday, March 31, 2017 2:00 PM To: Cynthia Rodriguez Cc: Bella Klein Subject: Re: Plan d LLC I =as told wire was sent so please look out for it. thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th =loor New York, NY 10022 On Mar 31, 2017, at 12:21PM, Cynthia Rodriguez wrote: Perfect. I will keep you posted. Kind regards, Cynthia Rodriguez <image001.pne 6 EFTA_R1_01896867 EFTA02653272  Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl 10154-0004 New York, NY, USA From: Richard Kahn Sent: Friday, March 31, 2017 12:17 PM To: Cynthia Rodriguez Cc: Bella Klein Subject: Re: Plan d LLC Ok =ust found out it had not yet been sent to the back by sender so =hinking closer to 3- 5pm arrival. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th =Ioor New York, NY 10022 On Mar 31, 2017, at 12:08 PM, Cynthia Rodriguez wrote: Nothing so far :) 7 EFTA_R1_01896868 EFTA02653273 Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue. 24th Fl 10154-0004 New York. NY. USA From: Richard Kahn Sent: Friday, March 31, 2017 12:05 PM To: Cynthia Rodriguez Cc: Bella Klein Subject: Re: Plan d LLC Thank you. Assuming nothing yet had been =eceived. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th =Ioor New York, NY 10022 8 EFTA_R1_01896869 EFTA02653274  On Mar 31, 2017, at 12:00 PM, Cynthia Rodriguez wrote: Hi Rich, No problem. I will confirm as soon as it arrives. =hanks. Kind regards, Cynthia Rodriguez <image001.png> Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue 24th Fl 10154-0004 New York NY USA From: Richard Kahn Sent: Friday, March 31, 2017 12:00 PM To: Bella Klein 9 EFTA_R1_01896870 EFTA02653275  Cc: Cynthia Rodriguez Subject: Plan d LLC We =re expecting a wire today in the amount of 22.5mm. Can you please watch =he account and let me know when received. Thank you. Richard Kahn HBRK Associates Inc. 575 Lexington Avenue, 4th =loor New York, NY 10022 This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. 10 EFTA_R1_01896871 EFTA02653276  Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as =uch. This communication may contain confidential and/or privileged =nformation. If you are not the intended recipient (or have received =his communication in error) please notify the sender immediately and =estroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly =orbidden. Deutsche Bank does not render legal or tax advice, and the information =ontained in this communication should not be regarded as such. = 11 EFTA_R1_01896872 EFTA02653277