EFTA01377413.pdf
dataset_10 PDF 82.8 KB • Feb 4, 2026 • 1 pages
Classification: Confidential
Rich —
Closing the loop on today's trading, ROTH FP closed at 28 EUR on 12,414 daily volume.
DB did trade small today, — 3,000 shares, split between High Touch and Low Touch
which is usually the case for this name. The big International houses generally see Low
Touch business, where the boutique houses dominate the High Touch. DB has good
relationship with many of these boutique shops that work High Touch orders (as yours
would be), so let us know if you'd like to discuss further per my prior note about
working smaller size.
Speak Soon,
Tazia
From: Tazia Smith
Sent: Tuesday, May 23, 2017 6:19 AM
To: Delores Rubin; 'Richard Kahn'
Cc: Stewart OldfseId; Vahe Stepanian; Matt Glassman
Subject: RE: Rothschild [C]
Rich - Just tried calling you. Please call Delores directly if you have follow
through on this at 212-454-3300.
As team relayed, DB isn't (nor are we in touch with as agent) a marker maker on a
full 100k shares. But, Delores has market color and guidance on a market if you
portion out that size and can help facilitate.
Remember the market closes in Paris at 1 I :30am.
Tazia
Tazia Smith e
Key Client Partners - US
Deutsche Bank Wealth Management
tazia.smith@db.com
---Original Message----
From: Delores Rubin
Sent: Tuesday, May 23, 2017 07:42 AM Eastern Standard Time
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0074220
CONFIDENTIAL SONY GM_00220404
EFTA01377413
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