Epstein Files

EFTA00236129.pdf

dataset_9 pdf 166.9 KB Feb 3, 2026 1 pages
Message From: U8S Financial Services Inc. [elertal Sent: 6/18/2014 5:13:43 AM To: gmaxl€ Subject: Your UBS Investment Advisory ADV is now available Attachments: FormADV_Brochure.pdf Professional and biographical information about your Financial Advisors is attached The attached Form ADV Brochure Supplement provides important Why this is important information about your Financial Advisors and how we supervise them. The Securities and Exchange Commission requires us to provide this information to We have included Brochure Supplements for all UBS employees who you. contribute to the support and services you receive from us even if you do not work directly with them on a ongoing basis. If there are updates or additions This information supplements the firm's to the team that serves you, we provide only those brochures - not ones you Form ADV Disclosure Brochure, which received previously. provides information about UBS Financial Services Inc.'s investment advisory We are required by Securities and Exchange Commission regulations to programs and services, related fees and provide this information to you. how UBS and your Financial Advisors are compensated, as well as potential conflicts Questions of interest. If you have questions, please contact your Financial Advisors or the Supervisors at the phone numbers provided in the attached Brochure Please retain this information for future Supplements. reference, as it contains important information that you may want to reference Disclosure should you decide to add services or We are providing this information to you to comply with Securities and establish additional advisory accounts with Exchange Commission requirements for investment advisory programs and your Financial Advisors. services. We consider your enrollment and continued use of our e-Delivery services as your agreement to the terms and conditions for e-Delivery. CONFIDENTIAL UBSTERRAMAR00000423 EFTA00236129

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345363f6-ac90-4d15-91b9-df9dae23675c
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dataset_9/EFTA00236129.pdf
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8fb86d5b27edcc7a022939f2f2ad4a4a
Created
Feb 3, 2026