EFTA00197608.pdf

Statements EFTA00197608  CLEARED THROUGH ITS WHOLLY 09940 SUBSIDIARY OFFICE SERVICING YOUR ACCOLM Eleet.SleamS SOOvititt Cap. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York. Nell York 10179 Om Metratch Cooler Noah Ettak/on. lie* Tax 1120/3859 STEARNS INSTITUTIONAL INTERESTS AJC #2 STATEMENT PERK* December 1.2001 ACCOUNT EXECUTIVE GREENBERG.ALAN C. TELEPHONE (212)272.4605 THROUGH December 31.2001 VISIT OUR WEBSITE m-m.bearslearns.com ACCOUNT NUMBER What's In This Statement 11111111111111111 II TAXPAYER MAUER On File LAST STATEMENT November 30. 2001 Financial Summary 3 INSTITUTIONAL INTERESTS AiC #2 CIO FINANCIAL TRUST COMPANY Your Portfolio Holdings 4 ATTN LARRY KEMP Transaction Detail 5 6100 RED HOOK QUARTER Your Messages 7 SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Important Message II any information regarding Cash & u m., lent 40 $1.309.037 2001interest. dividends. TOTAL VALUE OF SECURITIES THIS PER)DD 21.096.865 $22.074 miscellaneous income. NET CREDIT BALANCE 1.309.037 gross proceeds or original Equines inEEMMMMMIRU21.096.865 issue discount is required $22.293.700 lo be reported to the IRS for NET EQUITY TINS PERIOD $22.405.902 this account. a Current market value Consolidated Form 1099 NET EQUITY LAST STATEMENT 22.315.774 IM Last statements market value will be mailed to you by January 31.2002or 1042S CHANGE SINCE LAST STATEMENT 90.128 by March 15.2002. There are no 'Stop Loss' orders or other pending buy or sell open orders on file for your account. Plo.mo mood ant 01Toronoo a moroal% of tucks or stocks. macaw! as daticoroa to you. lo cIoI Samoa. at 800614-1428: a o.t to Clam Saran a Bow. Stoarra Secumos Ca,.. One lArhok5-9 Cantor North. Brod1m, NY 112013859 gi r 188 'MT" ni for RICOHMOMI pwpOsos caly 11 Is fa fl ooded as a Mt Mance 19os statomorl Maid be Maned for your records Soo warm So for rmalart riamaMn 027 01.0102:08:34 001 1/519 EFTA00197609  CLEARED 1RROUOR RS wilekLY 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Metscitech Cord 1100.11 acedCon. Hew Volt I1201.38S9 INSTITUTIONAL INTERESTS NC #2 2 PI STATEMENT BACKER IS PRINTED ON THIS PAGE 027 OI0302.v06:34 001 Y619 EFTA00197610  CLEARED 1HRWGH IlS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t44 COO. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 OtoLlevetech Conte North BredCon. New Veit I1201.38S9 STEARNS INSTITUTIONAL INTERESTS AC #2 3 al STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER AMBER On File II-1S PERIOD YEAR TO DATE THIS PEPI00 LAST STATEMENT NOvelllter 30.2001 Opening Balance $22.074.32 Dividends 40,010.00 308,515.00 Credit Balance Int. 36.42 8,239.66 Securities Sold 1,246,916.68 Total $40,046.42 $316.754.66 Dividends/Interest 40.046.42 Amount Credited $1.28$963.10 Net Cash Activity 1.286.963.10 Portfolio Composition Closing Balance $1,309,037.42 CashCash Equivalent 1.309.037 Equities 21.096,865 Total $22.40$902 Cash Balance Summary OM. NG CLOSING Cash 22.074.32 1,309,037.42 Your Portfolio Allocation Net Cash Balance $22,074.32 $1.309.037.42 Cash 8 Equvalent 5% — &tubes 95% UnWooed croons oeno* oa0r Deena onto* Or, male aye, The ol000m ;eent'', is awed ken Va otwol.te market rat), oi ycv palkno 027 DI 030206:34 001 VS19 EFTA00197611  CLEARED THROUGH ITS niCkLY 1t,E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns SON, t4,1 Cory. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Metsolech Contm North Beccidon. New Ye* 112014869 STEARNS INSTITUTIONAL INTERESTS Ate #2 4 STATEMENT PERIOD December 1.2001 THROUGH December 31.2001 Your Portfolio Holdings ACCCUNT muesli CASH & CASH EQUIVALENTS TAXPAYER WEBER On File LAST STATEMENT NOYEMICer 30.2001 MARKET ESTIMATED CURRENT DESCRPRON SYMBCtiCUSIP DUANTITY PACE VALUE AANUN. INCOME YEW rst CASH BALANCE 1.309.037 TOTAL CASH & CASH EQUIVALENTS $1.309.037 EQUITIES Equities & Options ACCT MANCE1 ESTIMATED EARIFENT DESCRriON SYAIEDUCUSIP TYPE OUAMITY PRCE VALUE ANNUAL INCOME YEW I1N AMERICAN HOME PRODUCTS CORP AHP CASH 24.000 61.3600 1.472.640 22.080 1.4993 AMERICAN INTERNATIONAL GROUP AIG CASH 20.000 79.4000 1.588.000 3.360 0.2116 INC BANK OF AMER CORP BAC CASH 25,000 62.9500 1.573.750 60.000 3.8125 CITIGROUP INC C CASH 15.000 50.4800 757.200 9.600 1.2678 GaDMAN SACHS GROUP INC GS CASH 12.000 92.7500 1.113.000 5.760 0.5175 INTERNATIONAL BUSINESS IBM CASH 10.000 120.9600 1.209.600 5.600 0.4630 MACHINES CORP J P MORGAN CHASE & CO JPM CASH 37.500 36.3500 1.363.125 51.000 3.7414 JOHNSON& JOHNSON JNJ CASH 50,000 59.1000 2.955.000 36.000 1.2183 MBNA CORP KRB CASH 70.000 35.2000 2.464.000 25.200 1.0227 PFIZER INC PFE CASH 75.000 39.8500 2.988.750 39.000 1.3049 PROCTER & GAMBLE CO PG CASH 25.000 79.1300 1.978,250 38.000 1.9209 VIACOM INC-CL B VIAB CASH 37.000 44.1500 1.633.550 Total Equities& Options $21,096,865 $295.600 TOTAL EQUITIES $21,096,865 $295.600 027 OI,03.02:06:34 001 VSI9 EFTA00197612  CLEARED THROUGH ITS 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beet. Saea•ns SON, t4,1 COP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 Cr.* Momloch Cardp North Beccnon. New To* 112013859 STEARNS INSTITUTIONAL INTERESTS A/C #2 5 c, STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCOUNT mimeo., TAXPAYER MASSER On File NOYeTRIPM 30.2001 Your Portfolio Holdings (continued) LAST STATEMENT YOUR TOTAL ESTIMATED ANNUAL INCOME $295.600 YOUR PRICED PORTFOLIOHOLDINGS $22.405.902 Transaction Detail INVESTMENT ACTIVITY SETTLEMENT TRADE DATE DATE TRANSACTOR OESORPTION STIABOLGUSP OVANMY PRICE DEBIT AMOUNT GRECO MADUNT 12/18/01 12/13/01 SOLD BRISTOL MYERS SQUIBB CO BMY -25,000 50.16890 1,246,916.68 WITH RIGHTS TO PURCHASE PREFRO STK UNDER CERTAIN CIRCUMSTANCE TOTAL $1,246,916.68 DIVIDENDS DATE CESCRIPTHI1 SYMEICLiCuSIP OUANTITY RATE (S) DEW AAIOUT CREDIT AMOUNT 12/03/01 AMERICAN HOME PRODUCTS CORP ARP 24,000 0.2300 5,520.00 REC 11/13/01 PAY 12101/01 12/06/01 PFIZER INC PFE 75.000 0.1100 8,250.00 REC 11/16.431 PAY 12t06:01 027 01,03.02:06:34 001 Vtil9 EFTA00197613  CLEARED THROUGH ITS CMBPO SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZeirns SON•PRI COP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 OcoMetsclech Cardp North Beccioon. New Ye* 112013859 STEARNS INSTITUTIONAL INTERESTS NC #2 6 STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 Transaction Detail (continued) ACCCUNT NUMBER TAXPAYER WIPER OR File DIVIDENDS (continued) LAST STATEMENT NOYERRIBM 30.2001 DATE DESCRPTION SYMBOL CUSiP CUANTITY RATE (S) DEBIT AMOUNT CREDIT AMOUNT 12/11/01 INTERNATIONAL BUSINESS IBM 10.000 0.1400 1.400.00 MACHINES CORP REC 11/09/01 PAY 12/10101 7 1L/11iU1 JOti MI 8 R§D JNJ 50.000 0.1 9.000.00 REC 11/20101 PAY 12/11/01 12/21/01 AMERICAN INTERNATIONAL GROUP AIG 20.000 0.0420 840.00 INC REC 12/07101 PAY 12/21/01 12/28/01 BANK OF AMER CORP BAC 25.000 0.6000 15.000.00 REC 12/07101 PAY 12/2801 TOTAL $40,010.00 INTEREST DATE &SORPTION SYMOOLCUSIP OUANTITY RATE N CENT AMOUNT OIEDIT AMOUNT 12/21/01 INTEREST ON CREDIT BALANCE 0.5000 7.23 AT 0 1/2% 11/21 THRU 12/10 12/21/01 INTEREST ON CREDIT BALANCE 0.2500 29.19 AT 0 1211 THRU 1220 TOTAL $36.42 027 MD102:06:34 001 VSI9 EFTA00197614  CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beet. Saea•ns SON, t4,1 08O. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 CcoMetioloch Contm North Beccioon. New Ye* 11201.3869 STEARNS INSTITUTIONAL INTERESTS Ate #2 7 c, STATEMENT PERIOD December 1.2001 THROUGH December 31,2001 ACCCUNT NUMBER TAXPAYER AMBER On File Your messages LAST STATEMENT NOYEMICer 30.2001 As pail of the National Association of Securities Dealer's (NASD) Investor Education Program, you may obtain information on the NASD's Public Disclosure Program by contacting the NASD at telephone number (800) 289.9999 or via the intemet address which is wmv,nasdr,com, In addition, a brochure explaining the Public Disclosure Program is available from the NASD upon request, End of Statement 027 Ou01/0208:34 001 V519 EFTA00197615  ClEAREO 1HROUGH ns velour otw.E0 SUBS1OMAY OFFICE SERVONS YOUR ACCOUNT 13019.SIWAS SeCailiel COP. Beer. Stearns & Co. Inc. BffiR 383 Madison Avenue New York New York 10179 Cr* Mettotech Center North Beeckhn, Neo Tet 1120/3859 STffiRNS INSTIRITI0NAL INTERESTS MC #2 STATEMENT PER100 Ocloter 27.2001 ACCOUNT EXECUTIVE 3,4EENBERG.ALAN C. TELEPEONE THRCUGH November 30.2001 VISIT OUR WEBSITE iWAV uearstearns.corn ACCCUsIT NUMEER What's In This Statement IIIIIIIIIIIIIIIII II oraPATER MANER On Pile LAST STATEMENT Delober 26.2001 Financial Summaiy 3 INSTITUTIONAL INTERESTS AIC 12 4 C/O FINANCIAL TRUST COMPANY Your Portfolio Holdings ATTN LARRY KEMP " Transaction Detail 5 6100 RED HOOK OUARTER SUITE B-3 ST THOMAS VI 00802 Your Portfolio at a Glance Market Value of Your Portfolio Cash 3 Equvalent $22.074 TOTAL VALUE OF SECURITIES THIS PERIOD 22.293.700 A $162.339 NET morr EIALANCE 22,074 $22.293.700 Equales $21.498.925 NET EGUITY THIS PERIOD $22.315.774 Current markel Ydlue NU EOUITY LAST STATEMENT 21,659.264 al Last statements ~kel value CHAhGE SINCE LAST STATEMENT 656.510 There are no 'Stop Loss' orders or other pending buy or sell open orders on fila for your account. Flaxa ropat aelf dlroronoo or nonroctig ol crocks or stocks. ndicolod ar dal/rond lo OU. This antaint a get W0OR~I Nypons My It Is rc4 avrad as a Ur 0oanoort lo Clioni SoMcoo ol 800631.1129: or %nto lo GOM Sovkos a Biot. Sotoms Sccuillos fln statemori shoral pa retas0 la your mords See man sub fa aporna gama« Cap.. Ono Moholech Cook. North. Brookbn, NY 112014959 027 120I.13130:46 001 V513 EFTA00197616  CLEARED 1HROUGH RS YiHMV 0"E0 SUBSIDIARY Beer. Szewee Secwititi GOO. Ce4 Meal:tech COM0( HMO acedCon. Hew it* I1201.385E INSTITUTIONAL INTERESTS NC #2 2 0, II STATEMENT BACKER IS PRINTED ON THIS PAGE 027 1201.'01:10:44 001 V513 EFTA00197617  CLEARED THRWOH ITS niCkLY 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Szea•ns Secv, t.ti Cory. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New York, New York 10179 OtoLlevelech Center North Beccidon. New Tuft 11201.3869 STEARNS INSTITUTIONAL INTERESTS NC #2 3 r/ STATEMENT PERK* OCIOON 27.2001 THROUGH Novernter 30.2001 ACCOUNT NUMBER Cash Flow Analysis Income Summary TAXPAYER AMMER On Fite DC PERIOD YEAR TO DATE THIS PEFICO LAST STATEMENT CCIODei 26.2001 Opening Balance $162,339.12 Dividends 32.725.00 268,505.00 Credit Balance Int. 94.69 8,203.24 Dividends/Interest 32,819.69 Total $32,819.69 $276,708.24 Amount Credited $32,819.69 Securities Bought -173.084.49 Amount Debited $173.084.49 Portfolio Composition Net Cash Activity -140.264.80 CastirCash Equivalent 22,074 Equities 22.293,700 Closing Balance $22.074.32 Total $22.315.774 Cash Balance Summary Your Portfolio °Teruo CUZISINO Allocation Cash 162,339.12 22,07412 Net Cash Balance $162,339.12 $22,074.32 Cash & Equiva!eni <1% Equibes 99% UnWOCIed r0roris 0en,* Oar Otio, o, *nett 'Mel male valve 'rho elorahvn ',menu", is civried ham to 001,01.te mart,' vabe eI palt,” 027 12,01(01:10:44 001 VSI3 EFTA00197618  CLEARED THROUGH RS WIIOUY CA1nE0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. SZetrns SeN•IIiI Cory. Bear. Stearns & Co. Inc. BEAR 383 Madison Avenue New Y New York 10179 Ore Mevolech Car:Ng North Beano. New Year 11201 3959 STEARNS INSTITUTIONAL INTERESTS NC #2 4 STATEMENT PEF000 WOW 27.2001 THROUGH Novena:or 30.2001 Your Portfolio Holdings ACCOUNT NUMBER CASH & CASH EQUIVALENTS TAXPAYER WAGER On Elie LAST STATEMENT CCIODei 26.2001 1MRICE1 ESTIMATED CURRENT DESCRPRON SYMBCtiCUSIP DUANTITY PACE VALUE AANUN. INCOME VELD IN CASH BALANCE 22.074 TOTAL CASH & CASH EQUIVALENTS $22.074 EQUITIES Equities & Options ACCT IMR/CE1 ESIMATE0 DAMN,' DESCRriON SYMBOUCUSIP TYPE OLIAMITY PRICE VALUE ANNUAL INCOME VELD IV AMERICAN HOME PRODUCTS CORP AHP CASH 24.000 60.1000 1.442.400 22.080 1.5308 AMERICAN INTERNATIONAL GROUP AIG CASH 20.000 82.4000 1.648.000 3.360 0.2039 INC BANK OF AMER CORP BAC CASH 25,000 61.3800 1.534.500 60,000 3.9101 BRISTC4. MYERS SQUIBB CO BMY CASH 25.000 53.7600 1.344.000 27.500 2.0461 CITIGROUP INC C CASH 15.000 47.9000 718.500 9.600 1.3361 GCIAMAN SACHS GROUP INC GS CASH 12.000 88.9000 1.066.800 5.760 0.5399 INTERNATIONAL BUSINESS IBM CASH 10.000 115.5900 1.155.900 5.600 0.4845 MACHINES CORP J P MORGAN CHASE & CO JPM CASH 37,500 37.7200 1.414.500 51.000 3.6055 JOHNSON& JOHNSON JNJ CASH 50.000 58.2500 2.912.500 36.000 1.2361 MBNA CORP KRB CASH 70.000 32.2400 2.256.800 25.200 1.1166 PFIZER INC PFE CASH 75.000 43.3100 3.248.250 33.000 1.0159 PROCTER & GAMBLE CO PG CASH 25.000 77.4600 1.936.500 38.000 1.9623 VIACOM INC-CL B VIAB CASH 37.000 43.6500 1.615.050 Total Equities& Options $22,293.700 $317.100 TOTAL EQUITIES $22,293,700 $317,100 027 1241101:10:4E 001 VSI3 EFTA00197619  CLEARED THRWGH ITS WIIOUv 0"E0 SUBSIDIARY OFFICE SERVICING YOUR ACCOUNT Beer. Saea•ns S0C‘r.t.t1 COP. Bear. Stearns 8 Co. Inc. BEAR 383 Madison Avenue New York New York 10179 CcoMetsclech Cardp North Po:kW% New VC* I1201.3669 STEARNS INSTITUTIONAL INTERESTS NC #2 5 I STATEMENT PERK* October 27.2001 THROUGH Novernter 30.2001 ACCCUNT NUMBER TAXPAYER WIPER OR Fite Your Portfolio Holdings (continued) LAST STATEMENT CCIODer 26.2001 YOUR TOTAL ESTIMATED ANNUAL INCOME $317,100 YOUR PRICED PORTFOLIOHOLDINGS $22.315.774 Transaction Detail INVESTMENT ACTIVITY SETTLEIAENT TRADE DATE DATE TRANSACDON DESORPTION SYMBOUOUSP OcANNTe PROF DEPTAMOUNT CREDO AMOUNT 11/3101 11/07/01 BOUGHT GOLDMAN SACHS GROUP INC GS 2.000 86.00000 173.084.49 UNSOLICITED TOTAL $173.084.49 DIVIDENDS 0.01E CESCRPTKil SYMBOL.CuSJP WNYHTY RATE DEMI AMOUT CREDIT AMOUNT 10/31/01 J P MORGAN CHASE & CO JPM 37.500 0.3400 12,750.00 REC 10/05.01 PAY 10/31/01 11/01/01 BRISTOL MYERS SQUIBB CO BMY 25.000 0.2750 6.875.00 REC 10/15/01 PAY 11101/01 027 1201.01:10:46 001 EFTA00197620  CLEARED THROUGH ITS niCkLY 0"E0 SUBSIDIARY